Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 72 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

72 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Feb. 20, 2020 AMP S 6,862 $179.55 $1,232,072 19,202 Direct -26.33% Disposed 173.4% (price as of 2026-10-02)
Feb. 7, 2020 AMP S 7,115 $175.42 $1,248,113 22,887 Direct -23.72% Disposed 179.8% (price as of 2026-10-02)
June 7, 2019 AMP S 5,160 $150.38 $775,961 23,656 Direct -17.91% Disposed 226.4% (price as of 2026-10-02)
Feb. 23, 2018 AMP S 4,381 $159.61 $699,251 21,607 Direct -16.86% Disposed 207.6% (price as of 2026-10-02)
Oct. 27, 2017 AMP S 2,460 $161.06 $396,208 21,696 Direct -10.18% Disposed 204.8% (price as of 2026-10-02)
June 29, 2017 AMP S 2,987 $130.24 $389,027 21,696 Direct -12.10% Disposed 276.9% (price as of 2026-10-02)
Feb. 21, 2017 AMP S 3,327 $129.71 $431,545 21,696 Direct -13.30% Disposed 278.5% (price as of 2026-10-02)
Feb. 6, 2017 AMP S 3,591 $122.88 $441,262 23,532 Direct -13.24% Disposed 299.5% (price as of 2026-10-02)
Sept. 23, 2016 AMP S 4,129 $100.81 $416,244 22,835 Direct -15.31% Disposed 387.0% (price as of 2026-10-02)
Aug. 9, 2016 AMP S 5,686 $96.91 $551,030 26,964 Direct -17.42% Disposed 406.6% (price as of 2026-10-02)
March 30, 2016 AMP S 3,069 $95.72 $293,765 32,650 Direct -8.59% Disposed 412.9% (price as of 2026-10-02)
Feb. 12, 2015 AMP S 1,144 $136.68 $156,362 32,322 Direct -3.42% Disposed 259.2% (price as of 2026-10-02)
Dec. 23, 2014 AMP S 2,475 $136.21 $337,120 32,509 Direct -7.07% Disposed 260.4% (price as of 2026-10-02)
Sept. 17, 2014 AMP S 2,327 $126.04 $293,295 32,509 Direct -6.68% Disposed 289.5% (price as of 2026-10-02)
March 5, 2014 AMP S 1,373 $109.71 $150,632 34,836 Direct -3.79% Disposed 347.5% (price as of 2026-10-02)
Aug. 1, 2013 AMP S 10,866 $91.00 $988,806 35,232 Direct -23.57% Disposed 439.5% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Feb. 7, 2020 AMP Employee Stock Option (right to buy) Common Stock (21,416) $87.79 Feb. 1, 2026 21,416 Disposed
Feb. 7, 2020 AMP Employee Stock Option (right to buy) Common Stock (1,523) $107.61 Feb. 7, 2024 1,523 Disposed
Feb. 1, 2019 AMP Employee Stock Option (right to buy) Common Stock (19,053) $126.89 Feb. 1, 2029 19,053 Acquired
Jan. 26, 2018 AMP Employee Stock Option (right to buy) Common Stock (15,536) $179.84 Jan. 26, 2028 15,536 Acquired
Oct. 27, 2017 AMP Employee Stock Option (right to buy) Common Stock (13,000) $107.61 Feb. 7, 2024 13,000 Disposed
June 29, 2017 AMP Employee Stock Option (right to buy) Common Stock (9,273) $54.33 Feb. 7, 2022 9,273 Disposed
Feb. 6, 2017 AMP Employee Stock Option (right to buy) Common Stock (15,103) $123.37 Feb. 7, 2027 15,103 Acquired
Feb. 3, 2017 AMP Phantom Stock Common Stock (376) · · 376 Acquired
Feb. 5, 2016 AMP Phantom Stock Common Stock (550) · · 550 Acquired
Feb. 1, 2016 AMP Employee Stock Option (right to buy) Common Stock (21,416) $87.79 Feb. 2, 2026 21,416 Acquired
Feb. 6, 2015 AMP Phantom Stock Common Stock (432) · · 432 Acquired
Feb. 2, 2015 AMP Employee Stock Option (right to buy) Common Stock (18,510) $128.76 Feb. 3, 2025 18,510 Acquired
Dec. 23, 2014 AMP Employee Stock Option (right to buy) Common Stock (7,857) $58.70 Feb. 8, 2021 7,857 Disposed
Feb. 7, 2014 AMP Employee Stock Option (right to buy) Common Stock (14,523) $107.61 Feb. 7, 2024 14,523 Acquired
Feb. 7, 2014 AMP Phantom Stock Common Stock (437) · · 437 Acquired
Aug. 1, 2013 AMP Employee Stock Option (Right to Buy) Common Stock (13,193) $37.23 Feb. 9, 2020 13,193 Acquired
Feb. 4, 2013 AMP Employee Stock Option (right to buy) Common Stock (13,939) $65.31 Feb. 5, 2023 13,939 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
July 17, 2012 AMP Common Stock · Direct
June 27, 2012 AMP Common Stock 4,649 Direct
June 27, 2012 AMP Common Stock 43 Indirect
June 27, 2012 AMP Employee Stock Option (right to buy)→ Common Stock (13,193) 13,193 Direct
June 27, 2012 AMP Employee Stock Option (right to buy)→ Common Stock (7,857) 7,857 Direct
June 27, 2012 AMP Employee Stock Option (right to buy)→ Common Stock (9,273) 9,273 Direct