Philip Falcone

Insider

First SEC filing: Oct. 10, 2014 · Latest: Oct. 10, 2014

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 81 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

81 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 12, 2020	VATE	F	212,875	$2.52	$536,445	1,962,400 Direct	-9.79%	Disposed	-69.3% (price as of 2026-08-20)
March 15, 2019	VATE	P	20,000	$2.67	$53,400	2,175,275 Direct	+0.93%	Acquired	-71.1% (price as of 2026-08-20)
Sept. 11, 2018	VATE	M	21,795	—	—	28,452 Direct	-43.38%	Disposed	(price as of 2026-08-20)
Sept. 11, 2018	VATE	M	150,000	—	—	84,608 Direct	-63.94%	Disposed	(price as of 2026-08-20)
Sept. 11, 2018	VATE	M	21,795	—	—	28,452 Direct	-43.38%	Disposed	(price as of 2026-08-20)
Sept. 11, 2018	VATE	M	150,000	—	—	84,608 Direct	-63.94%	Disposed	(price as of 2026-08-20)
Sept. 11, 2018	VATE	F	136,293	$6.08	$828,661	2,155,275 Direct	-5.95%	Disposed	-87.3% (price as of 2026-08-20)
Sept. 11, 2018	VATE	M	21,795	$4.02	$87,616	2,291,568 Direct	+0.96%	Acquired	-80.8% (price as of 2026-08-20)
Sept. 11, 2018	VATE	M	150,000	$4.05	$607,500	2,269,773 Direct	+7.08%	Acquired	-80.9% (price as of 2026-08-20)
Sept. 5, 2018	VATE	G	25,000	—	—	2,119,773 Direct	-1.17%	Disposed	(price as of 2026-08-20)
July 20, 2018	VATE	G	50,000	—	—	2,144,773 Direct	-2.28%	Disposed	(price as of 2026-08-20)
June 13, 2018	VATE	A	425,276	—	—	425,276 Direct	—	Acquired	(price as of 2026-08-20)
June 13, 2018	VATE	A	1,134,852	—	—	2,194,773 Direct	+107.07%	Acquired	(price as of 2026-08-20)
May 31, 2018	VATE	G	25,000	—	—	1,059,921 Direct	-2.30%	Disposed	(price as of 2026-08-20)
May 8, 2018	VATE	G	25,000	—	—	1,084,921 Direct	-2.25%	Disposed	(price as of 2026-08-20)
April 20, 2018	VATE	G	25,000	—	—	1,109,921 Direct	-2.20%	Disposed	(price as of 2026-08-20)
April 12, 2018	VATE	G	25,000	—	—	1,134,921 Direct	-2.16%	Disposed	(price as of 2026-08-20)
April 2, 2018	VATE	G	50,000	—	—	1,159,921 Direct	-4.13%	Disposed	(price as of 2026-08-20)
March 10, 2018	VATE	F	42,992	$5.74	$246,774	1,209,921 Direct	-3.43%	Disposed	-86.5% (price as of 2026-08-20)
Feb. 15, 2018	INSG	A	28,446	—	—	28,446 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 15, 2018	INSG	A	23,098	—	—	51,431 Direct	+81.52%	Acquired	(price as of 2026-08-20)
Nov. 8, 2017	INSG	S	91,023	$1.33	$121,061	28,333 Direct	-76.26%	Disposed	-68.6% (price as of 2026-08-20)
June 30, 2017	INSG	A	100,000	—	—	100,000 Direct	—	Acquired	(price as of 2026-08-20)
June 14, 2017	VATE	A	143,246	—	—	143,246 Direct	—	Acquired	(price as of 2026-08-20)
June 14, 2017	VATE	A	383,725	—	—	1,252,913 Direct	+44.15%	Acquired	(price as of 2026-08-20)
May 12, 2017	INSG	A	28,333	—	—	119,356 Direct	+31.13%	Acquired	(price as of 2026-08-20)
March 10, 2017	VATE	A	40,943	—	—	40,943 Direct	—	Acquired	(price as of 2026-08-20)
March 10, 2017	VATE	F	46,316	$5.50	$254,738	869,188 Direct	-5.06%	Disposed	-86.0% (price as of 2026-08-20)
March 10, 2017	VATE	A	109,677	—	—	915,504 Direct	+13.61%	Acquired	(price as of 2026-08-20)
Nov. 14, 2016	VATE	P	21,000	$4.53	$95,130	805,827 Direct	+2.68%	Acquired	-82.9% (price as of 2026-08-20)
Nov. 11, 2016	VATE	P	31,200	$4.41	$137,592	784,827 Direct	+4.14%	Acquired	-82.5% (price as of 2026-08-20)
April 14, 2016	VATE	A	500,000	—	—	500,000 Direct	—	Acquired	(price as of 2026-08-20)
April 14, 2016	VATE	A	500,000	—	—	500,000 Direct	—	Acquired	(price as of 2026-08-20)
April 14, 2016	VATE	A	500,000	—	—	500,000 Direct	—	Acquired	(price as of 2026-08-20)
March 12, 2016	VATE	F	129,951	$3.87	$502,910	1,293,627 Direct	-9.13%	Disposed	-80.0% (price as of 2026-08-20)
