Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 13 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
May 25, 2020 HOPE M 2,452 $8.97 $21,994 4,903 Direct -33.34% Disposed 52.5% (price as of 2026-10-02)
May 25, 2020 HOPE F 843 $8.97 $7,562 5,008 Direct -14.41% Disposed 52.5% (price as of 2026-10-02)
May 25, 2020 HOPE M 2,452 $8.97 $21,994 5,851 Direct +72.14% Acquired 52.5% (price as of 2026-10-02)
May 24, 2020 HOPE M 2,700 $8.97 $24,219 8,100 Direct -25.00% Disposed 52.5% (price as of 2026-10-02)
May 24, 2020 HOPE F 928 $8.97 $8,324 3,399 Direct -21.45% Disposed 52.5% (price as of 2026-10-02)
May 24, 2020 HOPE M 2,700 $8.97 $24,219 4,327 Direct +165.95% Acquired 52.5% (price as of 2026-10-02)
April 22, 2020 HOPE A 7,500 · · 7,500 Direct · Acquired (price as of 2026-10-02)
April 22, 2020 HOPE A 3,750 · · 3,750 Direct · Acquired (price as of 2026-10-02)
April 22, 2020 HOPE A 3,750 · · 3,750 Direct · Acquired (price as of 2026-10-02)
March 6, 2020 HOPE A 7,436 · · 7,436 Direct · Acquired (price as of 2026-10-02)
May 23, 2019 HOPE A 3,677 · · 3,677 Direct · Acquired (price as of 2026-10-02)
May 23, 2019 HOPE A 3,678 · · 3,678 Direct · Acquired (price as of 2026-10-02)
May 23, 2019 HOPE A 7,355 · · 7,355 Direct · Acquired (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
May 25, 2020 HOPE Time-based Restricted Stock Units Common Stock (4,903) · · 2,452 Disposed
May 24, 2020 HOPE Time-Based Restricted Stock Units Common Stock (8,100) · · 2,700 Disposed
April 22, 2020 HOPE Time-based Restricted Stock Units Common Stock (7,500) · · 7,500 Acquired
April 22, 2020 HOPE Performance-based Restricted Stock Units Common Stock (3,750) · · 3,750 Acquired
April 22, 2020 HOPE Performance-based Restricted Stock Units Common Stock (3,750) · · 3,750 Acquired
March 6, 2020 HOPE Time-based Restricted Stock Units Common Stock (7,436) · · 7,436 Acquired
May 23, 2019 HOPE Performance-based Restricted Stock Units Common Stock · · 3,677 Acquired
May 23, 2019 HOPE Performance-based Restricted Stock Units Common Stock · · 3,678 Acquired
May 23, 2019 HOPE Time-based Restricted Stock Units Common Stock (7,355) · · 7,355 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
May 28, 2019 HOPE Common Stock 1,627 Direct
May 28, 2019 HOPE Time-Based Restricted Stock Units→ Common Stock (10,800) 10,800 Direct