Ray A. Rothrock

CIK 1500899 · View on SEC EDGAR ↗

Insider

First SEC filing: March 18, 2026 · Latest: June 12, 2026

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 23 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 26, 2026 LEU F 235 2,680 Direct -8.06% Disposed (price as of 2026-08-20)
June 18, 2026 LEU A 757 2,915 Direct +35.08% Acquired (price as of 2026-08-20)
June 11, 2026 ROKU A 1,745 1,745 Direct Acquired (price as of 2026-08-20)
June 11, 2026 ROKU A 1,027 1,027 Direct Acquired (price as of 2026-08-20)
June 11, 2026 ROKU M 1,847 0 Direct -100.00% Disposed (price as of 2026-08-20)
June 11, 2026 ROKU M 1,847 44,784 Direct +4.30% Acquired (price as of 2026-08-20)
June 20, 2025 LEU F 1,575 2,158 Direct -42.19% Disposed (price as of 2026-08-20)
June 20, 2025 LEU A 684 3,733 Direct +22.43% Acquired (price as of 2026-08-20)
June 11, 2025 ROKU A 3,140 3,140 Direct Acquired (price as of 2026-08-20)
June 11, 2025 ROKU A 1,847 1,847 Direct Acquired (price as of 2026-08-20)
June 6, 2025 ROKU M 2,029 0 Direct -100.00% Disposed (price as of 2026-08-20)
June 6, 2025 ROKU M 2,029 42,937 Direct +4.96% Acquired (price as of 2026-08-20)
June 20, 2024 LEU A 3,049 3,049 Direct Acquired (price as of 2026-08-20)
June 10, 2024 ROKU M 2,164 0 Direct -100.00% Disposed (price as of 2026-08-20)
June 10, 2024 ROKU M 2,164 40,908 Direct +5.59% Acquired (price as of 2026-08-20)
June 6, 2024 ROKU A 3,652 3,652 Direct Acquired (price as of 2026-08-20)
June 6, 2024 ROKU A 2,029 2,029 Direct Acquired (price as of 2026-08-20)
June 9, 2023 ROKU M 1,317 0 Direct -100.00% Disposed (price as of 2026-08-20)
June 9, 2023 ROKU M 1,317 38,744 Direct +3.52% Acquired (price as of 2026-08-20)
June 8, 2023 ROKU A 3,895 3,895 Direct Acquired (price as of 2026-08-20)
June 8, 2023 ROKU A 2,164 2,164 Direct Acquired (price as of 2026-08-20)
Dec. 15, 2017 ROKU M 83,333 83,333 Direct Acquired (price as of 2026-08-20)
Dec. 15, 2017 ROKU M 83,333 0 Direct -100.00% Disposed (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 11, 2026 ROKU Stock Options (right to buy) Class A Common Stock (1,745) $119.64 June 10, 2036 1,745 Acquired
June 11, 2026 ROKU Restricted Stock Unit Class A Common Stock (1,027) 1,027 Acquired
June 11, 2026 ROKU Restricted Stock Unit Class A Common Stock (1,847) 1,847 Disposed
June 11, 2025 ROKU Stock Options (right to buy) Class A Common Stock (3,140) $80.48 June 10, 2035 3,140 Acquired
June 11, 2025 ROKU Restricted Stock Unit Class A Common Stock (1,847) 1,847 Acquired
June 6, 2025 ROKU Restricted Stock Unit Class A Common Stock (2,029) 2,029 Disposed
June 10, 2024 ROKU Restricted Stock Unit Class A Common Stock (2,164) 2,164 Disposed
June 6, 2024 ROKU Stock Options (right to buy) Class A Common Stock (3,652) $57.97 June 5, 2034 3,652 Acquired
June 6, 2024 ROKU Restricted Stock Unit Class A Common Stock (2,029) 2,029 Acquired
June 9, 2023 ROKU Restricted Stock Unit Class A Common Stock (1,317) 1,317 Disposed
June 8, 2023 ROKU Stock Options (right to buy) Class A Common Stock (3,895) $69.10 June 7, 2033 3,895 Acquired
June 8, 2023 ROKU Restricted Stock Unit Class A Common Stock (2,164) 2,164 Acquired
Dec. 15, 2017 ROKU Class B Common Stock Class A Common Stock [F2] (83,333) 83,333 Acquired
Dec. 15, 2017 ROKU Stock Option (right to buy) Class B Common Stock (83,333) $4.08 Aug. 3, 2024 83,333 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 9 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
March 18, 2026 CHKP Ordinary Shares, NIS 0.01 Per Share Direct
March 18, 2026 CHKP Stock Options→ Ordinary Shares, NIS 0.01 Per Share (15,000) 15,000 Direct
March 18, 2026 CHKP Stock Options→ Ordinary Shares, NIS 0.01 Per Share (15,000) 15,000 Direct
March 18, 2026 CHKP Stock Options→ Ordinary Shares, NIS 0.01 Per Share (15,000) 15,000 Direct
March 18, 2026 CHKP Stock Options→ Ordinary Shares, NIS 0.01 Per Share (5,000) 5,000 Direct
March 18, 2026 CHKP Stock Options→ Ordinary Shares, NIS 0.01 Per Share (5,000) 5,000 Direct
March 18, 2026 CHKP Stock Options→ Ordinary Shares, NIS 0.01 Per Share (5,000) 5,000 Direct
Sept. 27, 2017 ROKU Class B Common Stock→ Class A Common Stock (90,579) 90,579 Indirect
Sept. 27, 2017 ROKU Stock Option (right to buy)→ Class B Common Stock [F1] (83,333) 83,333 Direct