Phillip L. Batchelor — SEC Insider Profile, Roles & Companies

Insider at

04

BAX selling July 16, 2013

Insider transactions

05

0 buys (P) 0 sells (S) Net: $0 + 24 non-open-market transactions below 12 months to the week close of 2026-10-23

Price change vs the latest weekly close (updated to the current quote in your browser when available), split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

24 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 4, 2014	BAX	A	30,095	·	·	30,095 Direct	·	Acquired
Jan. 29, 2014	BAX	A	2,086	·	·	19,169 Direct	+12.21%	Acquired
Jan. 29, 2014	BAX	F	716	$68.40	$48,974	18,453 Direct	-3.74%	Disposed	-31.9% (price as of 2026-10-23)
Jan. 29, 2014	BAX	A	1,252	·	·	19,705 Direct	+6.78%	Acquired
July 16, 2013	BAX	M 10b5-1	5,850	$27.13	$158,710	22,933 Direct	+34.24%	Acquired	71.7% (price as of 2026-10-23)
July 16, 2013	BAX	S 10b5-1	5,850	$73.00	$427,050	17,083 Direct	-25.51%	Disposed	-36.2% (price as of 2026-10-23)
July 16, 2013	BAX	M 10b5-1	5,850	·	·	0 Direct	·	Acquired
March 5, 2013	BAX	A	33,307	·	·	33,307 Direct	·	Acquired
March 1, 2013	BAX	F	870	$68.90	$59,943	16,825 Direct	-4.92%	Disposed	-32.4% (price as of 2026-10-23)
Jan. 16, 2013	BAX	A	3,424	·	·	18,698 Direct	+22.42%	Acquired
Jan. 16, 2013	BAX	F	1,163	$66.52	$77,363	17,535 Direct	-6.22%	Disposed	-30.0% (price as of 2026-10-23)
Aug. 13, 2012	BAX	I	2,868	$58.78	$168,581	4,233 Direct	+210.11%	Acquired
Aug. 3, 2012	BAX	M	5,850	$30.06	$175,851	21,087 Direct	+38.39%	Acquired	54.9% (price as of 2026-10-23)
Aug. 3, 2012	BAX	S	5,850	$58.78	$343,863	15,237 Direct	-27.74%	Disposed	-20.8% (price as of 2026-10-23)
Aug. 3, 2012	BAX	M	5,850	·	·	0 Direct	-100.00%	Disposed
March 6, 2012	BAX	A	28,548	·	·	28,548 Direct	·	Acquired
Feb. 2, 2012	BAX	M	5,000	$54.86	$274,300	19,787 Direct	+33.81%	Acquired	-15.1% (price as of 2026-10-23)
Feb. 2, 2012	BAX	S	5,000	$56.61	$283,050	14,787 Direct	-25.27%	Disposed	-17.7% (price as of 2026-10-23)
Feb. 2, 2012	BAX	M	5,000	·	·	0 Direct	-100.00%	Disposed
March 4, 2011	BAX	A	25,757	·	·	25,757 Direct	·	Acquired
Jan. 19, 2011	BAX	A	1,156	·	·	14,300 Direct	+8.79%	Acquired
Dec. 15, 2010	BAX	M	5,800	$45.19	$262,102	18,929 Direct	+44.18%	Acquired	3.1% (price as of 2026-10-23)
Dec. 15, 2010	BAX	M	200	$45.52	$9,104	19,129 Direct	+1.06%	Acquired	2.3% (price as of 2026-10-23)
Dec. 15, 2010	BAX	S	6,000	$51.79	$310,740	13,129 Direct	-31.37%	Disposed	-10.1% (price as of 2026-10-23)
Dec. 15, 2010	BAX	M	5,800	$45.19	$262,102	22,795 Direct	+34.13%	Acquired	3.1% (price as of 2026-10-23)
Dec. 15, 2010	BAX	M	200	$45.52	$9,104	22,995 Direct	+0.88%	Acquired	2.3% (price as of 2026-10-23)
Dec. 15, 2010	BAX	S	6,000	$51.79	$310,740	16,995 Direct	-26.09%	Disposed	-10.1% (price as of 2026-10-23)
Dec. 15, 2010	BAX	M	5,800	·	·	0 Direct	-100.00%	Disposed
Dec. 15, 2010	BAX	M	200	·	·	0 Direct	-100.00%	Disposed

