Ray D. Schwertner
Insider
First SEC filing: March 24, 2010 · Latest: March 24, 2010
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Sept. 18, 2014 | CSWC | M | 3,200 | · | · | 6,600 Direct | -32.65% | Disposed | (price as of 2026-10-05) |
| Sept. 18, 2014 | CSWC | M | 3,200 | $23.95 | $76,640 | 8,600 Direct | +59.26% | Acquired | 170.4% (price as of 2026-10-05) |
| Aug. 6, 2014 | CSWC | M | 1,000 | · | · | 9,800 Direct | -9.26% | Disposed | (price as of 2026-10-05) |
| Aug. 6, 2014 | CSWC | M | 1,000 | $23.95 | $23,950 | 5,400 Direct | +22.73% | Acquired | 170.4% (price as of 2026-10-05) |
| June 23, 2014 | CSWC | S | 2,000 | $35.31 | $70,620 | 4,400 Direct | -31.25% | Disposed | 83.4% (price as of 2026-10-05) |
| March 14, 2014 | CSWC | M | 2,000 | · | · | 10,800 Direct | +22.73% | Acquired | (price as of 2026-10-05) |
| March 14, 2014 | CSWC | M | 2,000 | $23.95 | $47,900 | 6,400 Direct | +45.45% | Acquired | 170.4% (price as of 2026-10-05) |
| Dec. 19, 2013 | CSWC | M | 1,000 | $95.79 | $95,790 | 3,600 Direct | +38.46% | Acquired | -32.4% (price as of 2026-10-05) |
| Dec. 19, 2013 | CSWC | P | 1,000 | $95.79 | $95,790 | 3,600 Direct | +38.46% | Acquired | -32.4% (price as of 2026-10-05) |
| Dec. 19, 2013 | CSWC | S | 400 | $34.84 | $13,936 | 2,600 Direct | -13.33% | Disposed | 85.9% (price as of 2026-10-05) |
| Dec. 19, 2013 | CSWC | S | 600 | $34.80 | $20,880 | 3,000 Direct | -16.67% | Disposed | 86.1% (price as of 2026-10-05) |
| Dec. 19, 2013 | CSWC | S | 500 | $34.78 | $17,390 | 3,600 Direct | -12.20% | Disposed | 86.2% (price as of 2026-10-05) |
| Dec. 19, 2013 | CSWC | S | 560 | $34.75 | $19,460 | 4,100 Direct | -12.02% | Disposed | 86.4% (price as of 2026-10-05) |
| June 20, 2013 | CSWC | M | 400 | $95.79 | $38,316 | 500 Direct | +400.00% | Acquired | 170.4% (price as of 2026-10-05) |
| June 20, 2013 | CSWC | M | 400 | $95.79 | $38,316 | 500 Direct | +400.00% | Acquired | 170.4% (price as of 2026-10-05) |
| June 6, 2013 | CSWC | S | 125 | $142.50 | $17,812 | 100 Direct | -55.56% | Disposed | 81.8% (price as of 2026-10-05) |
| June 4, 2013 | CSWC | S | 75 | $142.50 | $10,688 | 225 Direct | -25.00% | Disposed | 81.8% (price as of 2026-10-05) |
| May 20, 2013 | CSWC | S | 200 | $137.10 | $27,420 | 300 Direct | -40.00% | Disposed | 89.0% (price as of 2026-10-05) |
| May 7, 2013 | CSWC | S | 259 | $123.94 | $32,100 | 500 Direct | -34.12% | Disposed | 109.0% (price as of 2026-10-05) |
| May 6, 2013 | CSWC | S | 16 | $123.40 | $1,974 | 759 Direct | -2.06% | Disposed | 109.9% (price as of 2026-10-05) |
| May 6, 2013 | CSWC | S | 158 | $122.00 | $19,276 | 775 Direct | -16.93% | Disposed | 112.3% (price as of 2026-10-05) |
| May 6, 2013 | CSWC | S | 225 | $122.80 | $27,630 | 933 Direct | -19.43% | Disposed | 111.0% (price as of 2026-10-05) |
| March 21, 2013 | CSWC | S | 200 | $119.20 | $23,840 | 1,158 Direct | -14.73% | Disposed | 117.3% (price as of 2026-10-05) |
| March 19, 2013 | CSWC | M | 250 | $95.79 | $23,948 | 1,358 Direct | +22.56% | Acquired | 170.4% (price as of 2026-10-05) |
| March 19, 2013 | CSWC | M | 250 | $95.79 | $23,948 | 1,358 Direct | +22.56% | Acquired | 170.4% (price as of 2026-10-05) |
| March 6, 2013 | CSWC | S | 200 | $124.00 | $24,800 | 1,108 Direct | -15.29% | Disposed | 108.9% (price as of 2026-10-05) |
| March 1, 2013 | CSWC | M | 300 | $95.79 | $28,737 | 300 Direct | · | Acquired | 170.4% (price as of 2026-10-05) |
| March 1, 2013 | CSWC | M | 300 | $95.79 | $28,737 | 1,308 Direct | +29.76% | Acquired | 170.4% (price as of 2026-10-05) |
| Feb. 28, 2013 | CSWC | S | 300 | $116.00 | $34,800 | 1,008 Direct | -22.94% | Disposed | 123.3% (price as of 2026-10-05) |
| Oct. 26, 2012 | CSWC | M | 300 | $95.79 | $28,737 | 300 Direct | · | Acquired | 170.4% (price as of 2026-10-05) |
| Oct. 26, 2012 | CSWC | M | 300 | $95.79 | $28,737 | 1,046 Direct | +40.21% | Acquired | 170.4% (price as of 2026-10-05) |
| May 21, 2012 | CSWC | M | 300 | $95.79 | $28,737 | 300 Direct | · | Acquired | 170.4% (price as of 2026-10-05) |
| May 21, 2012 | CSWC | M | 300 | $95.79 | $28,737 | 746 Direct | +67.26% | Acquired | 170.4% (price as of 2026-10-05) |
| Jan. 16, 2012 | CSWC | A | 1,000 | · | · | 1,446 Direct | +224.22% | Acquired | (price as of 2026-10-05) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Sept. 18, 2014 | CSWC | Stock options | Common Stock | $23.95 | March 22, 2020 | 3,200 | Disposed |
| Aug. 6, 2014 | CSWC | Stock options | Common Stock | $23.95 | March 22, 2020 | 1,000 | Disposed |
| March 14, 2014 | CSWC | Stock options | Common Stock | $23.95 | March 22, 2020 | 2,000 | Acquired |
| Dec. 19, 2013 | CSWC | Incentive Stock Option [F1] | Common Stock | $95.79 | March 22, 2020 | 1,000 | Acquired |
| June 20, 2013 | CSWC | Incentive Stock Option [F1] | Common Stock | $95.79 | March 22, 2020 | 400 | Acquired |
| March 19, 2013 | CSWC | Incentive Stock Option [F1] | Common Stock | $95.79 | March 22, 2020 | 250 | Acquired |
| March 1, 2013 | CSWC | Incentive Stock Option [F1] | Common Stock | $95.79 | March 22, 2020 | 300 | Acquired |
| Oct. 26, 2012 | CSWC | Incentive Stock Option [F1] | Common Stock | $95.79 | March 22, 2020 | 300 | Acquired |
| May 21, 2012 | CSWC | Incentive Stock Option [F1] | Common Stock | $95.79 | March 22, 2020 | 300 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2012 | · | · | · | · | · | · | · | · |
| 2011 | · | · | · | · | · | · | · | · |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.