Richard A. Harvey

Insider

First SEC filing: April 12, 2011 · Latest: April 12, 2011

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

WSM selling Nov. 20, 2012

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 46 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

46 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Nov. 20, 2012	WSM	S	11,275	$44.58	$502,640	0 Direct	-100.00%	Disposed	966.9% (price as of 2026-08-20)
Nov. 14, 2012	WSM	M	25,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 14, 2012	WSM	D	4,648	$46.05	$214,040	11,275 Direct	-29.19%	Disposed	932.8% (price as of 2026-08-20)
Nov. 14, 2012	WSM	F	9,077	$46.05	$417,996	15,923 Direct	-36.31%	Disposed	932.8% (price as of 2026-08-20)
Nov. 14, 2012	WSM	M	25,000	$8.56	$214,000	25,000 Direct	—	Acquired	5456.3% (price as of 2026-08-20)
Aug. 27, 2012	WSM	S	4,287	$42.39	$181,726	0 Direct	-100.00%	Disposed	1022.0% (price as of 2026-08-20)
July 5, 2012	WSM	S	4,100	$36.59	$150,019	4,287 Direct	-48.89%	Disposed	1199.9% (price as of 2026-08-20)
May 2, 2012	WSM	M	10,558	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 2, 2012	WSM	F	3,873	$38.85	$150,466	8,387 Direct	-31.59%	Disposed	1124.2% (price as of 2026-08-20)
May 2, 2012	WSM	M	10,558	—	—	12,260 Direct	+620.33%	Acquired	(price as of 2026-08-20)
April 16, 2012	WSM	A	20,040	—	—	20,040 Direct	—	Acquired	(price as of 2026-08-20)
April 10, 2012	WSM	M	2,688	—	—	10,558 Direct	-20.29%	Disposed	(price as of 2026-08-20)
April 10, 2012	WSM	J	464	$35.99	$16,699	20,807 Indirect	+2.28%	Acquired	1221.5% (price as of 2026-08-20)
April 10, 2012	WSM	F	986	$36.95	$36,433	1,702 Direct	-36.68%	Disposed	1187.2% (price as of 2026-08-20)
April 10, 2012	WSM	M	2,688	—	—	2,688 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 1, 2011	WSM	J	88	$37.77	$3,324	20,343 Indirect	+0.43%	Acquired	1159.3% (price as of 2026-08-20)
Nov. 30, 2011	WSM	S	12,868	$37.51	$482,679	0 Direct	-100.00%	Disposed	1168.0% (price as of 2026-08-20)
Nov. 22, 2011	WSM	J	570	$36.82	$20,987	20,255 Indirect	+2.90%	Acquired	1191.7% (price as of 2026-08-20)
Nov. 18, 2011	WSM	D	5,794	$36.94	$214,030	21,834 Direct	-20.97%	Disposed	1187.5% (price as of 2026-08-20)
Nov. 18, 2011	WSM	F	8,966	$36.94	$331,204	12,868 Direct	-41.06%	Disposed	1187.5% (price as of 2026-08-20)
Nov. 18, 2011	WSM	M	25,000	—	—	25,000 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Nov. 18, 2011	WSM	M	25,000	$8.56	$214,000	27,628 Direct	+951.29%	Acquired	5456.3% (price as of 2026-08-20)
April 12, 2011	WSM	J	21	$42.17	$886	19,685 Indirect	+0.11%	Acquired	1027.9% (price as of 2026-08-20)
April 10, 2011	WSM	M	4,151	—	—	13,246 Direct	-23.86%	Disposed	(price as of 2026-08-20)
April 10, 2011	WSM	F	1,523	$42.76	$65,123	2,628 Direct	-36.69%	Disposed	1012.3% (price as of 2026-08-20)
April 10, 2011	WSM	M	4,151	—	—	4,151 Direct	—	Acquired	(price as of 2026-08-20)
April 5, 2011	WSM	A	45,700	—	—	45,700 Direct	—	Acquired	(price as of 2026-08-20)
April 5, 2011	WSM	A	16,450	—	—	16,450 Direct	—	Acquired	(price as of 2026-08-20)
March 21, 2011	WSM	J	230	$38.03	$8,747	19,664 Indirect	+1.18%	Acquired	1150.6% (price as of 2026-08-20)
March 18, 2011	WSM	S	22,457	$38.57	$866,166	0 Direct	-100.00%	Disposed	1133.1% (price as of 2026-08-20)
Jan. 31, 2011	WSM	J	190	$32.34	$6,145	19,434 Indirect	+0.99%	Acquired	1370.7% (price as of 2026-08-20)
Jan. 30, 2011	WSM	M	20,000	—	—	17,397 Direct	-53.48%	Disposed	(price as of 2026-08-20)
Jan. 30, 2011	WSM	F	7,392	$32.34	$239,057	22,457 Direct	-24.76%	Disposed	1370.7% (price as of 2026-08-20)
Jan. 30, 2011	WSM	M	20,000	—	—	29,849 Direct	+203.07%	Acquired	(price as of 2026-08-20)
Nov. 26, 2010	WSM	S	3,083	$33.54	$103,404	9,849 Direct	-23.84%	Disposed	1318.1% (price as of 2026-08-20)
Nov. 24, 2010	WSM	M	25,000	—	—	50,000 Direct	-33.33%	Disposed	(price as of 2026-08-20)