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
March 4, 2014	BAX	Stock Option (Right to Buy)	Common Stock, $1 par value (30,095)	$69.03	March 4, 2024	30,095	Acquired
July 16, 2013	BAX	Stock Option, Right to Buy	Common Stock, $1 par value (5,850)	$27.13	Nov. 18, 2013	5,850	Acquired
March 5, 2013	BAX	Stock Option (Right to Buy)	Common Stock, $1 par vaue (33,307)	$70.24	March 3, 2023	33,307	Acquired
Aug. 13, 2012	BAX	Deferred Comp Plan Baxter Stock Fund	Common Stock, $1 par value (2,868)	·	·	2,868	Acquired
Aug. 3, 2012	BAX	Stock Option (Right to Buy)	Common Stock, $1 par value (5,850)	$30.06	Nov. 16, 2012	5,850	Disposed
March 6, 2012	BAX	Stock Option (Right to Buy)	Common Stock, $1 par value (28,548)	$57.48	March 4, 2022	28,548	Acquired
Feb. 2, 2012	BAX	Stock Option (Right to Buy)	Common Stock, $1 par value (5,000)	$54.86	Feb. 24, 2012	5,000	Disposed
March 4, 2011	BAX	Stock Options (Right to Buy)	Common Stock, $1 par value (25,757)	$53.80	March 4, 2021	25,757	Acquired
Dec. 15, 2010	BAX	Stock Option (Right to Buy)	Common Stock, $1 par value (5,800)	$45.19	Feb. 25, 2011	5,800	Disposed
Dec. 15, 2010	BAX	Stock Option (Right to Buy)	Common Stock, $1 par value (200)	$45.52	Feb. 25, 2011	200	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 22 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
April 9, 2010	BAX	Common Stock, $1 par value	16,755	Direct
April 9, 2010	BAX	Common Stock, $1 par value	775	Indirect
April 9, 2010	BAX	Deferred Comp Plan Baxter Stock Fund→ Common Stock, $1 par value (1,307)	1,307	Direct
April 9, 2010	BAX	Stock Option (Right to Buy)→ Common Stock, $1 par value (5,800)	5,800	Direct
April 9, 2010	BAX	Stock Option (Right to Buy)→ Common Stock, $1 par value (200)	200	Direct
April 9, 2010	BAX	Stock Option (Right to Buy)→ Common Stock, $1 par value (5,000)	5,000	Direct
April 9, 2010	BAX	Stock Option (Right to Buy)→ Common Stock, $1 par value (5,850)	5,850	Direct
April 9, 2010	BAX	Stock Option (Right to Buy)→ Common Stock, $1 par value (5,850)	5,850	Direct
April 9, 2010	BAX	Stock Option (Right to Buy)→ Common Stock, $1 par value (18,000)	18,000	Direct
April 9, 2010	BAX	Stock Option (Right to Buy)→ Common Stock, $1 par value (24,000)	24,000	Direct
April 9, 2010	BAX	Stock Option (Right to Buy)→ Common Stock, $1 par value (3,500)	3,500	Direct
April 9, 2010	BAX	Stock Option (Right to Buy)→ Common Stock, $1 par value (3,500)	3,500	Direct
April 9, 2010	BAX	Stock Option (Right to Buy)→ Common Stock, $1 par value (3,500)	3,500	Direct
April 9, 2010	BAX	Stock Option (Right to Buy)→ Common Stock, $1 par value (3,333)	3,333	Direct
April 9, 2010	BAX	Stock Option (Right to Buy)→ Common Stock, $1 par value (3,333)	3,333	Direct
April 9, 2010	BAX	Stock Option (Right to Buy)→ Common Stock, $1 par value (3,334)	3,334	Direct
April 9, 2010	BAX	Stock Option (Right to Buy)→ Common Stock, $1 par value (3,120)	3,120	Direct
April 9, 2010	BAX	Stock Option (Right to Buy)→ Common Stock, $1 par value (3,120)	3,120	Direct
April 9, 2010	BAX	Stock Option (Right to Buy)→ Common Stock, $1 par value (3,120)	3,120	Direct
April 9, 2010	BAX	Stock Option (Right to Buy)→ Common Stock, $1 par value (6,205)	6,205	Direct
April 9, 2010	BAX	Stock Option (Right to Buy)→ Common Stock, $1 par value (6,205)	6,205	Direct
April 9, 2010	BAX	Stock Option (Right to Buy)→ Common Stock, $1 par value (6,205)	6,205	Direct

Holdings reported on Form 4 8 reported holdings

08

Positions listed on each Form 4 without a transaction in that filing (Table I and II holdings), newest filing first.

Date	Ticker	Security	Shares	Exercise price	Expiration	Ownership
Jan. 31, 2014	BAX	Common Stock, $1 par value	4,927	·	·	Indirect
July 18, 2013	BAX	Common Stock, $1 par value	4,891	·	·	Indirect
March 4, 2013	BAX	Common Stock, $1 par value	4,732	·	·	Indirect
Jan. 18, 2013	BAX	Common Stock, $1 par value	4,480	·	·	Indirect
Aug. 6, 2012	BAX	Common Stock, $1 par value	2,267	·	·	Indirect
Feb. 3, 2012	BAX	Common Stock, $1 par value	1,908	·	·	Indirect
Jan. 21, 2011	BAX	Common Stock, $1 par value	1,261	·	·	Indirect
Dec. 17, 2010	BAX	Common Stock, $1 par value	1,262	·	·	Indirect