Ramsay P Battin

Insider

First SEC filing: June 12, 2014 · Latest: June 12, 2014

On this page

Insider at

0 buys (P) 0 sells (S) Net: $0 + 14 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 17, 2015	ASPN	A	10,228	—	—	10,228 Direct	—	Acquired	(price as of 2026-08-20)
June 17, 2015	ASPN	A	7,715	—	—	16,935 Direct	+83.68%	Acquired	(price as of 2026-08-20)
June 18, 2014	ASPN	C	22,808	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
June 18, 2014	ASPN	F	173	$0.01	$2	22,808 Direct	-0.75%	Disposed	53900.0% (price as of 2026-08-20)
June 18, 2014	ASPN	X	22,981	—	—	22,981 Direct	—	Acquired	(price as of 2026-08-20)
June 18, 2014	ASPN	X	22,981	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
June 18, 2014	ASPN	C	307	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
June 18, 2014	ASPN	C	2,571	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
June 18, 2014	ASPN	A	197	$6.88	$1,355	9,220 Direct	+2.18%	Acquired	-21.5% (price as of 2026-08-20)
June 18, 2014	ASPN	A	320	$6.88	$2,202	9,023 Direct	+3.68%	Acquired	-21.5% (price as of 2026-08-20)
June 18, 2014	ASPN	A	944	$6.88	$6,495	8,703 Direct	+12.17%	Acquired	-21.5% (price as of 2026-08-20)
June 18, 2014	ASPN	C	28	—	—	7,759 Direct	+0.36%	Acquired	(price as of 2026-08-20)
June 18, 2014	ASPN	C	4	—	—	7,731 Direct	+0.05%	Acquired	(price as of 2026-08-20)
June 12, 2014	ASPN	A	7,727	—	—	7,727 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
June 17, 2015	ASPN	Stock Option (right to buy)	Common Stock (10,228)	$6.61	June 17, 2025	10,228	Acquired
June 18, 2014	ASPN	Series C Preferred Stock	Common Stock	—	—	22,808	Disposed
June 18, 2014	ASPN	Series C Preferred Stock	Common Stock (0)	—	—	173	Disposed
June 18, 2014	ASPN	Series C Preferred Stock	Common Stock (28)	—	—	22,981	Acquired
June 18, 2014	ASPN	Warrant to Purchase Series C Preferred Stock (right to buy)	Series C Preferred Stock (22,981)	$0.00	March 28, 2023	22,981	Disposed
June 18, 2014	ASPN	Series B Preferred Stock	Common Stock	—	—	307	Disposed
June 18, 2014	ASPN	Series A Preferred Stock	Common Stock	—	—	2,571	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
June 12, 2014	ASPN	Series A Preferred Stock→ Common Stock	—	Direct
June 12, 2014	ASPN	Series B Preferred Stock→ Common Stock	—	Direct
June 12, 2014	ASPN	Warrants to Purchase Series C Preferred Stock→ Common Stock	—	Direct