Ray D. Schwertner
CIK 1487817 · View on SEC EDGAR ↗
First SEC filing: March 24, 2010 · Latest: March 24, 2010
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 23, 2014 | CSWC | S | 2,000 | $35.31 | $70,620 | 4,400 Direct | -31.25% | Disposed | 90.6% (price as of 2026-08-20) |
| Dec. 19, 2013 | CSWC | P | 1,000 | $95.79 | $95,790 | 3,600 Direct | +38.46% | Acquired | -29.7% (price as of 2026-08-20) |
| Dec. 19, 2013 | CSWC | S | 400 | $34.84 | $13,936 | 2,600 Direct | -13.33% | Disposed | 93.2% (price as of 2026-08-20) |
| Dec. 19, 2013 | CSWC | S | 600 | $34.80 | $20,880 | 3,000 Direct | -16.67% | Disposed | 93.4% (price as of 2026-08-20) |
| Dec. 19, 2013 | CSWC | S | 500 | $34.78 | $17,390 | 3,600 Direct | -12.20% | Disposed | 93.5% (price as of 2026-08-20) |
| Dec. 19, 2013 | CSWC | S | 560 | $34.75 | $19,460 | 4,100 Direct | -12.02% | Disposed | 93.7% (price as of 2026-08-20) |
| June 6, 2013 | CSWC | S | 125 | $142.50 | $17,812 | 100 Direct | -55.56% | Disposed | 88.9% (price as of 2026-08-20) |
| June 4, 2013 | CSWC | S | 75 | $142.50 | $10,688 | 225 Direct | -25.00% | Disposed | 88.9% (price as of 2026-08-20) |
| May 20, 2013 | CSWC | S | 200 | $137.10 | $27,420 | 300 Direct | -40.00% | Disposed | 96.4% (price as of 2026-08-20) |
| May 7, 2013 | CSWC | S | 259 | $123.94 | $32,100 | 500 Direct | -34.12% | Disposed | 117.2% (price as of 2026-08-20) |
| May 6, 2013 | CSWC | S | 16 | $123.40 | $1,974 | 759 Direct | -2.06% | Disposed | 118.2% (price as of 2026-08-20) |
| May 6, 2013 | CSWC | S | 158 | $122.00 | $19,276 | 775 Direct | -16.93% | Disposed | 120.7% (price as of 2026-08-20) |
| May 6, 2013 | CSWC | S | 225 | $122.80 | $27,630 | 933 Direct | -19.43% | Disposed | 119.3% (price as of 2026-08-20) |
| March 21, 2013 | CSWC | S | 200 | $119.20 | $23,840 | 1,158 Direct | -14.73% | Disposed | 125.9% (price as of 2026-08-20) |
| March 6, 2013 | CSWC | S | 200 | $124.00 | $24,800 | 1,108 Direct | -15.29% | Disposed | 117.1% (price as of 2026-08-20) |
| Feb. 28, 2013 | CSWC | S | 300 | $116.00 | $34,800 | 1,008 Direct | -22.94% | Disposed | 132.1% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Sept. 18, 2014 | CSWC | Stock options | Common Stock (3,200) | $23.95 | March 22, 2020 | 3,200 | Disposed |
| Aug. 6, 2014 | CSWC | Stock options | Common Stock (1,000) | $23.95 | March 22, 2020 | 1,000 | Disposed |
| March 14, 2014 | CSWC | Stock options | Common Stock (2,000) | $23.95 | March 22, 2020 | 2,000 | Acquired |
| Dec. 19, 2013 | CSWC | Incentive Stock Option [F1] | Common Stock (1,000) | $95.79 | March 22, 2020 | 1,000 | Acquired |
| June 20, 2013 | CSWC | Incentive Stock Option [F1] | Common Stock (400) | $95.79 | March 22, 2020 | 400 | Acquired |
| March 19, 2013 | CSWC | Incentive Stock Option [F1] | Common Stock (250) | $95.79 | March 22, 2020 | 250 | Acquired |
| March 1, 2013 | CSWC | Incentive Stock Option [F1] | Common Stock (300) | $95.79 | March 22, 2020 | 300 | Acquired |
| Oct. 26, 2012 | CSWC | Incentive Stock Option [F1] | Common Stock (300) | $95.79 | March 22, 2020 | 300 | Acquired |
| May 21, 2012 | CSWC | Incentive Stock Option [F1] | Common Stock (300) | $95.79 | March 22, 2020 | 300 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
CSWC
President| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2012 | — | — | — | — | — | — | — | — |
| 2011 | — | — | — | — | — | — | — | — |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.