March 1, 2016	INSG	A	42,500	—	—	91,023 Direct	+87.59%	Acquired	(price as of 2026-08-20)
Jan. 29, 2016	VATE	A	6,848	—	—	6,848 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 24, 2015	VATE	A	200,000	—	—	200,000 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 24, 2015	VATE	A	100,742	—	—	100,742 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 9, 2015	VATE	A	845,250	—	—	845,250 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 9, 2015	VATE	P	540,000	$7.50	$4,050,000	1,423,578 Direct	+61.12%	Acquired	-89.7% (price as of 2026-08-20)
Aug. 6, 2015	VATE	A	7,084	—	—	7,084 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 6, 2015	VATE	D	7,527	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 6, 2015	VATE	A	2,510	—	—	2,510 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 6, 2015	VATE	D	2,667	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 6, 2015	VATE	A	705,882	—	—	705,882 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 6, 2015	VATE	D	750,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 16, 2015	INSG	A	18,722	—	—	48,523 Direct	+62.82%	Acquired	(price as of 2026-08-20)
March 12, 2015	VATE	A	309,620	—	—	309,620 Direct	—	Acquired	(price as of 2026-08-20)
March 12, 2015	VATE	A	881,550	—	—	883,578 Direct	+43468.93%	Acquired	(price as of 2026-08-20)
Jan. 7, 2015	VATE	A	169,697	—	—	169,697 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 17, 2014	INSG	C	871,960	—	—	8,235,294 Indirect	+11.84%	Acquired	(price as of 2026-08-20)
Nov. 17, 2014	INSG	C	87,196	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-20)
Oct. 28, 2014	VATE	A	258,824	—	—	258,824 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 28, 2014	VATE	A	7,786	—	—	7,786 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 28, 2014	VATE	A	2,667	—	—	2,667 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 28, 2014	VATE	A	750,000	—	—	750,000 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 28, 2014	VATE	A	280,472	—	—	280,472 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 28, 2014	VATE	A	49,372	—	—	49,372 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 28, 2014	VATE	A	52,485	—	—	52,485 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 28, 2014	VATE	A	50,247	—	—	50,247 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 28, 2014	VATE	A	33,124	—	—	33,124 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 28, 2014	VATE	A	2,394	—	—	2,394 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 28, 2014	VATE	A	6,140	—	—	6,140 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 28, 2014	VATE	A	53,963	—	—	53,963 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 28, 2014	VATE	A	234,608	—	—	234,608 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 7, 2014	INSG	A	29,801	—	—	29,801 Direct	—	Acquired	(price as of 2026-08-20)
May 30, 2014	SPB	A	1	—	—	1 Direct	—	Acquired	(price as of 2026-08-20)
May 21, 2014	VATE	A	1,568,864	—	—	1,568,864 Direct	—	Acquired	(price as of 2026-08-20)
March 4, 2009	NYT	J	0	—	—	28,538,434 Indirect	0.00%	Acquired	(price as of 2026-08-20)
Sept. 19, 2008	NYT	J	1	$15.27	$15	1 Indirect	—	Acquired	332.2% (price as of 2026-08-20)
Aug. 27, 2008	NYT	J	1	$12.84	$13	1 Indirect	—	Acquired	414.0% (price as of 2026-08-20)
Aug. 20, 2008	NYT	J	1	$12.84	$13	1 Indirect	—	Acquired	414.0% (price as of 2026-08-20)
Aug. 20, 2008	NYT	J	1	$12.90	$13	1 Indirect	—	Acquired	411.6% (price as of 2026-08-20)
Aug. 19, 2008	NYT	J	1	$13.48	$13	1 Indirect	—	Acquired	389.6% (price as of 2026-08-20)
