Phillips S Baker JR

Insider

First SEC filing: Jan. 21, 2009 · Latest: Jan. 21, 2009

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Compensation Executive pay disclosed in company proxy statements.

Insider at

HL selling May 27, 2021

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 90 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

90 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 18, 2024	HL	A	114,020	—	—	5,417,804 Direct	+2.15%	Acquired	(price as of 2026-08-20)
Feb. 26, 2024	HL	M	63,452	—	—	288,310 Direct	+28.22%	Acquired	(price as of 2026-08-20)
Feb. 26, 2024	HL	J	52,022	—	—	52,022 Indirect	—	Acquired	(price as of 2026-08-20)
Feb. 26, 2024	HL	M	111,041	—	—	5,303,784 Direct	+2.14%	Acquired	(price as of 2026-08-20)
June 21, 2023	HL	A	141,584	—	—	5,544,505 Direct	+2.62%	Acquired	(price as of 2026-08-20)
June 21, 2023	HL	A	50,515	—	—	50,515 Indirect	—	Acquired	(price as of 2026-08-20)
June 21, 2023	HL	A	141,584	$5.05	$714,999	5,544,505 Direct	+2.62%	Acquired	306.1% (price as of 2026-08-20)
Feb. 27, 2023	HL	J	48,342	—	—	48,342 Indirect	—	Acquired	(price as of 2026-08-20)
Feb. 24, 2023	HL	M	132,013	—	—	210,178 Direct	+168.89%	Acquired	(price as of 2026-08-20)
Feb. 24, 2023	HL	M	264,026	—	—	5,051,159 Direct	+5.52%	Acquired	(price as of 2026-08-20)
June 21, 2022	HL	A	146,726	—	—	5,129,324 Direct	+2.94%	Acquired	(price as of 2026-08-20)
June 21, 2022	HL	J	46,121	—	—	46,121 Indirect	—	Acquired	(price as of 2026-08-20)
June 21, 2022	HL	A	146,726	$4.43	$649,996	5,129,324 Direct	+2.94%	Acquired	363.0% (price as of 2026-08-20)
Feb. 28, 2022	HL	M	271,391	—	—	195,465 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 28, 2022	HL	J	40,392	—	—	40,392 Indirect	—	Acquired	(price as of 2026-08-20)
Feb. 28, 2022	HL	F	195,090	$5.76	$1,123,718	4,640,407 Direct	-4.03%	Disposed	256.1% (price as of 2026-08-20)
Feb. 28, 2022	HL	M	520,833	—	—	4,835,497 Direct	+12.07%	Acquired	(price as of 2026-08-20)
June 22, 2021	HL	J	44,309	—	—	44,309 Indirect	—	Acquired	(price as of 2026-08-20)
June 21, 2021	HL	A	63,452	$7.88	$500,002	4,781,868 Direct	+1.34%	Acquired	160.3% (price as of 2026-08-20)
June 21, 2021	HL	A	63,452	—	—	4,781,868 Direct	+1.34%	Acquired	(price as of 2026-08-20)
June 21, 2021	HL	F	68,274	—	—	4,781,868 Direct	-1.41%	Disposed	(price as of 2026-08-20)
May 27, 2021	HL	S	663,967	$8.90	$5,909,306	4,723,238 Direct	-12.32%	Disposed	130.4% (price as of 2026-08-20)
Feb. 24, 2021	HL	S	400,000	$7.33	$2,932,000	5,543,863 Direct	-6.73%	Disposed	179.8% (price as of 2026-08-20)
June 22, 2020	HL	A	132,013	—	—	5,943,863 Direct	+2.27%	Acquired	(price as of 2026-08-20)
June 22, 2020	HL	J	38,996	$3.03	$118,158	38,996 Indirect	—	Acquired	576.9% (price as of 2026-08-20)
June 22, 2020	HL	A	132,013	$3.03	$399,999	320,456 Direct	+70.05%	Acquired	576.9% (price as of 2026-08-20)
March 31, 2020	HL	A	38,128	$1.82	$69,393	38,128 Indirect	—	Acquired	1026.9% (price as of 2026-08-20)
March 31, 2020	HL	A	621,676	—	—	5,251,440 Direct	+13.43%	Acquired	(price as of 2026-08-20)
June 21, 2019	HL	A	271,739	—	—	5,160,376 Direct	+5.56%	Acquired	(price as of 2026-08-20)
June 21, 2019	HL	A	217,391	$1.84	$399,999	332,816 Direct	+188.34%	Acquired	1014.7% (price as of 2026-08-20)
