Rajat K Gupta

Insider

First SEC filing: Feb. 5, 2010 · Latest: Feb. 5, 2010

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 44 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

44 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Feb. 28, 2011	AAL	A	143	—	—	27,155 Direct	+0.53%	Acquired	(price as of 2026-08-21)
Jan. 31, 2011	AAL	A	1,698	—	—	27,012 Direct	+6.71%	Acquired	(price as of 2026-08-21)
Dec. 31, 2010	AAL	A	118	—	—	25,313 Direct	+0.47%	Acquired	(price as of 2026-08-21)
Nov. 30, 2010	AAL	A	242	—	—	25,195 Direct	+0.97%	Acquired	(price as of 2026-08-21)
Oct. 31, 2010	AAL	A	143	—	—	24,953 Direct	+0.58%	Acquired	(price as of 2026-08-21)
Oct. 12, 2010	PG	A	2,580	—	—	8,814 Direct	+41.39%	Acquired	(price as of 2026-08-21)
Sept. 30, 2010	AAL	A	310	—	—	24,810 Direct	+1.27%	Acquired	(price as of 2026-08-21)
Aug. 13, 2010	G	A	6,000	—	—	156,000 Direct	+4.00%	Acquired	(price as of 2026-08-21)
July 30, 2010	AAL	A	1,979	—	—	24,501 Direct	+8.79%	Acquired	(price as of 2026-08-21)
July 26, 2010	AAL	A	3,320	—	—	22,521 Direct	+17.29%	Acquired	(price as of 2026-08-21)
May 31, 2010	AAL	A	291	—	—	19,201 Direct	+1.54%	Acquired	(price as of 2026-08-21)
April 30, 2010	AAL	A	120	—	—	18,911 Direct	+0.64%	Acquired	(price as of 2026-08-21)
March 31, 2010	AAL	A	104	—	—	18,790 Direct	+0.56%	Acquired	(price as of 2026-08-21)
Feb. 28, 2010	AAL	A	125	—	—	18,686 Direct	+0.67%	Acquired	(price as of 2026-08-21)
Feb. 9, 2010	AAL	P	5,000	$7.96	$39,800	5,000 Direct	—	Acquired	71.9% (price as of 2026-08-21)
Feb. 5, 2010	GS	A	10,000	—	—	10,000 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 5, 2010	GS	A	487	—	—	4,966 Direct	+10.87%	Acquired	(price as of 2026-08-21)
Jan. 31, 2010	AAL	A	1,718	—	—	18,562 Direct	+10.20%	Acquired	(price as of 2026-08-21)
Nov. 30, 2009	AAL	A	178	—	—	16,844 Direct	+1.07%	Acquired	(price as of 2026-08-21)
Oct. 31, 2009	AAL	A	149	—	—	16,666 Direct	+0.90%	Acquired	(price as of 2026-08-21)
Oct. 13, 2009	PG	A	2,184	—	—	6,051 Direct	+56.48%	Acquired	(price as of 2026-08-21)
Sept. 30, 2009	AAL	A	280	—	—	16,517 Direct	+1.72%	Acquired	(price as of 2026-08-21)
Sept. 25, 2009	G	A	150,000	—	—	150,000 Direct	—	Acquired	(price as of 2026-08-21)
July 31, 2009	AAL	A	2,878	—	—	16,237 Direct	+21.54%	Acquired	(price as of 2026-08-21)
July 20, 2009	AAL	A	3,320	—	—	13,359 Direct	+33.07%	Acquired	(price as of 2026-08-21)
June 1, 2009	AAL	A	374	—	—	10,039 Direct	+3.87%	Acquired	(price as of 2026-08-21)
March 31, 2009	AAL	A	619	—	—	9,665 Direct	+6.84%	Acquired	(price as of 2026-08-21)
Feb. 28, 2009	AAL	A	199	—	—	9,046 Direct	+2.25%	Acquired	(price as of 2026-08-21)
Feb. 2, 2009	AAL	A	1,474	—	—	8,847 Direct	+19.99%	Acquired	(price as of 2026-08-21)