Aug. 18, 2008	NYT	J	1	$13.84	$14	1 Indirect	—	Acquired	376.9% (price as of 2026-08-20)
Aug. 15, 2008	NYT	J	1	$13.85	$14	1 Indirect	—	Acquired	376.5% (price as of 2026-08-20)
Aug. 14, 2008	NYT	J	1	$13.11	$13	1 Indirect	—	Acquired	403.4% (price as of 2026-08-20)
Aug. 13, 2008	NYT	J	1	$12.76	$13	1 Indirect	—	Acquired	417.2% (price as of 2026-08-20)
Aug. 12, 2008	NYT	J	1	$13.54	$14	1 Indirect	—	Acquired	387.4% (price as of 2026-08-20)
Aug. 11, 2008	NYT	J	1	$13.90	$14	1 Indirect	—	Acquired	374.8% (price as of 2026-08-20)
Aug. 8, 2008	NYT	J	1	$13.44	$13	1 Indirect	—	Acquired	391.1% (price as of 2026-08-20)
Aug. 5, 2008	NYT	J	1	$13.40	$13	1 Indirect	—	Acquired	392.5% (price as of 2026-08-20)
Jan. 29, 2008	NYT	J	1	$15.96	$16	1 Indirect	—	Acquired	313.5% (price as of 2026-08-20)
Jan. 28, 2008	NYT	J	1	$15.85	$16	1 Indirect	—	Acquired	316.4% (price as of 2026-08-20)
Jan. 17, 2008	NYT	J	1	$15.30	$15	1 Indirect	—	Acquired	331.4% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Sept. 11, 2018	VATE	Stock option (Right To Buy)	Common Stock (21,795)	$4.02	May 20, 2024	21,795	Disposed
Sept. 11, 2018	VATE	Stock option (Right To Buy)	Common Stock (150,000)	$4.05	May 20, 2024	150,000	Disposed
Sept. 11, 2018	VATE	Stock option (Right To Buy)	Common Stock (21,795)	$4.02	Oct. 28, 2024	21,795	Disposed
Sept. 11, 2018	VATE	Stock option (Right To Buy)	Common Stock (150,000)	$4.05	Oct. 28, 2024	150,000	Disposed
June 13, 2018	VATE	Stock option (Right To Buy)	Common Stock (425,276)	$5.45	March 16, 2028	425,276	Acquired
Feb. 15, 2018	INSG	Stock Option (Right to Buy) (INSG)	Common Stock (28,446)	$1.93	Feb. 15, 2028	28,446	Acquired
June 30, 2017	INSG	Stock Option (Right to Buy) (INSG)	Common Stock (100,000)	$1.25	June 30, 2027	100,000	Acquired
June 14, 2017	VATE	Stock option (Right To Buy)	Common Stock (143,246)	$5.50	March 10, 2027	143,246	Acquired
March 10, 2017	VATE	Stock option (Right To Buy)	Common Stock (40,943)	$5.50	March 10, 2027	40,943	Acquired
April 14, 2016	VATE	Stock Option (Right to Buy)	Common Stock (500,000)	$13.50	April 14, 2026	500,000	Acquired
April 14, 2016	VATE	Stock Option (Right to Buy)	Common Stock (500,000)	$10.50	April 14, 2026	500,000	Acquired
April 14, 2016	VATE	Stock Option (Right to Buy)	Common Stock (500,000)	$7.50	April 14, 2026	500,000	Acquired
Jan. 29, 2016	VATE	Stock Option (right to buy)	Common Stock (6,848)	$7.93	May 21, 2024	6,848	Acquired
Dec. 24, 2015	VATE	Stock Option (right to buy)	Common Stock (200,000)	$7.08	May 21, 2024	200,000	Acquired
Dec. 24, 2015	VATE	Stock Option (right to buy)	Common Stock (100,742)	$5.90	May 21, 2024	100,742	Acquired
Nov. 9, 2015	VATE	Stock Option (right to buy)	Common Stock (845,250)	$7.17	May 21, 2024	845,250	Acquired
Aug. 6, 2015	VATE	Stock option (Right To Buy)	Common Stock (7,084)	$4.46	May 21, 2024	7,084	Acquired
Aug. 6, 2015	VATE	Stock option (Right To Buy)	Common Stock (7,527)	$4.46	May 21, 2024	7,527	Disposed
Aug. 6, 2015	VATE	Stock option (Right To Buy)	Common Stock (2,510)	$4.25	May 21, 2024	2,510	Acquired
Aug. 6, 2015	VATE	Stock option (Right To Buy)	Common Stock (2,667)	$4.00	May 21, 2024	2,667	Disposed
Aug. 6, 2015	VATE	Stock option (Right To Buy)	Common Stock (705,882)	$4.25	May 21, 2024	705,882	Acquired
Aug. 6, 2015	VATE	Stock option (Right To Buy)	Common Stock (750,000)	$4.05	May 21, 2024	750,000	Disposed
March 12, 2015	VATE	Stock Option (right to buy)	Common Stock (309,620)	$9.00	March 11, 2025	309,620	Acquired
Jan. 7, 2015	VATE	Stock Option (right to buy)	Common Stock	$8.25	May 20, 2024	169,697	Acquired