March 12, 2019	HL	A	24,843	$2.38	$59,126	24,843 Indirect	—	Acquired	761.8% (price as of 2026-08-20)
March 11, 2019	HL	A	663,967	—	—	4,412,373 Direct	+17.71%	Acquired	(price as of 2026-08-20)
June 19, 2018	HL	J	24,893	$3.83	$95,340	24,893 Indirect	—	Acquired	435.5% (price as of 2026-08-20)
June 19, 2018	HL	A	156,658	—	—	372,509 Direct	+72.58%	Acquired	(price as of 2026-08-20)
June 19, 2018	HL	A	130,548	$3.83	$499,999	359,791 Direct	+56.95%	Acquired	435.5% (price as of 2026-08-20)
March 21, 2018	HL	M	204,918	—	—	215,851 Direct	+1874.31%	Acquired	(price as of 2026-08-20)
March 21, 2018	HL	J	20,115	—	—	20,115 Indirect	—	Acquired	(price as of 2026-08-20)
March 21, 2018	HL	A	254,119	—	—	3,617,858 Direct	+7.55%	Acquired	(price as of 2026-08-20)
March 21, 2018	HL	M	212,602	—	—	3,363,739 Direct	+6.75%	Acquired	(price as of 2026-08-20)
Dec. 14, 2017	HL	P	13,000	$3.76	$48,880	3,151,137 Direct	+0.41%	Acquired	445.5% (price as of 2026-08-20)
June 8, 2017	HL	J	18,592	$5.98	$111,180	18,592 Indirect	—	Acquired	243.0% (price as of 2026-08-20)
June 7, 2017	HL	A	8,775	—	—	1,282,609 Direct	+0.69%	Acquired	(price as of 2026-08-20)
June 7, 2017	HL	A	102,215	—	—	420,769 Direct	+32.09%	Acquired	(price as of 2026-08-20)
June 7, 2017	HL	A	85,179	$5.87	$500,001	385,932 Direct	+28.32%	Acquired	249.4% (price as of 2026-08-20)
March 20, 2017	HL	M	276,136	—	—	2,935,394 Direct	+10.38%	Acquired	(price as of 2026-08-20)
March 20, 2017	HL	A	108,789	—	—	3,044,183 Direct	+3.71%	Acquired	(price as of 2026-08-20)
March 20, 2017	HL	J	16,998	$5.06	$86,010	16,998 Indirect	—	Acquired	305.3% (price as of 2026-08-20)
March 20, 2017	HL	M	151,515	—	—	318,554 Direct	+90.71%	Acquired	(price as of 2026-08-20)
Aug. 9, 2016	HL	J	15,758	$7.00	$110,306	15,758 Indirect	—	Acquired	193.0% (price as of 2026-08-20)
Aug. 9, 2016	HL	S	392,863	$7.05	$2,769,684	2,659,258 Direct	-12.87%	Disposed	190.9% (price as of 2026-08-20)
June 7, 2016	HL	A	113,636	—	—	470,069 Direct	+31.88%	Acquired	(price as of 2026-08-20)
June 7, 2016	HL	A	113,636	—	—	476,447 Direct	+31.32%	Acquired	(price as of 2026-08-20)
April 11, 2016	HL	A	39,098	—	—	2,938,485 Direct	+1.35%	Acquired	(price as of 2026-08-20)
March 8, 2016	HL	M	170,648	—	—	356,433 Direct	-32.38%	Disposed	(price as of 2026-08-20)
March 8, 2016	HL	A	374,629	—	—	2,899,387 Direct	+14.84%	Acquired	(price as of 2026-08-20)
March 8, 2016	HL	M	236,177	—	—	1,862,459 Direct	+14.52%	Acquired	(price as of 2026-08-20)
July 1, 2015	HL	A	204,918	—	—	527,081 Direct	+63.61%	Acquired	(price as of 2026-08-20)
July 1, 2015	HL	A	204,918	—	—	362,811 Direct	+129.78%	Acquired	(price as of 2026-08-20)
June 30, 2015	HL	A	18,117	—	—	299,488 Direct	+6.44%	Acquired	(price as of 2026-08-20)
June 15, 2015	HL	J	11,826	—	—	1,590,362 Direct	+0.75%	Acquired	(price as of 2026-08-20)
March 16, 2015	HL	A	173,983	—	—	1,752,519 Direct	+11.02%	Acquired	(price as of 2026-08-20)
March 12, 2015	HL	M	107,759	—	—	459,778 Direct	-18.99%	Disposed	(price as of 2026-08-20)
March 12, 2015	HL	M	137,069	—	—	1,578,536 Direct	+9.51%	Acquired	(price as of 2026-08-20)
June 25, 2014	HL	A	151,515	—	—	429,922 Direct	+54.42%	Acquired	(price as of 2026-08-20)
June 25, 2014	HL	A	151,515	—	—	1,742,668 Direct	+9.52%	Acquired	(price as of 2026-08-20)
June 25, 2014	HL	A	151,515	—	—	429,922 Direct	+54.42%	Acquired	(price as of 2026-08-20)
