Philip R Broenniman

Insider

First SEC filing: March 10, 2020 · Latest: March 10, 2020

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

AUID buying Aug. 26, 2021

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 13 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

13 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Sept. 20, 2022	AUID	A	34,966	$3.03	$105,947	34,966 Direct	—	Acquired	-98.0% (price as of 2026-08-21)
June 30, 2022	AUID	M	9,149	$2.99	$27,356	353,087 Indirect	+2.66%	Acquired	-97.9% (price as of 2026-08-21)
June 30, 2022	AUID	M	915	$2.99	$2,736	173,973 Direct	+0.53%	Acquired	-97.9% (price as of 2026-08-21)
March 21, 2022	AUID	A	27,027	$100000.00	$2,702,700,000	27,027 Direct	—	Acquired	-100.0% (price as of 2026-08-21)
March 21, 2022	AUID	A	270,270	$1000000.00	$270,270,000,000	270,270 Indirect	—	Acquired	-100.0% (price as of 2026-08-21)
March 21, 2022	AUID	A	3,106	$3.22	$10,001	343,938 Indirect	+0.91%	Acquired	-98.1% (price as of 2026-08-21)
March 21, 2022	AUID	A	311	$3.22	$1,001	173,058 Direct	+0.18%	Acquired	-98.1% (price as of 2026-08-21)
Dec. 29, 2021	AUID	A	10,238	$15.16	$155,208	10,238 Direct	—	Acquired	-99.6% (price as of 2026-08-21)
Nov. 5, 2021	AUID	D	200,000	—	—	388,744 Direct	-33.97%	Disposed	(price as of 2026-08-21)
Aug. 26, 2021	AUID	P	35,700	$7.00	$249,900	340,832 Indirect	+11.70%	Acquired	-99.1% (price as of 2026-08-21)
May 5, 2021	AUID	A	17,662,313	—	—	17,662,313 Direct	—	Acquired	(price as of 2026-08-21)
June 30, 2020	AUID	P	3,716,667	$0.07	$260,167	3,716,667 Indirect	—	Acquired	-12.1% (price as of 2026-08-21)
June 30, 2020	AUID	X	3,716,667	$0.07	$260,167	0 Indirect	—	Acquired	-12.1% (price as of 2026-08-21)
June 30, 2020	AUID	P	929,167	$0.07	$65,042	929,167 Indirect	—	Acquired	-12.1% (price as of 2026-08-21)
June 30, 2020	AUID	X	3,716,667	$0.07	$260,167	8,439,684 Indirect	+78.69%	Acquired	-12.1% (price as of 2026-08-21)
June 30, 2020	AUID	P	714,285	$0.07	$50,000	9,153,969 Indirect	+8.46%	Acquired	-12.1% (price as of 2026-08-21)
May 22, 2020	AUID	A	16,666,666	$0.07	$1,166,667	16,666,666 Direct	—	Acquired	-12.1% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Sept. 20, 2022	AUID	Stock Options [F2]	Common Stock, $0.0001 par value per share (34,966)	$3.03	Sept. 20, 2032	34,966	Acquired
March 21, 2022	AUID	Senior Secured Convertible Note	Common Stock, $0.0001 par value per share (27,027)	$3.70	March 21, 2025	27,027	Acquired
March 21, 2022	AUID	Senior Secured Convertible Note	Common Stock, $0.0001 par value per share (270,270)	$3.70	March 21, 2025	270,270	Acquired
Dec. 29, 2021	AUID	Stock Options [F2]	Common Stock, $0.0001 par value per share (10,238)	$15.16	Dec. 29, 2031	10,238	Acquired
Nov. 5, 2021	AUID	Stock Options [F3]	Common Stock, $0.0001 par value per share (388,744)	$7.20	May 5, 2031	200,000	Disposed
May 5, 2021	AUID	Stock Options [F4]	Common Stock, $0.0001 par value per share (17,662,313)	$0.24	May 5, 2031	17,662,313	Acquired
June 30, 2020	AUID	Warrants	Common Stock, $0.0001 par value per share (3,716,667)	$0.07	Sept. 30, 2020	3,716,667	Acquired
June 30, 2020	AUID	Warrants	Common Stock, $0.0001 par value per share (3,716,667)	$0.07	Sept. 30, 2020	3,716,667	Acquired
June 30, 2020	AUID	Warrants	Common Stock, $0.0001 par value per share (929,167)	$0.15	June 30, 2022	929,167	Acquired
May 22, 2020	AUID	Stock Options [F3]	Common Stock, $0.0001 par value per share (16,666,666)	$0.07	May 22, 2025	16,666,666	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
March 10, 2020	AUID	Common Stock, $0.0001 par value [F1]	1,500,000	Direct
March 10, 2020	AUID	Common Stock, $0.0001 par value	3,682,412	Direct
March 10, 2020	AUID	Common Stock, $0.0001 par value	4,723,017	Indirect
March 10, 2020	AUID	Warrants→ Common Stock, $0.0001 par value (350,000)	350,000	Direct
March 10, 2020	AUID	Warrants→ Common Stock, $0.0001 par value (262,500)	262,500	Direct