Raymond C Mikulich

CIK 1179696 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 21, 2019 · Latest: Feb. 21, 2019

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 8 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

8 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Aug. 15, 2019 DBRG P 10,000 $4.50 $45,000 50,000 Direct +25.00% Acquired -11.5% (price as of 2026-08-21)
Aug. 14, 2019 DBRG P 10,000 $4.61 $46,100 40,000 Direct +33.33% Acquired -13.6% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 7, 2020 DBRG Deferred Stock [F1] Class A Common Stock (81,219) — — 81,219 Acquired
April 15, 2020 DBRG Deferred Stock Class A Common Stock (2,124) — — 2,124 Acquired
Jan. 15, 2020 DBRG Deferred Stock Class A Common Stock (894) — — 894 Acquired
Oct. 15, 2019 DBRG Deferred Stock Class A Common Stock (788) — — 788 Acquired
July 15, 2019 DBRG Deferred Stock Class A Common Stock (831) — — 831 Acquired
June 21, 2019 DBRG Deferred Stock [F1] Class A Common Stock (6,345) — — 6,345 Disposed
May 9, 2019 DBRG Deferred Stock [F1] Class A Common Stock (31,873) — — 31,873 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Feb. 21, 2019 DBRG Class A Common Stock 30,000 Direct
Feb. 21, 2019 DBRG 8.75% Series E Preferred Stock 10,000 Direct