June 25, 2014	HL	A	151,515	—	—	538,811 Direct	+39.12%	Acquired	(price as of 2026-08-20)
March 3, 2014	HL	A	237,610	—	—	534,968 Direct	+79.91%	Acquired	(price as of 2026-08-20)
Nov. 20, 2013	HL	P	30,000	$3.05	$91,500	961,432 Direct	+3.22%	Acquired	572.5% (price as of 2026-08-20)
June 24, 2013	HL	A	170,648	—	—	278,407 Direct	+158.36%	Acquired	(price as of 2026-08-20)
June 24, 2013	HL	A	170,648	—	—	297,358 Direct	+134.68%	Acquired	(price as of 2026-08-20)
May 14, 2013	HL	P	150,000	$3.19	$478,500	931,432 Direct	+19.20%	Acquired	542.9% (price as of 2026-08-20)
June 26, 2012	HL	A	107,759	—	—	603,592 Direct	+21.73%	Acquired	(price as of 2026-08-20)
June 26, 2012	HL	A	107,759	—	—	998,931 Direct	+12.09%	Acquired	(price as of 2026-08-20)
Aug. 15, 2011	HL	P	33,000	$7.36	$242,880	891,172 Direct	+3.85%	Acquired	178.7% (price as of 2026-08-20)
June 24, 2011	HL	A	54,870	—	—	858,172 Direct	+6.83%	Acquired	(price as of 2026-08-20)
June 24, 2011	HL	A	54,870	—	—	803,302 Direct	+7.33%	Acquired	(price as of 2026-08-20)
Nov. 5, 2010	HL	M	146,000	—	—	605,833 Direct	-19.42%	Disposed	(price as of 2026-08-20)
Nov. 5, 2010	HL	S	100,000	$7.98	$798,000	669,692 Direct	-12.99%	Disposed	157.0% (price as of 2026-08-20)
Nov. 5, 2010	HL	S	146,000	$7.98	$1,165,080	769,692 Direct	-15.94%	Disposed	157.0% (price as of 2026-08-20)
Nov. 5, 2010	HL	M	146,000	$6.50	$949,000	915,692 Direct	+18.97%	Acquired	215.5% (price as of 2026-08-20)
June 9, 2010	HL	F	58,224	$5.38	$313,245	848,432 Direct	-6.42%	Disposed	281.2% (price as of 2026-08-20)
May 5, 2010	HL	A	137,615	—	—	751,833 Direct	+22.40%	Acquired	(price as of 2026-08-20)
May 5, 2010	HL	A	78,740	—	—	906,656 Direct	+9.51%	Acquired	(price as of 2026-08-20)
May 4, 2010	HL	F	146,000	—	—	614,218 Direct	-19.21%	Disposed	(price as of 2026-08-20)
May 4, 2010	HL	M	20,310	$4.92	$99,925	827,916 Direct	+2.51%	Acquired	316.9% (price as of 2026-08-20)
Feb. 22, 2010	HL	M	100,000	—	—	760,218 Direct	+15.15%	Acquired	(price as of 2026-08-20)
Feb. 22, 2010	HL	M	100,000	$3.64	$364,000	807,606 Direct	+14.13%	Acquired	463.5% (price as of 2026-08-20)
Jan. 6, 2010	HL	S	130,000	$6.83	$887,900	707,606 Direct	-15.52%	Disposed	200.3% (price as of 2026-08-20)
May 28, 2009	HL	A	131,579	—	—	837,606 Direct	+18.64%	Acquired	(price as of 2026-08-20)
May 28, 2009	HL	A	235,602	—	—	1,085,702 Direct	+27.71%	Acquired	(price as of 2026-08-20)
March 9, 2009	HL	A	350,458	$1.28	$448,586	706,027 Direct	+98.56%	Acquired	1502.3% (price as of 2026-08-20)
Aug. 15, 2008	HL	M	30,581	—	—	1,170,100 Direct	-2.55%	Disposed	(price as of 2026-08-20)
Aug. 15, 2008	HL	J	30,581	$6.88	$210,397	355,569 Direct	+9.41%	Acquired	198.1% (price as of 2026-08-20)
Aug. 15, 2008	HL	M	30,581	$2.94	$89,908	386,150 Direct	+8.60%	Acquired	597.6% (price as of 2026-08-20)
May 22, 2008	HL	M	51,889	—	—	1,200,681 Direct	-4.14%	Disposed	(price as of 2026-08-20)
May 22, 2008	HL	J	51,889	$9.78	$507,474	355,569 Direct	+17.09%	Acquired	109.7% (price as of 2026-08-20)
May 22, 2008	HL	M	51,889	$3.57	$185,244	407,458 Direct	+14.59%	Acquired	474.5% (price as of 2026-08-20)
May 15, 2008	HL	A	45,662	—	—	355,569 Direct	+14.73%	Acquired	(price as of 2026-08-20)
May 15, 2008	HL	A	122,616	—	—	1,252,570 Direct	+10.85%	Acquired	(price as of 2026-08-20)

