Phillips W Smith

CIK 942521 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 15, 2005 · Latest: Jan. 22, 2010

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 23 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

23 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 13, 2006 AXON P 100,000 $7.62 $762,000 495,735 Direct +25.27% Acquired 8011.0% (price as of 2026-08-18)
June 8, 2005 AXON P 20,000 $10.70 $214,000 332,500 Direct +6.40% Acquired 5676.3% (price as of 2026-08-18)
June 8, 2005 AXON P 20,000 $10.70 $214,000 202,500 Direct +10.96% Acquired 5676.3% (price as of 2026-08-18)
Nov. 10, 2004 AXON S 27,000 $57.91 $1,563,570 132,500 Direct -16.93% Disposed 2034.6% (price as of 2026-08-18)
Nov. 10, 2004 AXON S 228,966 $53.03 $12,142,067 159,500 Direct -58.94% Disposed 2231.0% (price as of 2026-08-18)
Nov. 9, 2004 AXON S 150,000 $52.70 $7,905,000 488,940 Direct -23.48% Disposed 2245.6% (price as of 2026-08-18)
Nov. 9, 2004 AXON S 100,474 $54.06 $5,431,624 388,466 Direct -20.55% Disposed 2186.6% (price as of 2026-08-18)
Oct. 28, 2004 AXON S 200,000 $40.99 $8,198,000 638,940 Direct -23.84% Disposed 2915.7% (price as of 2026-08-18)
Feb. 13, 2004 AXON S 30,000 $60.23 $1,806,900 320,337 Direct -8.56% Disposed 4004.7% (price as of 2026-08-18)
Feb. 12, 2004 AXON S 60,000 $60.32 $3,619,200 350,337 Direct -14.62% Disposed 3998.5% (price as of 2026-08-18)
Feb. 6, 2004 AXON S 30,000 $124.07 $3,722,100 136,779 Direct -17.99% Disposed 5877.9% (price as of 2026-08-18)
Feb. 6, 2004 AXON S 30,000 $127.12 $3,813,600 166,779 Direct -15.25% Disposed 5734.4% (price as of 2026-08-18)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Jan. 26, 2007 AXON Employee Stock Option (Right to Buy) Common Stock (14,933) $0.36 Jan. 28, 2007 14,933 Acquired
Jan. 26, 2007 AXON Employee Stock Option (Right to Buy) Common Stock (50,000) $7.22 Jan. 28, 2007 50,000 Acquired
May 24, 2006 AXON Employee Stock Option (Right to Buy) Common Stock (4,175) $9.58 May 24, 2016 4,175 Acquired
Dec. 30, 2005 AXON Employee Stock Options (Right to Buy) Common Stock (56,001) $0.99 March 4, 2008 56,001 Acquired
Dec. 30, 2005 AXON Employee Stock Optiom (Right to Buy) Common Stock (7,234) $1.47 May 28, 2007 7,234 Acquired
June 7, 2005 AXON Employee Stock Option (Right to Buy) Common Stock (52,500) $1.47 May 28, 2007 52,500 Acquired
April 22, 2005 AXON Employee Stock Option (Right to Buy) Common Stock (24,000) $9.53 April 22, 2015 24,000 Acquired
Sept. 30, 2004 AXON Employee Stock Option (Right to Buy) Common Stock (50,000) $14.43 Jan. 6, 2014 50,000 Acquired
Sept. 30, 2004 AXON Employee Stock Option (Right to Buy) Common Stock (12,000) $4.81 Sept. 30, 2013 12,000 Acquired
Sept. 30, 2004 AXON Employee Stock Option (Right to Buy) Common Stock (31,733) $1.98 March 4, 2013 31,733 Acquired
Sept. 30, 2004 AXON Employee Stock Option (Right to Buy) Common Stock (104,533) $2.93 May 28, 2012 104,533 Acquired
Jan. 7, 2004 AXON Employee Stock Option (Right to Buy) Common Stock (12,500) $86.60 Jan. 30, 2009 12,500 Acquired
Oct. 1, 2003 AXON Employee Stock Options (Right to Buy) Common Stock (2,000) $28.85 Sept. 30, 2014 2,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Jan. 22, 2010 LWLG Warrant (Right to Buy)→ Common Stock (650,000) 650,000 Direct