Rex D Adams

Insider

First SEC filing: April 2, 2015 · Latest: April 2, 2015

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

IVZ buying June 13, 2012

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 61 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

61 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
April 2, 2015	775368	M	563	$242.70	$136,640	3,757	—	—
Nov. 18, 2014	775368	S	250	$456.56	$114,140	3,678 Direct	-6.36%	Disposed
May 2, 2014	IVZ	A	1,008	—	—	67,974 Direct	+1.51%	Acquired	(price as of 2026-08-20)
April 28, 2014	775368	A	321	—	—	3,928 Direct	+8.90%	Acquired
March 12, 2014	775368	M	1,148	—	—	8 Direct	-99.31%	Disposed
March 12, 2014	775368	S	500	$398.00	$199,000	3,607 Direct	-12.17%	Disposed
March 12, 2014	775368	S	250	$398.40	$99,600	4,107 Direct	-5.74%	Disposed
March 12, 2014	775368	S	250	$398.50	$99,625	4,357 Direct	-5.43%	Disposed
March 12, 2014	775368	S	148	$399.00	$59,052	4,607 Direct	-3.11%	Disposed
March 12, 2014	775368	M	1,148	$230.70	$264,844	4,755 Direct	+31.83%	Acquired
Nov. 1, 2013	IVZ	A	701	—	—	65,406 Direct	+1.08%	Acquired	(price as of 2026-08-20)
Aug. 1, 2013	IVZ	A	718	—	—	64,238 Direct	+1.13%	Acquired	(price as of 2026-08-20)
May 1, 2013	IVZ	A	755	—	—	63,106 Direct	+1.21%	Acquired	(price as of 2026-08-20)
April 29, 2013	775368	A	336	—	—	4,142 Direct	+8.83%	Acquired
Feb. 1, 2013	IVZ	A	855	—	—	61,972 Direct	+1.40%	Acquired	(price as of 2026-08-20)
Nov. 2, 2012	IVZ	A	973	—	—	60,697 Direct	+1.63%	Acquired	(price as of 2026-08-20)
June 13, 2012	IVZ	P	1,333	$21.76	$29,006	57,987 Direct	+2.35%	Acquired	47.5% (price as of 2026-08-20)
April 30, 2012	775368	A	1	—	—	500 Direct	+0.20%	Acquired
April 30, 2012	775368	A	250	—	—	3,806 Direct	+7.03%	Acquired
April 27, 2012	IVZ	A	946	—	—	56,654 Direct	+1.70%	Acquired	(price as of 2026-08-20)
March 9, 2012	775368	S	65	$323.56	$21,031	3,556 Direct	-1.80%	Disposed
March 9, 2012	775368	S	1,200	$323.55	$388,260	3,621 Direct	-24.89%	Disposed
March 6, 2012	775368	M	1,171	—	—	8 Direct	-99.32%	Disposed
March 6, 2012	775368	M	1,195	—	—	9 Direct	-99.25%	Disposed
March 6, 2012	775368	F	525	$324.54	$170,384	4,821 Direct	-9.82%	Disposed
March 6, 2012	775368	M	1,171	$170.55	$199,714	5,346 Direct	+28.05%	Acquired
March 6, 2012	775368	F	576	$324.54	$186,935	4,175 Direct	-12.12%	Disposed
March 6, 2012	775368	M	1,195	$187.08	$223,561	4,751 Direct	+33.61%	Acquired
Jan. 27, 2012	IVZ	A	1,033	—	—	55,708 Direct	+1.89%	Acquired	(price as of 2026-08-20)
Oct. 25, 2011	IVZ	A	1,263	—	—	54,675 Direct	+2.36%	Acquired	(price as of 2026-08-20)
July 27, 2011	IVZ	A	1,066	—	—	53,412 Direct	+2.04%	Acquired	(price as of 2026-08-20)
May 2, 2011	775368	A	1	—	—	500 Direct	+0.20%	Acquired
May 2, 2011	775368	A	250	—	—	3,556 Direct	+7.56%	Acquired
April 28, 2011	IVZ	A	951	—	—	52,346 Direct	+1.85%	Acquired	(price as of 2026-08-20)