Showing latest 100 of 133 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 26, 2024	HL	Performance rights	Common Stock (63,452)	$0.00	Dec. 31, 2023	63,452	Acquired
June 21, 2023	HL	Performance rights	Common Stock (141,584)	$0.00	Jan. 1, 2026	141,584	Acquired
Feb. 24, 2023	HL	Performance rights	Common Stock (132,013)	$0.00	Dec. 31, 2022	132,013	Acquired
June 21, 2022	HL	Performance rights	Common Stock (146,726)	$0.00	Jan. 1, 2026	146,726	Acquired
Feb. 28, 2022	HL	Performance rights	Common Stock (271,391)	$0.00	Dec. 31, 2021	271,391	Acquired
June 21, 2021	HL	Performance Rights	Common Stock (63,452)	$0.00	Jan. 1, 2023	63,452	Acquired
June 22, 2020	HL	Performance Rights	Common Stock	$0.00	Jan. 1, 2023	132,013	Acquired
June 21, 2019	HL	Performance Rights	Common Stock	$0.00	Jan. 1, 2022	271,739	Acquired
June 19, 2018	HL	Performance Rights	Common Stock	$0.00	Jan. 1, 2021	156,658	Acquired
March 21, 2018	HL	Performance Rights	Common Stock (204,918)	$0.00	Dec. 31, 2017	204,918	Acquired
June 7, 2017	HL	Phantom Units	Common Stock (8,775)	$0.00	—	8,775	Acquired
June 7, 2017	HL	Performance Rights	Common Stock	$0.00	Jan. 1, 2020	102,215	Acquired
March 20, 2017	HL	Performance Rights	Common Stock (151,515)	$0.00	Dec. 31, 2016	151,515	Acquired
June 7, 2016	HL	Performance Rights	Common Stock	$0.00	Jan. 1, 2019	113,636	Acquired
April 11, 2016	HL	Phantom Units	Common Stock (39,098)	$0.00	—	39,098	Acquired
March 8, 2016	HL	Performance Rights	Common Stock (170,648)	$0.00	Dec. 31, 2015	170,648	Disposed
July 1, 2015	HL	Performance Rights	Common Stock	$0.00	Jan. 1, 2018	204,918	Acquired
June 30, 2015	HL	Phantom Units	Common Stock (18,117)	$0.00	—	18,117	Acquired
March 12, 2015	HL	Performance Rights	Common Stock (107,759)	$0.00	Dec. 31, 2014	107,759	Disposed
June 25, 2014	HL	Performance Rights	Common Stock (151,515)	$0.00	Jan. 1, 2017	151,515	Acquired
June 25, 2014	HL	Performance Rights	Common Stock (151,515)	$0.00	Jan. 1, 2017	151,515	Acquired
June 24, 2013	HL	Performance Rights	Common Stock (170,648)	$0.00	Jan. 1, 2016	170,648	Acquired
June 26, 2012	HL	Performance Rights	Common Stock (107,759)	$0.00	Jan. 1, 2015	107,759	Acquired
Nov. 5, 2010	HL	Stock Option	Common Stock (146,000)	$6.50	May 5, 2011	146,000	Disposed
May 5, 2010	HL	Stock Options	Common Stock (137,615)	$5.52	May 5, 2015	137,615	Acquired
