Ramesh Kumar

CIK 1580074 · View on SEC EDGAR ↗

Insider

First SEC filing: July 24, 2013 · Latest: July 24, 2013

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 63 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

63 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Oct. 6, 2022 OCGN S 10b5-1 4,500 $1.83 $8,235 0 Direct -100.00% Disposed -21.6% (price as of 2026-08-19)
July 18, 2022 OCGN S 10b5-1 7,500 $2.57 $19,275 0 Direct -100.00% Disposed -44.2% (price as of 2026-08-19)
April 18, 2022 OCGN S 10b5-1 7,500 $2.83 $21,225 0 Direct -100.00% Disposed -49.3% (price as of 2026-08-19)
Jan. 18, 2022 OCGN S 10b5-1 7,500 $4.07 $30,525 0 Direct -100.00% Disposed -64.7% (price as of 2026-08-19)
July 19, 2021 OCGN S 10b5-1 7,500 $6.40 $48,000 0 Direct -100.00% Disposed -77.6% (price as of 2026-08-19)
April 19, 2021 OCGN S 10b5-1 7,500 $5.33 $39,975 0 Direct -100.00% Disposed -73.1% (price as of 2026-08-19)
April 26, 2017 TRAW P 23,810 $2.10 $50,001 102,227 Direct +30.36% Acquired -100.0% (price as of 2026-08-19)
Feb. 10, 2014 TRAW S 10b5-1 20,000 $15.11 $302,200 276,500 Direct -6.75% Disposed -100.0% (price as of 2026-08-19)
Feb. 3, 2014 TRAW S 10b5-1 20,000 $15.07 $301,400 276,500 Direct -6.75% Disposed -100.0% (price as of 2026-08-19)
Jan. 31, 2014 TRAW S 10b5-1 20,000 $15.03 $300,600 276,500 Direct -6.75% Disposed -100.0% (price as of 2026-08-19)
Jan. 30, 2014 TRAW S 10b5-1 20,000 $15.05 $301,000 276,500 Direct -6.75% Disposed -100.0% (price as of 2026-08-19)
Nov. 15, 2013 TRAW P 1,100 $12.02 $13,222 276,500 Direct +0.40% Acquired -100.0% (price as of 2026-08-19)
July 30, 2013 TRAW P 6,667 $15.00 $100,005 275,400 Direct +2.48% Acquired -100.0% (price as of 2026-08-19)
Feb. 7, 2013 TRAW S 10b5-1 13,543 $15.02 $203,416 276,500 Direct -4.67% Disposed -100.0% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 9, 2023 OCGN Option (Right to Buy) Common Stock (112,205) $0.46 June 9, 2033 112,205 Acquired
Oct. 6, 2022 OCGN Option (Right to Buy) Common Stock (4,500) $0.51 Jan. 2, 2030 4,500 Disposed
July 18, 2022 OCGN Option (Right to Buy) Common Stock (7,500) $0.51 Jan. 2, 2030 7,500 Acquired
June 7, 2022 OCGN Option (Right to Buy) Common Stock (140,091) $2.49 June 7, 2032 140,091 Acquired
April 18, 2022 OCGN Option (Right to Buy) Common Stock (7,500) $0.51 Jan. 2, 2030 7,500 Acquired
Jan. 18, 2022 OCGN Option (Right to Buy) Common Stock (7,500) $0.51 Jan. 2, 2030 7,500 Acquired
Dec. 16, 2021 OCGN Option (Right to Buy) Common Stock (16,335) $5.02 Dec. 16, 2031 16,335 Acquired
July 19, 2021 OCGN Option (Right to Buy) Common Stock (7,500) $0.51 Jan. 2, 2030 7,500 Disposed
April 19, 2021 OCGN Option (Right to Buy) Common Stock (7,500) $0.51 Jan. 2, 2030 7,500 Disposed
Jan. 1, 2021 OCGN Option (Right to Buy) Common Stock (126,000) $1.83 Jan. 1, 2031 126,000 Acquired
Jan. 2, 2020 OCGN Options (Right to Buy) Common Stock (54,000) $0.51 Jan. 2, 2030 54,000 Acquired
July 26, 2018 TRAW Stock Option (right to purchase) Common Stock (1,065,600) $0.46 July 26, 2028 1,065,600 Acquired
Feb. 23, 2018 TRAW Stock Option (right to purchase) Common Stock (73,220) $1.09 Feb. 23, 2028 73,220 Acquired
Jan. 3, 2018 TRAW Stock Option (right to purchase) Common Stock (64,885) $1.50 Jan. 3, 2028 64,885 Acquired
Jan. 17, 2017 TRAW Stock Option (right to purchase) Common Stock (44,027) $2.70 Jan. 17, 2027 44,027 Acquired
Dec. 15, 2016 TRAW Stock Option (right to purchase) Common Stock (12,673) $2.65 Dec. 15, 2026 12,673 Acquired
Sept. 1, 2016 TRAW Stock Option (right to purchase) Common Stock (44,000) $3.24 Sept. 1, 2026 44,000 Acquired
July 29, 2016 TRAW Warrants (right to buy) Common Stock [F2] (38,071) $4.92 July 27, 2021 38,071 Acquired
July 26, 2016 TRAW Subscription Right (right to buy) See footnote [F1] (41,475) $4.10 July 26, 2016 41,475 Disposed
Jan. 26, 2016 TRAW Stock Option (right to buy) Common Stock (146,440) $0.65 Jan. 26, 2026 146,440 Acquired
Sept. 25, 2015 TRAW Stock Option (right to purchase) Common Stock (87,500) $1.48 Sept. 25, 2025 87,500 Acquired
