Rajiv Gupta

CIK 1068731 · View on SEC EDGAR ↗

Insider

First SEC filing: May 20, 2019 · Latest: May 20, 2019

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 94 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

94 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 2, 2019 HWM P 22,603 $22.10 $499,526 38,420 Direct +142.90% Acquired 1148.9% (price as of 2026-08-21)
Dec. 2, 2015 HPQ P 80,000 $12.00 $960,000 105,766 Direct +310.49% Acquired 147.0% (price as of 2026-08-21)
May 1, 2014 APTV S 10b5-1 10,000 $68.80 $688,000 26,001 Direct -27.78% Disposed -17.1% (price as of 2026-08-21)
May 1, 2014 APTV S 10b5-1 10,000 $67.07 $670,700 36,001 Direct -21.74% Disposed -15.0% (price as of 2026-08-21)
April 1, 2014 APTV S 10b5-1 10,000 $68.16 $681,600 44,069 Direct -18.49% Disposed -16.4% (price as of 2026-08-21)
March 3, 2014 APTV S 10b5-1 10,000 $65.72 $657,200 54,069 Direct -15.61% Disposed -13.3% (price as of 2026-08-21)

Showing latest 100 of 139 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
April 22, 2020 APTV Dividend Equivalent Right Ordinary Shares (53) — — 53 Disposed
Feb. 19, 2020 APTV Dividend Equivalent Right Ordinary Shares (12) — — 12 Acquired
Nov. 20, 2019 APTV Dividend Equivalent Right Ordinary Shares (12) — — 12 Acquired
Aug. 21, 2019 APTV Dividend Equivalent Right Ordinary Shares (13) — — 13 Acquired
May 22, 2019 APTV Dividend Equivalent Right Ordinary Shares (15) — — 15 Acquired
May 21, 2019 AVTR Existing Junior Convertible Preferred Common Stock (523,286) — — 4,440 Disposed
April 24, 2019 APTV Dividend Equivalent Right Ordinary Shares (48) — — 48 Disposed
Feb. 20, 2019 APTV Dividend Equivalent Right Ordinary Shares (12) — — 12 Acquired
Nov. 21, 2018 APTV Dividend Equivalent Right Ordinary Shares (14) — — 14 Acquired
Aug. 22, 2018 APTV Dividend Equivalent Right Ordinary Shares (11) — — 11 Acquired
May 23, 2018 APTV Dividend Equivalent Right Ordinary Shares (10) — — 10 Acquired
April 25, 2018 APTV Dividend Equivalent Right Ordinary Shares (70) — — 70 Disposed
Feb. 14, 2018 APTV Dividend Equivalent Right Ordinary Shares (14) — — 14 Acquired
Nov. 22, 2017 APTV Dividend Equivalent Right Ordinary Shares (14) — — 14 Acquired
Aug. 23, 2017 APTV Dividend Equivalent Right Ordinary Shares (15) — — 15 Acquired
May 24, 2017 APTV Dividend Equivalent Right Ordinary Shares (17) — — 17 Acquired
April 26, 2017 APTV Dividend Equivalent Right Ordinary Shares (90) — — 90 Disposed
Feb. 15, 2017 APTV Dividend Equivalent Right Ordinary Shares (21) — — 21 Acquired
Nov. 23, 2016 APTV Dividend Equivalent Right Ordinary Shares (23) — — 23 Acquired
Sept. 2, 2016 JCI Deferred Stock Units Common Shares (15,083) — — 15,083 Disposed
Aug. 24, 2016 APTV Dividend Equivalent Right Ordinary Shares (23) — — 23 Acquired
April 27, 2016 APTV Dividend Equivalent Right Ordinary Shares (47) — — 47 Disposed
Feb. 29, 2016 APTV Dividend Equivalent Right Ordinary Shares (14) — — 14 Acquired
Nov. 25, 2015 APTV Dividend Equivalent Right Ordinary Shares (10) — — 10 Acquired
Aug. 26, 2015 APTV Dividend Equivalent Right Ordinary Shares (12) — — 12 Acquired
May 27, 2015 APTV Dividend Equivalent Right Ordinary Shares (10) — — 10 Acquired
May 25, 2015 APTV Dividend Equivalent Right Ordinary Shares (23) — — 23 Acquired
April 22, 2015 APTV Dividend Equivalent Right Ordinary Shares (33) — — 33 Disposed
April 21, 2015 HPQ Restricted Stock Units Common Stock (2,791) — — 2,791 Disposed
April 20, 2015 HPQ Nonemployee Stock Option (Right to Buy) Common Stock (12,447) $33.41 April 20, 2025 12,447 Acquired
April 20, 2015 HPQ Restricted Stock Units Common Stock (2,619) — — 2,619 Acquired
Feb. 27, 2015 APTV Dividend Equivalent Right Ordinary Shares (7) — — 7 Acquired
Nov. 26, 2014 APTV Dividend Equivalent Right Ordinary Shares (8) — — 8 Acquired
