Rhem M Wooten

Insider

First SEC filing: April 17, 2013 · Latest: April 17, 2013

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

HASI buying March 2, 2017

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 18 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

18 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
April 24, 2017	HASI	F	5,020	$21.35	$107,177	304,881 Direct	-1.62%	Disposed	91.2% (price as of 2026-08-21)
March 15, 2017	HASI	A	13,889	—	—	251,401 Direct	+5.85%	Acquired	(price as of 2026-08-21)
March 15, 2017	HASI	A	19,500	—	—	270,901 Direct	+7.76%	Acquired	(price as of 2026-08-21)
March 15, 2017	HASI	A	39,000	—	—	309,901 Direct	+14.40%	Acquired	(price as of 2026-08-21)
March 2, 2017	HASI	P	490	$20.00	$9,800	29,345 Indirect	+1.70%	Acquired	104.1% (price as of 2026-08-21)
Dec. 31, 2016	HASI	F	10,741	$19.04	$204,509	237,512 Direct	-4.33%	Disposed	114.4% (price as of 2026-08-21)
Nov. 17, 2016	HASI	P	800	$20.25	$16,200	28,855 Indirect	+2.85%	Acquired	101.6% (price as of 2026-08-21)
June 6, 2016	HASI	P	400	$20.79	$8,316	28,055 Indirect	+1.45%	Acquired	96.4% (price as of 2026-08-21)
May 4, 2016	HASI	F	13,167	$19.70	$259,390	248,253 Direct	-5.04%	Disposed	107.3% (price as of 2026-08-21)
March 29, 2016	HASI	A	25,033	—	—	261,420 Direct	+10.59%	Acquired	(price as of 2026-08-21)
March 29, 2016	HASI	A	12,330	—	—	236,387 Direct	+5.50%	Acquired	(price as of 2026-08-21)
March 29, 2016	HASI	A	18,507	—	—	224,057 Direct	+9.00%	Acquired	(price as of 2026-08-21)
March 8, 2016	HASI	P	830	$17.96	$14,907	27,655 Indirect	+3.09%	Acquired	127.3% (price as of 2026-08-21)
Sept. 30, 2015	HASI	A	1,619	—	—	205,550 Direct	+0.79%	Acquired	(price as of 2026-08-21)
Aug. 13, 2015	HASI	P	350	$19.49	$6,822	26,825 Indirect	+1.32%	Acquired	109.5% (price as of 2026-08-21)
May 14, 2015	HASI	P	675	$19.59	$13,223	26,475 Indirect	+2.62%	Acquired	108.4% (price as of 2026-08-21)
March 17, 2015	HASI	A	29,677	—	—	203,931 Direct	+17.03%	Acquired	(price as of 2026-08-21)
March 17, 2015	HASI	A	19,636	—	—	174,254 Direct	+12.70%	Acquired	(price as of 2026-08-21)
Dec. 16, 2014	HASI	P	1,000	$13.79	$13,790	154,618 Direct	+0.65%	Acquired	196.1% (price as of 2026-08-21)
Dec. 16, 2014	HASI	A	1,000	$13.79	$13,790	154,618 Direct	+0.65%	Acquired	196.1% (price as of 2026-08-21)
Nov. 13, 2014	HASI	P	400	$13.85	$5,540	25,800 Indirect	+1.57%	Acquired	194.8% (price as of 2026-08-21)
Aug. 19, 2014	HASI	P	1,400	$14.59	$20,426	25,400 Indirect	+5.83%	Acquired	179.8% (price as of 2026-08-21)
April 10, 2014	HASI	A	29,478	—	—	153,618 Direct	+23.75%	Acquired	(price as of 2026-08-21)
April 10, 2014	HASI	A	19,140	—	—	119,140 Direct	+19.14%	Acquired	(price as of 2026-08-21)
March 6, 2014	HASI	P	5,000	$14.80	$74,000	105,000 Direct	+5.00%	Acquired	175.9% (price as of 2026-08-21)
Nov. 15, 2013	HASI	P	12,500	$11.99	$149,875	100,000 Direct	+14.29%	Acquired	240.5% (price as of 2026-08-21)
Nov. 15, 2013	HASI	F	5,333	$11.99	$63,943	87,500 Direct	-5.74%	Disposed	240.5% (price as of 2026-08-21)
April 23, 2013	HASI	A	48,994	—	—	49,119 Direct	+39195.20%	Acquired	(price as of 2026-08-21)
April 23, 2013	HASI	A	43,714	—	—	92,833 Direct	+89.00%	Acquired	(price as of 2026-08-21)
April 23, 2013	HASI	P	24,000	$12.50	$300,000	24,000 Indirect	—	Acquired	226.6% (price as of 2026-08-21)
March 6, 2013	HASI	P	5,000	$14.80	$74,000	105,000 Direct	+5.00%	Acquired	175.9% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
April 17, 2013	HASI	Common Stock	125	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

HASI

EVP

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2018	$1,688,875	—	$347,133	—	—	—	$67,579	$2,103,587
2015	$304,000	—	—	—	—	—	$13,250	$1,246,571
2014	$285,000	—	—	—	—	—	$10,400	$982,859

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.