Raymond E Ozzie
CIK 1439012 · View on SEC EDGAR ↗
First SEC filing: Oct. 22, 2015 · Latest: Oct. 22, 2015
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Nov. 18, 2009 | MSFT | S 10b5-1 | 40,000 | $30.00 | $1,200,000 | 998,739 Direct | -3.85% | Disposed | 1510.6% (price as of 2026-08-20) |
| Nov. 4, 2009 | MSFT | S 10b5-1 | 120,000 | $28.00 | $3,360,000 | 1,038,739 Direct | -10.36% | Disposed | 1625.6% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 2, 2025 | HPE | Restricted Stock Units | Common Stock (14,235) | — | — | 14,235 | Acquired |
| April 2, 2025 | HPE | Restricted Stock Units | Common Stock (14,323) | — | — | 14,323 | Disposed |
| May 10, 2024 | HPE | Restricted Stock Units | Common Stock (14,068) | — | — | 14,068 | Acquired |
| April 10, 2024 | HPE | Restricted Stock Units | Common Stock (17,390) | — | — | 17,390 | Disposed |
| May 5, 2023 | HPE | Restricted Stock Units | Common Stock (17,010) | — | — | 17,010 | Acquired |
| April 5, 2023 | HPE | Restricted Stock Units | Common Stock (15,118) | — | — | 15,118 | Disposed |
| May 5, 2022 | HPE | Restricted Stock Units | Common Stock (14,734) | — | — | 14,734 | Acquired |
| April 5, 2022 | HPE | Restricted Stock Units | Common Stock (14,479) | — | — | 14,479 | Disposed |
| May 14, 2021 | HPE | Restricted Stock Units | Common Stock (14,146) | — | — | 14,146 | Acquired |
| April 14, 2021 | HPE | Restricted Stock Units | Common Stock (24,745) | — | — | 24,745 | Disposed |
| May 1, 2020 | HPE | Restricted Stock Units | Common Stock (23,735) | — | — | 23,735 | Acquired |
| April 1, 2020 | HPE | Restricted Stock Units | Common Stock (14,444) | — | — | 14,444 | Disposed |
| May 3, 2019 | HPE | Restricted Stock Units | Common Stock (14,125) | — | — | 14,125 | Acquired |
| April 3, 2019 | HPE | Restricted Stock Units | Common Stock (12,777) | — | — | 12,777 | Disposed |
| May 4, 2018 | HPE | Restricted Stock Units | Common Stock (12,493) | — | — | 12,493 | Acquired |
| April 4, 2018 | HPE | Restricted Stock Units [F1] | Common Stock (15,351) | — | — | 15,351 | Disposed |
| April 21, 2017 | HPE | Restricted Stock Units | Common Stock (11,853) | — | — | 11,853 | Acquired |
| March 22, 2017 | HPE | Restricted Stock Units | Common Stock (13,499) | — | — | 13,499 | Disposed |
| March 22, 2017 | HPE | Restricted Stock Units | Common Stock (10,253) | — | — | 10,253 | Disposed |
| April 25, 2016 | HPE | Restricted Stock Units | Common Stock (10,169) | — | — | 10,169 | Acquired |
| April 20, 2016 | HPE | Restricted Stock Units | Common Stock (9,598) | — | — | 9,598 | Disposed |
| April 21, 2015 | HPQ | Restricted Stock Units | Common Stock (5,582) | — | — | 5,582 | Disposed |
| April 20, 2015 | HPQ | Restricted Stock Units | Common Stock (5,238) | — | — | 5,238 | Acquired |
| Oct. 1, 2014 | HPQ | Restricted Stock Units | Common Stock (75) | — | — | 75 | Acquired |
| July 15, 2014 | HPQ | Restricted Stock Units | Common Stock (4,262) | — | — | 4,262 | Disposed |
| July 2, 2014 | HPQ | Restricted Stock Units | Common Stock (26) | — | — | 26 | Acquired |
| April 21, 2014 | HPQ | Restricted Stock Units | Common Stock (5,480) | — | — | 5,480 | Acquired |
| Oct. 2, 2013 | HPQ | Restricted Stock Units | Common Stock (50) | — | — | 50 | Acquired |
| July 17, 2013 | HPQ | Restricted Stock Units | Common Stock (4,174) | — | — | 4,174 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.