April 16, 2015 TRAW Stock Option (right to buy) Common Stock (87,500) $2.32 April 16, 2025 87,500 Acquired
Dec. 18, 2014 TRAW Stock Option (right to purchase) Common Stock (175,000) $3.98 Dec. 18, 2024 175,000 Acquired
Feb. 10, 2014 TRAW Stock Option (right to buy) Common Stock (20,000) $6.00 April 1, 2017 20,000 Disposed
Feb. 7, 2014 TRAW Stock Option (right to buy) Common Stock (13,543) $6.00 April 1, 2017 13,543 Disposed
Feb. 3, 2014 TRAW Stock Option (right to buy) Common Stock (20,000) $6.00 April 1, 2017 20,000 Disposed
Jan. 31, 2014 TRAW Stock Option (right to buy) Common Stock (20,000) $6.00 April 1, 2017 20,000 Disposed
Jan. 30, 2014 TRAW Stock Option (right to buy) Common Stock (5,256) $2.67 Jan. 1, 2016 5,256 Disposed
Jan. 30, 2014 TRAW Stock Option (right to buy) Common Stock (14,744) $6.00 April 1, 2017 14,744 Disposed
Dec. 20, 2013 TRAW Stock Option (right to purchase) Common Stock (135,000) $13.48 Dec. 20, 2023 135,000 Acquired
July 30, 2013 TRAW Series A Convertible Preferred Stock Common Stock (3,748) — — 4,667 Disposed
July 30, 2013 TRAW Series B Convertible Preferred Stock Common Stock (17,424) — — 20,645 Disposed
July 30, 2013 TRAW Series C Convertible Preferred Stock Common Stock (737) — — 983 Disposed
July 30, 2013 TRAW Series D Convertible Preferred Stock Common Stock (1,657) — — 2,209 Disposed
July 30, 2013 TRAW Series E Covertible Preferred Stock Common Stock (811) — — 1,084 Disposed
July 30, 2013 TRAW Series F Convertible Preferred Stock Common Stock (385) — — 500 Disposed
July 30, 2013 TRAW Series G Convertible Preferred Stock Common Stock (573) — — 765 Disposed
July 30, 2013 TRAW Series H COnvertible Preferred Stock Common Stock (375) — — 500 Disposed
July 30, 2013 TRAW Series I Convertible Preferred Stock Common Stock (75) — — 100 Disposed
July 25, 2013 TRAW Stock Option (right to purchase) Common Stock (100,000) $15.00 July 25, 2023 100,000 Acquired
July 25, 2013 TRAW Stock Option (right to purchase) Common Stock (5,000) $15.00 July 25, 2023 5,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 19 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
July 24, 2013 TRAW Common Stock 92,911 Direct
July 24, 2013 TRAW Common Stock 150,037 Indirect
July 24, 2013 TRAW Series A Convertible Preferred Stock→ Common Stock (4,667) 4,667 Direct
July 24, 2013 TRAW Series B Convertible Preferred Stock→ Common Stock (20,645) 20,645 Direct
July 24, 2013 TRAW Series C Convertible Preferred Stock→ Common Stock (983) 983 Direct
July 24, 2013 TRAW Series D Convertible Preferred Stock→ Common Stock (2,209) 2,209 Direct
July 24, 2013 TRAW Series E Convertible Preferred Stock→ Common Stock (1,084) 1,084 Direct
July 24, 2013 TRAW Series F Convertible Preferred Stock→ Common Stock (500) 500 Direct
July 24, 2013 TRAW Series G Convertible Preferred Stock→ Common Stock (765) 765 Direct
July 24, 2013 TRAW Series H Convertible Preferred Stock→ Common Stock (500) 500 Direct
July 24, 2013 TRAW Series I Convertible Preferred Stock→ Common Stock (100) 100 Direct
July 24, 2013 TRAW Stock Option (right to purchase)→ Common Stock (5,256) 5,256 Direct
July 24, 2013 TRAW Stock Option (right to purchase)→ Common Stock (105,026) 105,026 Direct
July 24, 2013 TRAW Stock Option (right to purchase)→ Common Stock (18,754) 18,754 Direct
July 24, 2013 TRAW Stock Option (right to purchase)→ Common Stock (75,018) 75,018 Direct
July 24, 2013 TRAW Stock Option (right to purchase)→ Common Stock (52,513) 52,513 Direct
July 24, 2013 TRAW Stock Option (right to purchase)→ Common Stock (10,335) 10,335 Direct
July 24, 2013 TRAW Stock Option (right to purchase)→ Common Stock (93,773) 93,773 Direct
July 24, 2013 TRAW Stock Option (right to purchase)→ Common Stock (93,773) 93,773 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

TRAW

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2019 $88,657 $254,877 — — — — $863,992 $1,207,526
2018 $569,448 $135,980 — $441,854 — — $27,253 $1,174,535
2017 $538,150 — — $81,890 — — $23,581 $643,621

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.