Aug. 27, 2014 APTV Dividend Equivalent Right Ordinary Shares (8) — — 8 Acquired
July 2, 2014 HPQ Restricted Stock Units Common Stock (51) — — 51 Acquired
May 28, 2014 APTV Dividend Equivalent Right Ordinary Shares (8) — — 8 Acquired
April 22, 2014 HPQ Restricted Stock Units Common Stock (4,527) — — 4,527 Disposed
April 21, 2014 HPQ Nonemployee Stock Option (Right to Buy) Common Stock (11,544) $31.94 April 21, 2024 11,544 Acquired
April 21, 2014 HPQ Restricted Stock Units Common Stock (2,740) — — 2,740 Acquired
April 2, 2014 APTV Dividend Equivalent Right Ordinary Shares (49) — — 49 Disposed
Feb. 27, 2014 APTV Dividend Equivalent Right Ordinary Shares (14) — — 14 Acquired
Nov. 27, 2013 APTV Dividend Equivalent Right Ordinary Shares (11) — — 11 Acquired
Aug. 29, 2013 APTV Dividend Equivalent Right Ordinary Shares (11) — — 11 Acquired
July 3, 2013 HPQ Restricted Stock Units Common Stock (79) — — 79 Acquired
May 30, 2013 APTV Dividend Equivalent Right Ordinary Shares (13) — — 13 Acquired
April 22, 2013 HPQ Nonemployee Stock Option (Right to Buy) Common Stock (18,773) $19.76 April 22, 2023 18,773 Acquired
April 22, 2013 HPQ Restricted Stock Units Common Stock (4,429) — — 4,429 Acquired
April 20, 2013 HPQ Restricted Stock Units Common Stock (3,678) — — 3,678 Disposed
April 25, 2012 HPQ Restricted Stock Units Common Stock (2,198) — — 2,198 Disposed
April 20, 2012 HPQ Restricted Stock Units Common Stock (3,570) — — 3,570 Acquired
April 20, 2012 HPQ Nonemployee Stock Option (Right to Buy) Common Stock (15,112) $24.51 April 20, 2022 15,112 Acquired
July 6, 2011 HPQ Restricted Stock Units Common Stock (39) — — 39 Acquired
April 25, 2011 HPQ Restricted Stock Units Common Stock (2,159) — — 2,159 Acquired
April 25, 2011 HPQ Nonemployee Stock Option (Right to Buy) Common Stock (8,234) $40.53 April 25, 2021 8,234 Acquired
April 19, 2011 HPQ Restricted Stock Units Common Stock — April 19, 2020 3,288 Disposed
Dec. 30, 2010 HPQ Restricted Stock Units Common Stock — April 19, 2020 13 Acquired
July 7, 2010 HPQ Restricted Stock Units Common Stock — April 19, 2020 12 Acquired
April 20, 2010 HPQ Restricted Stock Units Common Stock (2,178) — April 20, 2019 2,178 Disposed
April 19, 2010 HPQ Restricted Stock Units Common Stock (3,263) — April 19, 2020 3,263 Acquired
July 1, 2009 HPQ Restricted Stock Units Common Stock (15) — April 20, 2019 15 Acquired
April 20, 2009 HPQ Restricted Stock Units Common Stock (2,163) — April 20, 2019 2,163 Acquired
April 20, 2009 HPQ Nonemployee Stock Option (Right to Buy) 04/20/2009 Grant Common Stock (5,463) $34.68 April 20, 2019 5,463 Acquired
Jan. 15, 2009 HPQ Nonemployee Stock Option (Right to Buy) 01/15/09 Grant Common Stock (714) $35.75 Jan. 14, 2017 714 Acquired
Sept. 29, 2008 JCI Deferred Stock Units Common Shares [F2] (3,532) — — 3,532 Acquired
Oct. 1, 2007 JCI Deferred Stock Units Common Shares (2,655) — — 2,655 Acquired
June 29, 2007 JCI Deferred Stock Units (Call Equivalent) Common Shares (6,893) — — 6,893 Acquired
Oct. 2, 2006 JCI Deferred Stock Unit Common Shares (4,549) — — 4,549 Acquired
Oct. 3, 2005 JCI Deferred Stock Unit Common Shares (4,241) — — 4,241 Acquired
March 10, 2005 JCI Deferred Stock Unit Common Shares (1,933) $0.00 — 1,933 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 9 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
June 5, 2019 DD Common Stock 737 Direct
May 16, 2019 AVTR Common Stock 540,141 Direct
May 16, 2019 AVTR Common Stock 320,505 Indirect
May 16, 2019 AVTR Stock Options (Right to Buy)→ Common Stock (860,645) 860,645 Direct
May 16, 2019 AVTR Stock Options (Right to Buy)→ Common Stock (430,325) 430,325 Direct
May 16, 2019 AVTR Existing Junior Convertible Preferred→ Common Stock (523,286) 523,286 Direct
Nov. 16, 2011 APTV Ordinary Shares — Direct
Jan. 20, 2009 HPQ Common Stock 0 Direct
March 14, 2005 JCI Common Shares 0 Direct