Randall W Merk

Insider

First SEC filing: Feb. 2, 2006 · Latest: Feb. 2, 2006

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 13 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 6, 2007	SCHW	M	12,500	$9.00	$112,500	169,893 Indirect	+7.94%	Acquired	1135.5% (price as of 2026-08-21)
March 6, 2007	SCHW	M	12,500	$9.00	$112,500	182,393 Indirect	+7.36%	Acquired	1135.5% (price as of 2026-08-21)
March 6, 2007	SCHW	M	12,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
March 6, 2007	SCHW	M	12,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Feb. 25, 2007	SCHW	F	2,359	$18.96	$44,727	29,347 Direct	-7.44%	Disposed	486.5% (price as of 2026-08-21)
Oct. 30, 2006	SCHW	A	25,105	—	—	31,706 Direct	+380.32%	Acquired	(price as of 2026-08-21)
Oct. 30, 2006	SCHW	A	81,081	—	—	81,081 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 7, 2006	SCHW	M	29,197	$9.19	$268,320	150,792 Indirect	+24.01%	Acquired	1110.0% (price as of 2026-08-21)
Feb. 7, 2006	SCHW	M	29,197	—	—	58,395 Direct	-33.33%	Disposed	(price as of 2026-08-21)
Feb. 7, 2006	SCHW	M	29,197	$9.19	$268,320	150,792 Indirect	+24.01%	Acquired	1110.0% (price as of 2026-08-21)
Feb. 7, 2006	SCHW	M	29,197	—	—	58,935 Direct	-33.13%	Disposed	(price as of 2026-08-21)
Feb. 8, 2005	SCHW	M	20,000	$9.19	$183,800	51,600 Indirect	+63.29%	Acquired	1110.0% (price as of 2026-08-21)
Feb. 8, 2005	SCHW	M	20,000	—	—	125,986 Direct	-13.70%	Disposed	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
March 6, 2007	SCHW	Non-Qualified Stock Option (Right to Buy)	Common Stock (12,500)	$9.00	Sept. 25, 2012	12,500	Disposed
March 6, 2007	SCHW	Incentive Stock Option (Right to Buy)	Common Stock (12,500)	$9.00	Sept. 25, 2012	12,500	Disposed
Oct. 30, 2006	SCHW	Non-Qualified Stock Option (Right to Buy)	Common Stock (81,081)	—	Oct. 30, 2013	81,081	Acquired
Feb. 7, 2006	SCHW	Non-Qualified Stock Option (right to buy)	Common Stock (29,197)	$9.19	Sept. 30, 2011	29,197	Disposed
Feb. 7, 2006	SCHW	Non-Qualified Stock Option (right to buy)	Common Stock (29,197)	$9.19	Sept. 30, 2011	29,197	Disposed
Feb. 8, 2005	SCHW	Non-Qualified Stock Option (right to buy)	Common Stock (20,000)	$9.19	Sept. 30, 2011	20,000	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Feb. 2, 2006	SCHW	Common Stock	13,202	Direct
Feb. 2, 2006	SCHW	Common Stock	121,595	Indirect
Feb. 2, 2006	SCHW	Incentive Stock Option (right to buy)→ Common Stock (12,500)	12,500	Direct
Feb. 2, 2006	SCHW	Non-Qualified Stock Option (right to buy)→ Common Stock (12,500)	12,500	Direct
Feb. 2, 2006	SCHW	Non-Qualified Stock Option (right to buy)→ Common Stock (87,592)	87,592	Direct
Feb. 2, 2006	SCHW	Non-Qualified Stock Option (right to buy)→ Common Stock (150,000)	150,000	Direct
Feb. 2, 2006	SCHW	Non-Qualified Stock Option (right to buy)→ Common Stock (150,000)	150,000	Direct
Jan. 5, 2005	SCHW	Common Stock	32,303	Direct
Jan. 5, 2005	SCHW	Common Stock	31,600	Indirect
Jan. 5, 2005	SCHW	Incentive Stock Option (right to buy)→ Common Stock (18,750)	18,750	Direct
Jan. 5, 2005	SCHW	Non-Qualified Stock Option (right to buy)→ Common Stock (18,750)	18,750	Direct
Jan. 5, 2005	SCHW	Non-Qualified Stock Option (right to buy)→ Common Stock (145,986)	145,986	Direct