Raymond Joseph Lucia Jr
CIK 1595600 · View on SEC EDGAR ↗
Insider
First SEC filing: March 13, 2014 · Latest: April 14, 2014
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 15, 2014 | DMA | P | 599 | $16.69 | $9,997 | 1,418 Direct | +73.14% | Acquired | -54.3% (price as of 2026-08-21) |
| Nov. 7, 2014 | DMA | P | 885 | $16.94 | $14,992 | 855 Direct | — | Acquired | -54.9% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| March 13, 2014 | DMA | Closed End Interval Fund Shares | 674 | Indirect |