Prabhavathi Fernandes

Insider

First SEC filing: June 8, 2022 · Latest: June 8, 2022

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 10 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

10 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Nov. 26, 2024	OCGN	P	10,000	$0.91	$9,100	10,000 Direct	—	Acquired	54.4% (price as of 2026-08-21)
June 28, 2024	OCGN	A	66,929	—	—	66,929 Direct	—	Acquired	(price as of 2026-08-21)
June 9, 2023	OCGN	A	112,205	—	—	112,205 Direct	—	Acquired	(price as of 2026-08-21)
June 7, 2022	OCGN	A	140,091	—	—	140,091 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 16, 2021	OCGN	A	16,335	—	—	16,335 Direct	—	Acquired	(price as of 2026-08-21)
May 25, 2021	OCGN	M	14,000	—	—	112,000 Direct	-11.11%	Disposed	(price as of 2026-08-21)
May 25, 2021	OCGN	M	19,500	—	—	34,500 Direct	-36.11%	Disposed	(price as of 2026-08-21)
May 25, 2021	OCGN	S	14,000	$8.19	$114,660	0 Direct	-100.00%	Disposed	-82.8% (price as of 2026-08-21)
May 25, 2021	OCGN	M	14,000	$1.83	$25,620	14,000 Direct	—	Acquired	-23.2% (price as of 2026-08-21)
May 25, 2021	OCGN	S	19,500	$8.21	$160,095	0 Direct	-100.00%	Disposed	-82.9% (price as of 2026-08-21)
May 25, 2021	OCGN	M	19,500	$0.28	$5,460	19,500 Direct	—	Acquired	401.8% (price as of 2026-08-21)
Jan. 1, 2021	OCGN	A	126,000	—	—	126,000 Direct	—	Acquired	(price as of 2026-08-21)
April 5, 2020	OCGN	A	54,000	—	—	54,000 Direct	—	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
June 28, 2024	OCGN	Option (Right to Buy)	Common Stock (66,929)	$1.55	June 28, 2034	66,929	Acquired
June 9, 2023	OCGN	Option (Right to Buy)	Common Stock (112,205)	$0.46	June 9, 2033	112,205	Acquired
June 7, 2022	OCGN	Option (Right to Buy)	Common Stock (140,091)	$2.49	June 7, 2032	140,091	Acquired
Dec. 16, 2021	OCGN	Option (Right to Buy)	Common Stock (16,335)	$5.02	Dec. 16, 2031	16,335	Acquired
May 25, 2021	OCGN	Option (Right to Buy)	Common Stock (14,000)	$1.83	Jan. 1, 2031	14,000	Disposed
May 25, 2021	OCGN	Option (Right to Buy)	Common Stock (19,500)	$0.28	April 5, 2030	19,500	Disposed
Jan. 1, 2021	OCGN	Option (Right to Buy)	Common Stock (126,000)	$1.83	Jan. 1, 2031	126,000	Acquired
April 5, 2020	OCGN	Option (Right to Buy)	Common Stock (54,000)	$0.28	April 5, 2030	54,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).