Jan. 28, 2011	IVZ	A	963	—	—	51,395 Direct	+1.91%	Acquired	(price as of 2026-08-20)
Oct. 26, 2010	IVZ	A	1,062	—	—	50,432 Direct	+2.15%	Acquired	(price as of 2026-08-20)
July 28, 2010	IVZ	A	1,228	—	—	49,370 Direct	+2.55%	Acquired	(price as of 2026-08-20)
April 29, 2010	IVZ	A	1,003	—	—	48,142 Direct	+2.13%	Acquired	(price as of 2026-08-20)
April 26, 2010	775368	A	1	—	—	9 Direct	+12.50%	Acquired
April 26, 2010	775368	A	250	—	—	3,242 Direct	+8.36%	Acquired
April 1, 2010	775368	M	1	—	—	8 Direct	-11.11%	Disposed
April 1, 2010	775368	M	1	—	—	9 Direct	-10.00%	Disposed
April 1, 2010	775368	F	682	$294.49	$200,842	2,992 Direct	-18.56%	Disposed
April 1, 2010	775368	M	1,195	$168.27	$201,083	3,674 Direct	+48.20%	Acquired
April 1, 2010	775368	F	568	$294.49	$167,270	2,479 Direct	-18.64%	Disposed
April 1, 2010	775368	M	1,219	$137.46	$167,564	3,047 Direct	+66.68%	Acquired
Jan. 29, 2010	IVZ	A	906	—	—	47,139 Direct	+1.96%	Acquired	(price as of 2026-08-20)
Oct. 21, 2009	IVZ	A	767	—	—	46,233 Direct	+1.69%	Acquired	(price as of 2026-08-20)
July 28, 2009	IVZ	A	916	—	—	45,466 Direct	+2.06%	Acquired	(price as of 2026-08-20)
April 27, 2009	775368	A	1	—	—	10 Direct	+11.11%	Acquired
April 27, 2009	775368	A	250	—	—	1,793 Direct	+16.20%	Acquired
April 24, 2009	IVZ	A	1,192	—	—	44,550 Direct	+2.75%	Acquired	(price as of 2026-08-20)
Feb. 2, 2009	IVZ	A	1,401	—	—	43,358 Direct	+3.34%	Acquired	(price as of 2026-08-20)
Oct. 30, 2008	IVZ	A	1,217	—	—	41,957 Direct	+2.99%	Acquired	(price as of 2026-08-20)
July 25, 2008	IVZ	A	787	—	—	40,740 Direct	+1.97%	Acquired	(price as of 2026-08-20)
May 16, 2008	IVZ	A	714	—	—	39,953 Direct	+1.82%	Acquired	(price as of 2026-08-20)
April 28, 2008	775368	A	1	—	—	9 Direct	+12.50%	Acquired
April 28, 2008	775368	A	250	—	—	1,513 Direct	+19.79%	Acquired
Feb. 20, 2008	IVZ	A	1,593	—	—	39,239 Direct	+4.23%	Acquired	(price as of 2026-08-20)
Sept. 27, 2007	IVZ	P	2,500	$26.91	$67,275	32,193 Direct	+8.42%	Acquired	19.2% (price as of 2026-08-20)
Sept. 27, 2007	IVZ	P	2,500	$26.96	$67,400	29,693 Direct	+9.19%	Acquired	19.0% (price as of 2026-08-20)
Sept. 27, 2007	IVZ	P	2,500	$26.94	$67,350	27,193 Direct	+10.12%	Acquired	19.1% (price as of 2026-08-20)
Sept. 27, 2007	IVZ	P	2,500	$26.97	$67,425	24,693 Direct	+11.26%	Acquired	19.0% (price as of 2026-08-20)
Aug. 3, 2007	IVZ	P	3,900	$24.93	$97,227	3,900 Direct	—	Acquired	28.7% (price as of 2026-08-20)
April 30, 2007	775368	A	1	—	—	8 Direct	+14.29%	Acquired
April 30, 2007	775368	A	250	—	—	1,239 Direct	+25.28%	Acquired
March 8, 2007	775368	S	300	$388.00	$116,400	970 Direct	-23.62%	Disposed
March 8, 2007	775368	S	100	$388.57	$38,857	1,270 Direct	-7.30%	Disposed
March 8, 2007	775368	S	200	$388.69	$77,738	1,370 Direct	-12.74%	Disposed
March 8, 2007	775368	S	300	$388.70	$116,610	1,570 Direct	-16.04%	Disposed
March 8, 2007	775368	S	985	$389.00	$383,165	1,870 Direct	-34.50%	Disposed
March 5, 2007	775368	M	1	—	—	7 Direct	-12.50%	Disposed
