Randall R. Phillips
CIK 1769708 · View on SEC EDGAR ↗
First SEC filing: Feb. 18, 2021 · Latest: Feb. 18, 2021
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 22, 2022 | FISI | M | 820 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-18) |
| May 22, 2022 | FISI | F | 339 | $26.75 | $9,068 | 1,394 Direct | -19.56% | Disposed | 54.6% (price as of 2026-08-18) |
| May 22, 2022 | FISI | M | 820 | — | — | 1,733 Direct | +89.81% | Acquired | (price as of 2026-08-18) |
| March 16, 2022 | FISI | A | 1,144 | — | — | 1,144 Direct | — | Acquired | (price as of 2026-08-18) |
| March 16, 2022 | FISI | A | 1,000 | — | — | 1,000 Direct | — | Acquired | (price as of 2026-08-18) |
| March 19, 2021 | FISI | A | 806 | — | — | 806 Direct | — | Acquired | (price as of 2026-08-18) |
| May 22, 2019 | FISI | A | 820 | — | — | 820 Direct | — | Acquired | (price as of 2026-08-18) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 22, 2022 | FISI | Restricted Stock Unit | Common Stock (820) | — | May 22, 2022 | 820 | Disposed |
| March 16, 2022 | FISI | Restricted Stock Unit | Common Stock (1,144) | — | March 16, 2025 | 1,144 | Acquired |
| March 16, 2022 | FISI | Restricted Stock Unit | Common Stock (1,000) | — | March 16, 2025 | 1,000 | Acquired |
| March 19, 2021 | FISI | Restricted Stock Unit | Common Stock (806) | — | March 19, 2024 | 806 | Acquired |
| May 22, 2019 | FISI | Restricted Stock Unit | Common Stock (820) | — | May 22, 2022 | 820 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Feb. 18, 2021 | FISI | Common Stock | 670 | Direct |
| Feb. 18, 2021 | FISI | Restricted Stock Unit→ Common Stock (400) | 400 | Direct |
| Feb. 18, 2021 | FISI | Restricted Stock Unit→ Common Stock (820) | 820 | Direct |
| Feb. 18, 2021 | FISI | Restricted Stock Unit→ Common Stock (540) | 540 | Direct |
| March 5, 2019 | FISI | Restricted Stock Unit→ Common Stock (400) | 400 | Direct |
| March 5, 2019 | FISI | Restricted Stock Unit→ Common Stock (1,000) | 1,000 | Direct |