Dec. 17, 2008	GS	A	11,600	—	—	11,600 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 17, 2008	GS	A	953	—	—	4,479 Direct	+27.03%	Acquired	(price as of 2026-08-21)
Nov. 30, 2008	AAL	A	112	—	—	7,373 Direct	+1.54%	Acquired	(price as of 2026-08-21)
Oct. 31, 2008	AAL	A	109	—	—	7,261 Direct	+1.52%	Acquired	(price as of 2026-08-21)
Oct. 14, 2008	PG	A	1,951	—	—	3,749 Direct	+108.51%	Acquired	(price as of 2026-08-21)
Sept. 30, 2008	AAL	A	187	—	—	7,153 Direct	+2.68%	Acquired	(price as of 2026-08-21)
July 31, 2008	AAL	A	1,842	—	—	6,965 Direct	+35.96%	Acquired	(price as of 2026-08-21)
July 21, 2008	AAL	A	3,320	—	—	5,124 Direct	+184.04%	Acquired	(price as of 2026-08-21)
May 31, 2008	AAL	A	248	—	—	1,804 Direct	+15.94%	Acquired	(price as of 2026-08-21)
April 30, 2008	AAL	A	230	—	—	1,555 Direct	+17.36%	Acquired	(price as of 2026-08-21)
March 31, 2008	AAL	A	190	—	—	1,325 Direct	+16.74%	Acquired	(price as of 2026-08-21)
Feb. 29, 2008	AAL	A	68	—	—	1,136 Direct	+6.37%	Acquired	(price as of 2026-08-21)
Jan. 31, 2008	AAL	A	1,067	—	—	1,067 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 19, 2007	GS	A	3,243	—	—	3,526 Direct	+1145.94%	Acquired	(price as of 2026-08-21)
Oct. 9, 2007	PG	A	1,759	—	—	1,759 Direct	—	Acquired	(price as of 2026-08-21)
Jan. 4, 2007	GS	P	100	$199.51	$19,951	2,000 Direct	+5.26%	Acquired	413.4% (price as of 2026-08-21)
Jan. 4, 2007	GS	P	100	$199.81	$19,981	1,900 Direct	+5.56%	Acquired	412.7% (price as of 2026-08-21)
Jan. 4, 2007	GS	P	600	$199.83	$119,898	1,800 Direct	+50.00%	Acquired	412.6% (price as of 2026-08-21)
Jan. 4, 2007	GS	P	500	$199.85	$99,925	1,200 Direct	+71.43%	Acquired	412.6% (price as of 2026-08-21)
Jan. 4, 2007	GS	P	700	$199.86	$139,902	700 Direct	—	Acquired	412.5% (price as of 2026-08-21)
Dec. 15, 2006	GS	A	283	—	—	283 Direct	—	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 28, 2011	AAL	Phantom Stock Units [F1]	Common Stock (143)	—	—	143	Acquired
Jan. 31, 2011	AAL	Phantom Stock Units [F1]	Common Stock (1,698)	—	—	1,698	Acquired
Dec. 31, 2010	AAL	Phantom Stock Units [F1]	Common Stock (118)	—	—	118	Acquired
Nov. 30, 2010	AAL	Phantom Stock Units [F1]	Common Stock (242)	—	—	242	Acquired
Oct. 31, 2010	AAL	Phantom Stock Units [F1]	Common Stock (143)	—	—	143	Acquired
Sept. 30, 2010	AAL	Phantom Stock Units [F1]	Common Stock (310)	—	—	310	Acquired
July 30, 2010	AAL	Phantom Stock Units [F1]	Common Stock (1,979)	—	—	1,979	Acquired
July 26, 2010	AAL	Phantom Stock Units [F1]	Common Stock (3,320)	—	—	3,320	Acquired
May 31, 2010	AAL	Phantom Stock Units [F1]	Common Stock (291)	—	—	291	Acquired
April 30, 2010	AAL	Phantom Stock Units [F1]	Common Stock (120)	—	—	120	Acquired
