Ratan Tata

Insider

First SEC filing: April 6, 2017 · Latest: April 6, 2017

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 8 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

8 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
April 4, 2017	HWM	A	568	$26.38	$14,984	25,373 Direct	+2.29%	Acquired	961.9% (price as of 2026-08-20)
Nov. 30, 2016	HWM	A	3,112	—	—	24,805 Direct	+14.35%	Acquired	(price as of 2026-08-20)
Oct. 13, 2016	HWM	P	845	$26.75	$22,604	21,693 Direct	+4.05%	Acquired	947.2% (price as of 2026-08-20)
July 13, 2016	HWM	P	2,045	$10.72	$21,922	62,546 Direct	+3.38%	Acquired	2513.1% (price as of 2026-08-20)
April 20, 2016	HWM	P	2,150	$10.37	$22,296	60,501 Direct	+3.68%	Acquired	2601.3% (price as of 2026-08-20)
Feb. 4, 2016	HWM	P	2,662	$8.27	$22,015	58,351 Direct	+4.78%	Acquired	3287.2% (price as of 2026-08-20)
Oct. 16, 2015	HWM	P	4,555	$9.50	$43,272	55,689 Direct	+8.91%	Acquired	2848.6% (price as of 2026-08-20)
April 10, 2015	HWM	P	3,405	$13.14	$44,742	51,134 Direct	+7.13%	Acquired	2031.8% (price as of 2026-08-20)
Oct. 15, 2014	HWM	P	1,440	$13.90	$20,016	47,729 Direct	+3.11%	Acquired	1915.3% (price as of 2026-08-20)
July 11, 2014	HWM	P	1,260	$15.88	$20,009	46,289 Direct	+2.80%	Acquired	1664.0% (price as of 2026-08-20)
May 21, 2014	MDLZ	A	3,854	—	—	8,642 Direct	+80.49%	Acquired	(price as of 2026-08-20)
April 11, 2014	HWM	P	1,670	$12.48	$20,842	45,029 Direct	+3.85%	Acquired	2144.6% (price as of 2026-08-20)
Jan. 15, 2014	HWM	P	1,780	$10.54	$18,761	43,359 Direct	+4.28%	Acquired	2557.7% (price as of 2026-08-20)
Jan. 15, 2014	HWM	P	200	$10.54	$2,108	41,579 Direct	+0.48%	Acquired	2557.7% (price as of 2026-08-20)
Oct. 10, 2013	HWM	P	2,600	$8.39	$21,814	41,379 Direct	+6.70%	Acquired	3238.7% (price as of 2026-08-20)
July 11, 2013	HWM	P	2,470	$8.05	$19,884	38,779 Direct	+6.80%	Acquired	3379.8% (price as of 2026-08-20)
May 21, 2013	MDLZ	A	4,708	—	—	4,708 Direct	—	Acquired	(price as of 2026-08-20)
April 12, 2013	HWM	P	2,510	$8.20	$20,582	36,309 Direct	+7.43%	Acquired	3316.1% (price as of 2026-08-20)
Jan. 11, 2013	HWM	P	2,050	$8.92	$18,286	33,799 Direct	+6.46%	Acquired	3040.4% (price as of 2026-08-20)
Nov. 27, 2012	HWM	P	4,565	$8.34	$38,072	31,749 Direct	+16.79%	Acquired	3258.8% (price as of 2026-08-20)
April 12, 2012	HWM	P	1,830	$10.24	$18,739	27,184 Direct	+7.22%	Acquired	2635.5% (price as of 2026-08-20)
Jan. 11, 2012	HWM	P	1,985	$9.42	$18,699	25,354 Direct	+8.49%	Acquired	2873.7% (price as of 2026-08-20)
Oct. 13, 2011	HWM	P	1,300	$9.87	$12,831	23,369 Direct	+5.89%	Acquired	2738.1% (price as of 2026-08-20)
Oct. 13, 2011	HWM	P	597	$9.87	$5,892	22,069 Direct	+2.78%	Acquired	2738.1% (price as of 2026-08-20)
July 14, 2011	HWM	P	1,208	$15.49	$18,712	21,472 Direct	+5.96%	Acquired	1708.4% (price as of 2026-08-20)
April 18, 2011	HWM	P	1,303	$16.07	$20,939	20,264 Direct	+6.87%	Acquired	1643.1% (price as of 2026-08-20)
Nov. 13, 2009	HWM	M	50	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 13, 2009	HWM	D	35	$13.18	$461	18,961 Direct	-0.18%	Disposed	2025.3% (price as of 2026-08-20)
Nov. 13, 2009	HWM	F	15	$13.18	$198	18,996 Direct	-0.08%	Disposed	2025.3% (price as of 2026-08-20)
Nov. 13, 2009	HWM	M	50	—	—	19,011 Direct	+0.26%	Acquired	(price as of 2026-08-20)
July 10, 2009	HWM	P	3,654	$9.25	$33,800	18,961 Direct	+23.87%	Acquired	2928.3% (price as of 2026-08-20)
April 9, 2009	HWM	P	500	$8.74	$4,370	15,307 Direct	+3.38%	Acquired	3105.0% (price as of 2026-08-20)
April 9, 2009	HWM	P	3,454	$8.74	$30,188	14,807 Direct	+30.42%	Acquired	3105.0% (price as of 2026-08-20)
Jan. 14, 2009	HWM	P	3,767	$9.05	$34,091	11,353 Direct	+49.66%	Acquired	2995.2% (price as of 2026-08-20)
Oct. 9, 2008	HWM	P	810	$14.85	$12,028	6,086 Direct	+15.35%	Acquired	1786.3% (price as of 2026-08-20)
Oct. 9, 2008	HWM	P	800	$14.84	$11,872	6,886 Direct	+13.14%	Acquired	1787.6% (price as of 2026-08-20)
Oct. 9, 2008	HWM	P	600	$14.83	$8,898	7,486 Direct	+8.71%	Acquired	1788.9% (price as of 2026-08-20)
Oct. 9, 2008	HWM	P	100	$14.82	$1,482	7,586 Direct	+1.34%	Acquired	1790.1% (price as of 2026-08-20)
July 10, 2008	HWM	P	981	$34.19	$33,540	5,276 Direct	+22.84%	Acquired	719.3% (price as of 2026-08-20)
April 9, 2008	HWM	P	925	$36.44	$33,707	4,295 Direct	+27.45%	Acquired	668.7% (price as of 2026-08-20)
Jan. 11, 2008	HWM	P	1,066	$31.51	$33,590	3,370 Direct	+46.27%	Acquired	789.0% (price as of 2026-08-20)
Oct. 11, 2007	HWM	P	862	$39.07	$33,678	2,304 Direct	+59.78%	Acquired	617.0% (price as of 2026-08-20)
July 16, 2007	HWM	P	1,442	$46.72	$67,370	1,442 Direct	—	Acquired	499.6% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Nov. 13, 2009	HWM	Restricted Stock Units	Common Stock (50)	—	Nov. 13, 2009	50	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
May 22, 2013	MDLZ	Class A Common Shares	0	Direct