Nov. 17, 2014	INSG	Series C Preferred Stock	Common Stock (87,196)	—	—	87,196	Disposed
Oct. 28, 2014	VATE	Stock Option (right to buy)	Common Stock	$4.36	May 20, 2024	258,824	Acquired
Oct. 28, 2014	VATE	Stock Option (right to buy)	Common Stock	$4.46	May 20, 2024	7,786	Acquired
Oct. 28, 2014	VATE	Stock Option (right to buy)	Common Stock	$4.00	May 20, 2024	2,667	Acquired
Oct. 28, 2014	VATE	Stock Option (right to buy)	Common Stock	$4.05	May 20, 2024	750,000	Acquired
Oct. 28, 2014	VATE	Stock Option (right to buy)	Common Stock	$3.99	May 20, 2024	280,472	Acquired
Oct. 28, 2014	VATE	Stock Option (right to buy)	Common Stock	$3.85	May 20, 2024	49,372	Acquired
Oct. 28, 2014	VATE	Stock Option (right to buy)	Common Stock	$4.03	May 20, 2024	52,485	Acquired
Oct. 28, 2014	VATE	Stock Option (right to buy)	Common Stock	$4.02	May 20, 2024	50,247	Acquired
Oct. 28, 2014	VATE	Stock Option (right to buy)	Common Stock	$4.04	May 20, 2024	33,124	Acquired
Oct. 28, 2014	VATE	Stock Option (right to buy)	Common Stock	$4.00	May 20, 2024	2,394	Acquired
Oct. 28, 2014	VATE	Stock Option (right to buy)	Common Stock	$3.98	May 20, 2024	6,140	Acquired
Oct. 28, 2014	VATE	Stock Option (right to buy)	Common Stock	$3.77	May 20, 2024	53,963	Acquired
Oct. 28, 2014	VATE	Stock Option (right to buy)	Common Stock	$4.05	May 20, 2024	234,608	Acquired
May 30, 2014	SPB	Warrant (right to buy)	Common Stock (3,000,000)	—	March 10, 2019	1	Acquired
May 21, 2014	VATE	Stock Opion (right to buy)	Common Stock	$4.56	May 20, 2024	1,568,864	Acquired
Sept. 19, 2008	NYT	Equity Swap	Class A Common Stock (192,000)	—	—	1	Acquired
Aug. 27, 2008	NYT	Equity Swap	Class A Common Stock (45,000)	—	—	1	Acquired
Aug. 20, 2008	NYT	Equity Swap	Class A Common Stock (33,000)	—	—	1	Acquired
Aug. 20, 2008	NYT	Equity Swap	Class A Common Stock (42,000)	—	—	1	Acquired
Aug. 19, 2008	NYT	Equity Swap	Class A Common Stock (93,000)	—	—	1	Acquired
Aug. 18, 2008	NYT	Equity Swap	Class A Common Stock (99,600)	—	—	1	Acquired
Aug. 15, 2008	NYT	Equity Swap	Class A Common Stock (120,000)	—	—	1	Acquired
Aug. 14, 2008	NYT	Equity Swap	Class A Common Stock (187,570)	—	—	1	Acquired
Aug. 13, 2008	NYT	Equity Swap	Class A Common Stock (142,200)	—	—	1	Acquired
Aug. 12, 2008	NYT	Equity Swap	Class A Common Stock (117,000)	—	—	1	Acquired
Aug. 11, 2008	NYT	Equity Swap	Class A Common Stock (99,000)	—	—	1	Acquired
Aug. 8, 2008	NYT	Equity Swap	Class A Common Stock (66,000)	—	—	1	Acquired
Aug. 5, 2008	NYT	Equity Swap	Class A Common Stock (150,000)	—	—	1	Acquired
Jan. 29, 2008	NYT	Equity Swap	Class A Common Stock (585,720)	—	—	1	Acquired
Jan. 28, 2008	NYT	Equity Swap	Class A Common Stock (450,000)	—	—	1	Acquired
Jan. 17, 2008	NYT	Equity Swap	Class A Common Stock (229,545)	—	—	1	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Oct. 10, 2014	INSG	Common Stock	7,363,334	Indirect
Oct. 10, 2014	INSG	Series C Preferred Stock→ Common Stock (87,196)	87,196	Indirect
Oct. 10, 2014	INSG	Warrant (right to buy)→ Common Stock (4,117,647)	4,117,647	Indirect

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

SPB

CEO

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2015	$84,615	—	—	—	$3,300,000	—	$20,550,000	$23,934,615
2012	—	—	—	—	—	—	—	—
2011	—	—	—	—	—	—	—	—

VATE

President & CEO

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2020	—	—	—	—	—	—	—	—
2018	$600,000	—	$7,104,174	$1,385,239	$2,446,132	—	—	$11,535,545
2017	—	—	$2,790,457	$500,305	$4,850,937	—	—	$8,141,699

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.