March 31, 2010	AAL	Phantom Stock Units [F1]	Common Stock (104)	—	—	104	Acquired
Feb. 28, 2010	AAL	Phantom Stock Units [F1]	Common Stock (125)	—	—	125	Acquired
Feb. 5, 2010	GS	Nonqualified Stock Options	Common Stock (10,000)	$154.16	Feb. 5, 2014	10,000	Acquired
Feb. 5, 2010	GS	Restricted Stock Units	Common Stock (487)	—	—	487	Acquired
Jan. 31, 2010	AAL	Phantom Stock Units [F1]	Common Stock (1,718)	—	—	1,718	Acquired
Nov. 30, 2009	AAL	Phantom Stock Units [F1]	Common Stock (178)	—	—	178	Acquired
Oct. 31, 2009	AAL	Phantom Stock Units [F1]	Common Stock (149)	—	—	149	Acquired
Sept. 30, 2009	AAL	Phantom Stock Units [F1]	Common Stock (280)	—	—	280	Acquired
July 31, 2009	AAL	Phantom Stock Units [F1]	Common Stock (2,878)	—	—	2,878	Acquired
July 20, 2009	AAL	Phantom Stock Units [F1]	Common Stock (3,320)	—	—	3,320	Acquired
June 1, 2009	AAL	Phantom Stock Units [F1]	Common Stock (374)	—	—	374	Acquired
March 31, 2009	AAL	Phantom Stock Units [F1]	Common Stock (619)	—	—	619	Acquired
Feb. 28, 2009	AAL	Phantom Stock Units [F1]	Common Stock (199)	—	—	199	Acquired
Feb. 2, 2009	AAL	Phantom Stock Units [F1]	Common Stock (1,474)	—	—	1,474	Acquired
Dec. 17, 2008	GS	Nonqualified Stock Options	Common Stock (11,600)	$78.78	Dec. 31, 2018	11,600	Acquired
Dec. 17, 2008	GS	Restricted Stock Units	Common Stock (953)	—	—	953	Acquired
Nov. 30, 2008	AAL	Phantom Stock Units [F1]	Common Stock (112)	—	—	112	Acquired
Oct. 31, 2008	AAL	Phantom Stock Units [F1]	Common Stock (109)	—	—	109	Acquired
Sept. 30, 2008	AAL	Phantom Stock Units [F1]	Common Stock (187)	—	—	187	Acquired
July 31, 2008	AAL	Phantom Stock Units [F1]	Common Stock (1,842)	—	—	1,842	Acquired
July 21, 2008	AAL	Phantom Stock Units [F1]	Common Stock (3,320)	—	—	3,320	Acquired
May 31, 2008	AAL	Phantom Stock Units [F1]	Common Stock (248)	—	—	248	Acquired
April 30, 2008	AAL	Phantom Stock Units [F1]	Common Stock (230)	—	—	230	Acquired
March 31, 2008	AAL	Phantom Stock Units [F1]	Common Stock (190)	—	—	190	Acquired
Feb. 29, 2008	AAL	Phantom Stock Units [F1]	Common Stock (68)	—	—	68	Acquired
Jan. 31, 2008	AAL	Phantom Stock Units [F1]	Common Stock (1,067)	—	—	1,067	Acquired
Dec. 19, 2007	GS	Restricted Stock Units	Common Stock (3,243)	—	—	3,243	Acquired
Dec. 15, 2006	GS	Restricted Stock Units	Common Stock (283)	—	—	283	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Aug. 1, 2007	G	Stock Options (right to buy)→ Common Shares (81,405)	81,405	Direct
Aug. 1, 2007	G	Stock Options (right to buy)→ Common Shares (137,846)	137,846	Direct
Aug. 1, 2007	G	Stock Options (right to buy)→ Common Shares (137,846)	137,846	Direct
Aug. 1, 2007	G	Stock Options (right to buy)→ Common Shares (137,665)	137,665	Direct