March 5, 2007	775368	M	1,885	$163.23	$307,689	2,855 Direct	+194.33%	Acquired
May 1, 2006	775368	A	1	—	—	8 Direct	+14.29%	Acquired
May 1, 2006	775368	A	250	—	—	970 Direct	+34.72%	Acquired
April 25, 2005	775368	A	1	—	—	7 Direct	+16.67%	Acquired
April 25, 2005	775368	A	250	—	—	706 Direct	+54.82%	Acquired
May 19, 2004	775368	A	57	$262.86	$14,983	448 Direct	+14.58%	Acquired
April 26, 2004	775368	A	1	—	—	6 Direct	+20.00%	Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
March 12, 2014	775368	Option (right to buy)	Common Stock (1,148)	$230.70	April 25, 2014	1,148	Disposed
April 30, 2012	775368	Option (right to buy)	Common Stock (500)	$341.84	April 29, 2022	1	Acquired
March 6, 2012	775368	Option (right to buy)	Common Stock (1,171)	$170.55	April 27, 2013	1,171	Disposed
March 6, 2012	775368	Option (right to buy)	Common Stock (1,195)	$187.08	April 28, 2012	1,195	Disposed
May 2, 2011	775368	Option (right to buy)	Common Stock (500)	$329.46	May 1, 2021	1	Acquired
April 26, 2010	775368	Option (right to buy)	Common Stock (500)	$300.72	April 25, 2020	1	Acquired
April 1, 2010	775368	Option (right to buy)	Common Stock (1,195)	$168.27	April 29, 2011	1	Disposed
April 1, 2010	775368	Option (right to buy)	Common Stock (1,219)	$137.46	April 30, 2010	1	Disposed
April 27, 2009	775368	Option (right to buy)	Common Stock (500)	$225.37	April 26, 2019	1	Acquired
April 28, 2008	775368	Option (right to buy)	Common Stock (500)	$348.44	April 27, 2018	1	Acquired
Sept. 27, 2007	IVZ	American Depositary Shares [F1]	Ordinary Shares, par value $0.10 per share (5,000)	—	—	2,500	Acquired
Sept. 27, 2007	IVZ	American Depositary Shares [F1]	Ordinary Shares, par value $0.10 per share (5,000)	—	—	2,500	Acquired
Sept. 27, 2007	IVZ	American Depositary Shares [F1]	Ordinary Shares, par value $0.10 per share (5,000)	—	—	2,500	Acquired
Sept. 27, 2007	IVZ	American Depositary Shares [F1]	Ordinary Shares, par value $0.10 per share (5,000)	—	—	2,500	Acquired
Aug. 3, 2007	IVZ	American Depositary Shares [F1]	Ordinary Shares, par value $0.10 per share (7,800)	—	—	3,900	Acquired
April 30, 2007	775368	Option (right to buy)	Common Stock (500)	$361.78	April 29, 2017	1	Acquired
March 5, 2007	775368	Option (right to buy)	Common Stock (1,885)	$163.23	April 25, 2009	1	Disposed
May 1, 2006	775368	Option (right to buy)	Common Stock (500)	$289.46	April 30, 2016	1	Acquired
April 25, 2005	775368	Option (right to buy)	Common Stock (500)	$273.32	April 24, 2015	1	Acquired
April 26, 2004	775368	Option (right to buy)	Common Stock (1,000)	$265.00	April 26, 2014	1	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Sept. 19, 2007	IVZ	Ordinary Shares, par value $0.10 per share	10,906	Direct
Sept. 19, 2007	IVZ	American Depositary Shares→ Ordinary Shares, par value $0.10 per share	—	Direct
July 30, 2007	IVZ	Ordinary Shares, par value $0.10 per share	47,492	Direct