Nov. 24, 2010	WSM	M	3,200	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 24, 2010	WSM	M	5,600	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 24, 2010	WSM	J	36	$33.90	$1,220	19,244 Indirect	+0.19%	Acquired	1303.0% (price as of 2026-08-20)
Nov. 24, 2010	WSM	S	8,800	$33.82	$297,616	12,932 Direct	-40.49%	Disposed	1306.3% (price as of 2026-08-20)
Nov. 24, 2010	WSM	M	5,600	$21.80	$122,080	21,732 Direct	+34.71%	Acquired	2081.7% (price as of 2026-08-20)
Nov. 24, 2010	WSM	M	3,200	$22.47	$71,904	16,132 Direct	+24.74%	Acquired	2016.7% (price as of 2026-08-20)
Nov. 24, 2010	WSM	F	8,622	$32.78	$282,629	12,932 Direct	-40.00%	Disposed	1350.9% (price as of 2026-08-20)
Nov. 24, 2010	WSM	D	6,529	$32.78	$214,021	21,554 Direct	-23.25%	Disposed	1350.9% (price as of 2026-08-20)
Nov. 24, 2010	WSM	M	25,000	$8.56	$214,000	28,083 Direct	+810.90%	Acquired	5456.3% (price as of 2026-08-20)
April 14, 2010	WSM	J	212	$29.36	$6,224	19,208 Indirect	+1.12%	Acquired	1520.0% (price as of 2026-08-20)
April 10, 2010	WSM	M	5,685	—	—	37,397 Direct	-13.20%	Disposed	(price as of 2026-08-20)
April 10, 2010	WSM	F	2,602	$29.43	$76,577	3,083 Direct	-45.77%	Disposed	1516.1% (price as of 2026-08-20)
April 10, 2010	WSM	M	5,685	—	—	5,685 Direct	—	Acquired	(price as of 2026-08-20)
March 29, 2010	WSM	S	12,417	$26.74	$332,031	0 Direct	-100.00%	Disposed	1678.7% (price as of 2026-08-20)
March 25, 2010	WSM	A	25,000	—	—	25,000 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 31, 2010	WSM	M	20,000	—	—	43,082 Direct	-31.70%	Disposed	(price as of 2026-08-20)
Jan. 31, 2010	WSM	F	7,583	$18.98	$143,925	12,417 Direct	-37.91%	Disposed	2405.9% (price as of 2026-08-20)
Jan. 31, 2010	WSM	M	20,000	—	—	20,000 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Nov. 14, 2012	WSM	Stock Settled Stock Appreciation Right (ssar)	Common Stock (25,000)	$8.56	Nov. 7, 2018	25,000	Disposed
May 2, 2012	WSM	Restricted Stock Units	Common Stock (10,558)	—	—	10,558	Disposed
April 16, 2012	WSM	Restricted Stock Units	Common Stock (20,040)	—	April 16, 2016	20,040	Acquired
April 10, 2012	WSM	Restricted Stock Units	Common Stock (2,688)	—	—	2,688	Disposed
Nov. 18, 2011	WSM	Stock Settled Stock Appreciation Right (ssar)	Common Stock (25,000)	$8.56	Nov. 7, 2018	25,000	Disposed
April 10, 2011	WSM	Restricted Stock Units	Common Stock (4,151)	—	—	4,151	Disposed
April 5, 2011	WSM	Stock Appreciation Rights	Common Stock (45,700)	$40.87	April 5, 2018	45,700	Acquired
April 5, 2011	WSM	Restricted Stock Units	Common Stock (16,450)	—	April 5, 2015	16,450	Acquired
Jan. 30, 2011	WSM	Restricted Stock Units	Common Stock (20,000)	—	—	20,000	Disposed
Nov. 24, 2010	WSM	Stock Settled Stock Appreciation Right (SSAR)	Common Stock (25,000)	$8.56	Nov. 7, 2018	25,000	Disposed
Nov. 24, 2010	WSM	Non-Qualified Stock Option (right to buy)	Common Stock (3,200)	$22.47	April 3, 2012	3,200	Disposed
Nov. 24, 2010	WSM	Non-Qualified Stock Option (right to buy)	Common Stock (5,600)	$21.80	April 1, 2013	5,600	Disposed
April 10, 2010	WSM	Restricted Stock Units	Common Stock (5,685)	—	—	5,685	Disposed
March 25, 2010	WSM	Restricted Stock Units	Common Stock (25,000)	—	March 25, 2014	25,000	Acquired
Jan. 31, 2010	WSM	Restricted Stock Units	Common Stock (20,000)	—	—	20,000	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Feb. 19, 2010	WSM	Common Stock	18,996	Indirect
Feb. 19, 2010	WSM	Non-Qualified Stock Option (right to buy)→ Common Stock (5,600)	5,600	Direct
Feb. 19, 2010	WSM	Non-Qualified Stock Option (right to buy)→ Common Stock (3,200)	3,200	Direct
Feb. 19, 2010	WSM	Restricted Stock Units→ Common Stock (63,082)	63,082	Direct
Feb. 19, 2010	WSM	Stock Settled Stock Appreciation Right (SSAR)→ Common Stock (75,000)	75,000	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

WSM

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2009	$524,994	—	—	—	$600,000	—	$31,955	$1,156,949

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.