Richard A Lorraine

Insider

First SEC filing: Nov. 25, 2003 · Latest: Nov. 25, 2003

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 38 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

38 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 31, 2018	AVNT	A	677	—	—	677 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 10, 2018	AVNT	A	247	$45.38	$11,209	65,313 Indirect	+0.38%	Acquired	-3.9% (price as of 2026-08-20)
Dec. 31, 2017	AVNT	A	656	—	—	65,066 Indirect	+1.02%	Acquired	(price as of 2026-08-20)
Sept. 30, 2017	AVNT	A	714	—	—	64,201 Indirect	+1.12%	Acquired	(price as of 2026-08-20)
June 30, 2017	AVNT	A	740	—	—	63,266 Indirect	+1.18%	Acquired	(price as of 2026-08-20)
March 31, 2017	AVNT	A	842	—	—	62,278 Indirect	+1.37%	Acquired	(price as of 2026-08-20)
Dec. 31, 2016	AVNT	A	890	—	—	61,189 Indirect	+1.48%	Acquired	(price as of 2026-08-20)
Sept. 30, 2016	AVNT	A	814	—	—	60,086 Indirect	+1.37%	Acquired	(price as of 2026-08-20)
June 30, 2016	AVNT	A	786	—	—	59,079 Indirect	+1.35%	Acquired	(price as of 2026-08-20)
Sept. 30, 2011	AVNT	A	2,071	—	—	37,854 Indirect	+5.79%	Acquired	(price as of 2026-08-20)
Aug. 11, 2011	AVNT	G	422	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 8, 2011	AVNT	P	422	$11.86	$5,005	422 Direct	—	Acquired	267.6% (price as of 2026-08-20)
July 7, 2011	AVNT	A	84	$15.99	$1,343	35,783 Indirect	+0.24%	Acquired	172.7% (price as of 2026-08-20)
June 30, 2011	AVNT	A	1,224	—	—	35,699 Indirect	+3.55%	Acquired	(price as of 2026-08-20)
March 31, 2011	AVNT	A	1,326	—	—	34,387 Indirect	+4.01%	Acquired	(price as of 2026-08-20)
Dec. 31, 2010	AVNT	A	1,488	—	—	33,061 Indirect	+4.71%	Acquired	(price as of 2026-08-20)
Sept. 30, 2010	AVNT	A	1,550	—	—	31,573 Indirect	+5.16%	Acquired	(price as of 2026-08-20)
June 30, 2010	AVNT	A	2,173	—	—	30,023 Indirect	+7.80%	Acquired	(price as of 2026-08-20)
March 31, 2010	AVNT	A	1,798	—	—	27,850 Indirect	+6.90%	Acquired	(price as of 2026-08-20)
Dec. 31, 2009	AVNT	A	2,465	—	—	26,052 Indirect	+10.45%	Acquired	(price as of 2026-08-20)
Sept. 30, 2009	AVNT	A	2,808	—	—	23,587 Indirect	+13.51%	Acquired	(price as of 2026-08-20)
June 30, 2009	AVNT	A	6,660	—	—	20,779 Indirect	+47.17%	Acquired	(price as of 2026-08-20)
March 31, 2009	AVNT	A	7,828	—	—	14,119 Indirect	+124.43%	Acquired	(price as of 2026-08-20)
Dec. 31, 2008	AVNT	A	6,291	—	—	6,291 Indirect	—	Acquired	(price as of 2026-08-20)
Feb. 22, 2008	EMN	F	2,955	$66.21	$195,651	39,850 Direct	-6.90%	Disposed	126.3% (price as of 2026-08-20)
Feb. 22, 2008	EMN	A	14,250	—	—	42,805 Direct	+49.90%	Acquired	(price as of 2026-08-20)
Feb. 22, 2008	EMN	F	3,770	$66.21	$249,612	39,035 Direct	-8.81%	Disposed	126.3% (price as of 2026-08-20)
Feb. 22, 2008	EMN	A	14,250	—	—	42,805 Direct	+49.90%	Acquired	(price as of 2026-08-20)
Oct. 30, 2007	EMN	A	26,000	—	—	26,000 Direct	—	Acquired	(price as of 2026-08-20)
March 8, 2007	EMN	F	4,547	$60.12	$273,366	28,555 Direct	-13.74%	Disposed	149.3% (price as of 2026-08-20)
March 8, 2007	EMN	A	12,474	—	—	33,102 Direct	+60.47%	Acquired	(price as of 2026-08-20)
Dec. 3, 2006	EMN	F	7,290	$57.89	$422,018	20,628 Direct	-26.11%	Disposed	158.9% (price as of 2026-08-20)
Oct. 31, 2006	EMN	A	38,000	—	—	38,000 Direct	—	Acquired	(price as of 2026-08-20)
March 9, 2006	EMN	F	2,398	$50.37	$120,787	27,918 Direct	-7.91%	Disposed	197.5% (price as of 2026-08-20)
March 9, 2006	EMN	A	8,316	—	—	30,316 Direct	+37.80%	Acquired	(price as of 2026-08-20)
Jan. 31, 2006	EMN	P	2,000	$48.18	$96,360	22,000 Direct	+10.00%	Acquired	211.0% (price as of 2026-08-20)
Nov. 1, 2005	EMN	A	31,000	—	—	31,000 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 2, 2004	EMN	A	14,000	—	—	14,000 Direct	—	Acquired	(price as of 2026-08-20)
April 2, 2004	EMN	A	8,500	—	—	8,500 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 3, 2003	EMN	A	20,000	—	—	20,000 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Oct. 30, 2007	EMN	Employee Stock Option (Right to Buy)	Common Stock (26,000)	$66.15	Oct. 29, 2017	26,000	Acquired
Oct. 31, 2006	EMN	Employee Stock Option (Right to Buy)	Common Stock (38,000)	$60.92	Oct. 30, 2016	38,000	Acquired
Nov. 1, 2005	EMN	Employee Stock Option (right to buy)	Common Stock (31,000)	$53.51	Oct. 31, 2015	31,000	Acquired
Nov. 2, 2004	EMN	Employee Stock Option (right to buy)	Common Stock (14,000)	$46.98	Nov. 1, 2014	14,000	Acquired
April 2, 2004	EMN	Employee Stock Option (right to buy)	Common Stock (8,500)	$43.66	April 1, 2014	8,500	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Nov. 25, 2003	EMN	No securities were benefically owned	0	Direct