Randall R. Phillips

CIK 1769708 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 18, 2021 · Latest: Feb. 18, 2021

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 7 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 22, 2022 FISI M 820 0 Direct -100.00% Disposed (price as of 2026-08-18)
May 22, 2022 FISI F 339 $26.75 $9,068 1,394 Direct -19.56% Disposed 54.6% (price as of 2026-08-18)
May 22, 2022 FISI M 820 1,733 Direct +89.81% Acquired (price as of 2026-08-18)
March 16, 2022 FISI A 1,144 1,144 Direct Acquired (price as of 2026-08-18)
March 16, 2022 FISI A 1,000 1,000 Direct Acquired (price as of 2026-08-18)
March 19, 2021 FISI A 806 806 Direct Acquired (price as of 2026-08-18)
May 22, 2019 FISI A 820 820 Direct Acquired (price as of 2026-08-18)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 22, 2022 FISI Restricted Stock Unit Common Stock (820) May 22, 2022 820 Disposed
March 16, 2022 FISI Restricted Stock Unit Common Stock (1,144) March 16, 2025 1,144 Acquired
March 16, 2022 FISI Restricted Stock Unit Common Stock (1,000) March 16, 2025 1,000 Acquired
March 19, 2021 FISI Restricted Stock Unit Common Stock (806) March 19, 2024 806 Acquired
May 22, 2019 FISI Restricted Stock Unit Common Stock (820) May 22, 2022 820 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Feb. 18, 2021 FISI Common Stock 670 Direct
Feb. 18, 2021 FISI Restricted Stock Unit→ Common Stock (400) 400 Direct
Feb. 18, 2021 FISI Restricted Stock Unit→ Common Stock (820) 820 Direct
Feb. 18, 2021 FISI Restricted Stock Unit→ Common Stock (540) 540 Direct
March 5, 2019 FISI Restricted Stock Unit→ Common Stock (400) 400 Direct
March 5, 2019 FISI Restricted Stock Unit→ Common Stock (1,000) 1,000 Direct