May 4, 2010	HL	Stock Options	Common Stock (146,000)	$4.92	May 5, 2010	146,000	Disposed
Feb. 22, 2010	HL	Stock Option	Common Stock (100,000)	$3.64	Feb. 22, 2010	100,000	Acquired
May 28, 2009	HL	Stock Options	Common Stock (235,602)	$3.42	May 28, 2014	235,602	Acquired
Aug. 15, 2008	HL	Stock Options	Common Stock (30,581)	$2.94	Nov. 18, 2012	30,581	Disposed
May 22, 2008	HL	Stock Options	Common Stock (51,889)	$3.57	May 16, 2012	51,889	Disposed
May 15, 2008	HL	Stock Options	Common Stock (122,616)	$9.86	May 15, 2013	122,616	Acquired
Nov. 28, 2007	HL	Stock Options	Common Stock (53,000)	$4.08	May 8, 2008	53,000	Disposed
Nov. 26, 2007	HL	Stock Options	Common Stock (52,000)	$4.08	May 8, 2008	52,000	Disposed
May 3, 2007	HL	Stock Options	Common Stock (110,000)	$8.61	May 3, 2012	110,000	Acquired
June 7, 2006	HL	Stock Options	Common Stock (60,000)	$1.13	June 7, 2006	60,000	Disposed
May 5, 2006	HL	Stock Options	Common Stock (146,000)	$6.50	May 5, 2011	146,000	Acquired
Feb. 24, 2006	HL	Stock Options [F1]	Common Stock (19,157)	$4.70	Feb. 24, 2013	19,157	Acquired
Jan. 31, 2006	HL	Stock Options	Common Stock (60,000)	$6.24	Jan. 31, 2006	60,000	Disposed
Jan. 31, 2006	HL	Stock Options	Common Stock (75,000)	$5.18	Jan. 31, 2006	75,000	Disposed
Nov. 18, 2005	HL	Stock Options [F1]	Common Stock (30,581)	$2.94	Nov. 18, 2012	30,581	Acquired
May 16, 2005	HL	Stock Options [F1]	Common Stock (251,889)	$3.57	May 16, 2012	251,889	Acquired
May 6, 2005	HL	Stock Options	Common Stock (146,000)	$4.92	May 6, 2010	146,000	Acquired
May 6, 2004	HL	Stock Options	Common Stock (120,000)	$6.00	May 6, 2009	120,000	Acquired
Feb. 23, 2004	HL	Stock Options [F1]	Common Stock (206,327)	$6.54	Feb. 23, 2011	206,327	Acquired
Aug. 21, 2003	HL	Stock Options	Common Stock (60,000)	$6.24	Jan. 31, 2005	60,000	Acquired
Aug. 19, 2003	HL	Stock Options	Common Stock (60,000)	$6.24	Jan. 31, 2006	60,000	Acquired
Aug. 8, 2003	HL	—	Common Stock (150,000)	$3.23	May 9, 2005	150,000	Disposed
Jan. 9, 2003	HL	Stock Options	Common Stock (75,000)	$5.18	Jan. 31, 2006	75,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

HL

Jr. CEO

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2022	$722,917	—	—	—	$2,630,625	—	$21,069	$4,579,866
2021	$664,792	—	—	—	$885,500	$824,973	$19,830	$3,765,100
2020	$635,000	—	—	—	$1,970,300	$1,628,345	$19,571	$5,190,508

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.