Richard A Caputo JR
CIK 1214345 · View on SEC EDGAR ↗
Insider
First SEC filing: Dec. 16, 2003 · Latest: Dec. 16, 2003
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 32 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
32 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 10, 2006 | SAFT | S | 145,000 | $52.16 | $7,563,200 | 159,027 Direct | -47.69% | Disposed | 98.7% (price as of 2026-08-21) |
| April 27, 2004 | UTI | S | 140,000 | $40.00 | $5,600,000 | 208,782 Direct | -40.14% | Disposed | -41.9% (price as of 2026-08-21) |
| Dec. 17, 2003 | UTI | S | 727,574 | $20.50 | $14,915,267 | 2,750,247 Indirect | -20.92% | Disposed | 13.4% (price as of 2026-08-21) |
| Dec. 17, 2003 | UTI | S | 798,793 | $20.50 | $16,375,256 | 2,679,028 Indirect | -22.97% | Disposed | 13.4% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Dec. 16, 2003 | UTI | Common Stock | 3,477,821 | Indirect |