Raymond W Sperring III

CIK 1621664 · View on SEC EDGAR ↗

Insider

First SEC filing: Nov. 6, 2014 · Latest: Nov. 6, 2014

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 6 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

6 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 26, 2015 TFIN P 1,000 8,740 Direct +12.92% Acquired (price as of 2026-08-21)
May 26, 2015 TFIN P 1,000 $12.92 $12,920 8,740 Direct +12.92% Acquired 480.0% (price as of 2026-08-21)
Nov. 13, 2014 TFIN P 700 $12.00 $8,400 2,258 Direct +44.93% Acquired 524.4% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
April 1, 2016 TFIN Employee Stock Options [F3] Common Stock (2,136) $15.87 April 1, 2026 2,136 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Nov. 6, 2014 TFIN Common Stock 1,558 Direct