Phoebe F Heishman

Insider

First SEC filing: June 3, 2015 · Latest: June 3, 2015

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 21 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

21 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D
June 1, 2015	811808	X	101	—	—	0 Indirect	-100.00%	Disposed
June 1, 2015	811808	X	1,207	—	—	0 Indirect	-100.00%	Disposed
June 1, 2015	811808	X	160	—	—	0 Direct	-100.00%	Disposed
June 1, 2015	811808	X	101	$9.75	$985	1,861 Indirect	+5.74%	Acquired
June 1, 2015	811808	X	1,207	$9.75	$11,768	27,592 Indirect	+4.57%	Acquired
June 1, 2015	811808	X	160	$9.75	$1,560	71,785 Direct	+0.22%	Acquired
March 12, 2015	811808	C	6,250	$4.00	$25,000	26,385 Indirect	+31.04%	Acquired
March 12, 2015	811808	C	6,250	—	—	0 Indirect	-100.00%	Disposed
Oct. 31, 2011	811808	P	50	$500.00	$25,000	6,250 Indirect	+0.81%	Acquired
Oct. 31, 2011	811808	X	50	$500.00	$25,000	50 Indirect	-50.00%	Disposed
Jan. 17, 2008	811808	G	2,400	—	—	20,135 Indirect	+13.53%	Acquired
Jan. 17, 2008	811808	G	2,400	—	—	71,625 Direct	-3.24%	Disposed
Feb. 5, 2007	811808	G	1,800	—	—	17,735 Indirect	+11.30%	Acquired
Feb. 5, 2007	811808	G	1,800	—	—	74,025 Direct	-2.37%	Disposed
March 20, 2006	811808	G	1,425	—	—	15,935 Indirect	+9.82%	Acquired
March 20, 2006	811808	G	1,425	—	—	75,825 Direct	-1.84%	Disposed
Feb. 17, 2005	811808	G	1,050	—	—	14,510 Indirect	+7.80%	Acquired
Feb. 17, 2005	811808	G	1,050	—	—	77,250 Direct	-1.34%	Disposed
March 17, 2004	811808	G	750	—	—	6,730 Indirect	+12.54%	Acquired
March 17, 2004	811808	G	750	—	—	39,150 Direct	-1.88%	Disposed
Aug. 11, 2003	811808	A	700	—	—	5,980 Indirect	+13.26%	Acquired
Aug. 11, 2003	811808	G	700	—	—	39,900 Direct	-1.72%	Disposed

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
June 1, 2015	811808	Subscription Rights (right to buy)	Common Stock (101)	$9.75	May 29, 2015	101	Disposed
June 1, 2015	811808	Subscription Rights (right to buy)	Common Stock (1,207)	$9.75	May 29, 2015	1,207	Disposed
June 1, 2015	811808	Subscription Rights (right to buy)	Common Stock (160)	$9.75	May 29, 2015	160	Disposed
March 12, 2015	811808	8% Non-Cumulative Convertible Preferred Stock, Series 2011	Common Stock (6,250)	$4.00	June 1, 2021	6,250	Disposed
Oct. 31, 2011	811808	8% Non-Cumulative Convertible Preferred Stock, Series 2011	Common Stock (6,250)	$4.00	June 1, 2021	50	Acquired
Oct. 31, 2011	811808	Subscription Rights (right to buy)	Preferred Stock (50)	$500.00	Oct. 31, 2011	50	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).