Raymond J Smets
CIK 1236194 · View on SEC EDGAR ↗
First SEC filing: March 20, 2014 · Latest: March 20, 2014
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Oct. 13, 2017 | ATEN | S 10b5-1 | 6,945 | $7.67 | $53,268 | 149,725 Direct | -4.43% | Disposed | 236.4% (price as of 2026-08-21) |
| Sept. 29, 2017 | ATEN | S 10b5-1 | 13,890 | $7.52 | $104,453 | 156,670 Direct | -8.14% | Disposed | 243.1% (price as of 2026-08-21) |
| May 11, 2017 | ATEN | S | 6,890 | $8.16 | $56,222 | 169,060 Direct | -3.92% | Disposed | 216.2% (price as of 2026-08-21) |
| Feb. 13, 2017 | ATEN | S | 5,465 | $9.83 | $53,721 | 123,293 Direct | -4.24% | Disposed | 162.5% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 12, 2016 | ATEN | Employee Stock Option (right to buy) | Common Stock (85,000) | $5.52 | Feb. 12, 2026 | 85,000 | Acquired |
| Dec. 22, 2014 | ATEN | Performance Restricted Stock Units | Common Stock (33,333) | — | — | 33,333 | Acquired |
| Dec. 22, 2014 | ATEN | Employee Stock Option (right to buy) | Common Stock (96,000) | $4.40 | Dec. 22, 2024 | 96,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2015 | $585,791 | — | — | — | — | — | $3,811 | $589,602 |
| 2014 | $285,000 | — | — | — | $230,911 | — | $1,311 | $747,416 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.