Richard A Patek
CIK 1138525 · View on SEC EDGAR ↗
First SEC filing: April 18, 2007 · Latest: April 18, 2007
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 25, 2016 | ASTE | S | 1,769 | $53.07 | $93,881 | 3,800 Direct | -31.77% | Disposed | -21.3% (price as of 2026-08-20) |
| May 24, 2016 | ASTE | S | 1,900 | $53.06 | $100,814 | 5,569 Direct | -25.44% | Disposed | -21.3% (price as of 2026-08-20) |
| Aug. 21, 2014 | ASTE | S | 6,200 | $41.52 | $257,424 | 6,575 Direct | -48.53% | Disposed | 0.5% (price as of 2026-08-20) |
| Dec. 12, 2012 | ASTE | P | 469 | $31.02 | $14,548 | 15,004 Direct | +3.23% | Acquired | 34.6% (price as of 2026-08-20) |
| Oct. 31, 2011 | ASTE | S | 14,651 | $33.24 | $486,999 | 0 Direct | -100.00% | Disposed | 25.6% (price as of 2026-08-20) |
| July 23, 2010 | ASTE | S | 18,500 | $31.01 | $573,685 | 0 Direct | -100.00% | Disposed | 34.6% (price as of 2026-08-20) |
| Aug. 7, 2009 | ASTE | S | 10,000 | $29.00 | $290,000 | 0 Direct | -100.00% | Disposed | 43.9% (price as of 2026-08-20) |
| Aug. 6, 2009 | ASTE | S | 10,000 | $28.47 | $284,700 | 0 Direct | -100.00% | Disposed | 46.6% (price as of 2026-08-20) |
| May 27, 2009 | ASTE | S | 10,000 | $29.78 | $297,800 | 0 Direct | -100.00% | Disposed | 40.2% (price as of 2026-08-20) |
| Dec. 10, 2008 | ASTE | S | 6,000 | $32.00 | $192,000 | 0 Direct | -100.00% | Disposed | 30.4% (price as of 2026-08-20) |
Showing latest 100 of 131 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 30, 2018 | ASTE | Phantom Stock [F2] | Common Stock | — | — | 13 | Acquired |
| March 29, 2018 | ASTE | Phantom Stock [F2] | Common Stock | — | — | 14 | Acquired |
| Nov. 29, 2017 | ASTE | Phantom Stock | Common Stock | — | — | 22 | Acquired |
| Nov. 24, 2017 | ASTE | Phantom Stock | Common Stock | — | — | 4,263 | Disposed |
| Oct. 10, 2017 | ASTE | Phantom Stock | Common Stock | — | — | 39 | Acquired |
| Aug. 29, 2017 | ASTE | Phantom Stock | Common Stock (26) | — | — | 26 | Acquired |
| July 12, 2017 | ASTE | Phantom Stock | Common Stock (32) | — | — | 32 | Acquired |
| May 26, 2017 | ASTE | Phantom Stock | Common Stock (22) | — | — | 22 | Acquired |
| April 7, 2017 | ASTE | Phantom Stock | Common Stock (101) | — | — | 101 | Acquired |
| March 31, 2017 | ASTE | Phantom Stock | Common Stock (20) | — | — | 20 | Acquired |
| Jan. 10, 2017 | ASTE | Phantom Stock [F1] | Common Stock | — | — | 25 | Acquired |
| Nov. 28, 2016 | ASTE | Phantom Stock [F1] | Common Stock | — | — | 18 | Acquired |
| Oct. 12, 2016 | ASTE | Phantom Stock [F1] | Common Stock | — | — | 34 | Acquired |
| Aug. 30, 2016 | ASTE | Phantom Stock [F1] | Common Stock | — | — | 20 | Acquired |
| July 8, 2016 | ASTE | Phantom Stock [F1] | Common Stock | — | — | 34 | Acquired |
| May 27, 2016 | ASTE | Phantom Stock [F1] | Common Stock | — | — | 22 | Acquired |
| April 6, 2016 | ASTE | Phantom Stock | Common Stock (70) | — | — | 70 | Acquired |
| March 28, 2016 | ASTE | Phantom Stock | Common Stock (26) | — | — | 26 | Acquired |
| Jan. 8, 2016 | ASTE | Phantom Stock | Common Stock (53) | — | — | 53 | Acquired |
| Nov. 25, 2015 | ASTE | Phantom Stock | Common Stock (28) | — | — | 28 | Acquired |
| Oct. 8, 2015 | ASTE | Phantom Stock | Common Stock (44) | — | — | 44 | Acquired |
| Aug. 28, 2015 | ASTE | Phantom Stock | Common Stock (31) | — | — | 31 | Acquired |
| July 9, 2015 | ASTE | Phantom Stock | Common Stock (47) | — | — | 47 | Acquired |
| May 28, 2015 | ASTE | Phantom Stock | Common Stock (27) | — | — | 27 | Acquired |
| April 9, 2015 | ASTE | Phantom Stock | Common Stock (63) | — | — | 63 | Acquired |
| March 27, 2015 | ASTE | Phantom Stock | Common Stock (27) | — | — | 27 | Acquired |
| Jan. 12, 2015 | ASTE | Phantom Stock | Common Stock | — | — | 51 | Acquired |
| Nov. 28, 2014 | ASTE | Phantom Stock | Common Stock | — | — | 28 | Acquired |
| Oct. 9, 2014 | ASTE | Phantom Stock | Common Stock | — | — | 45 | Acquired |
| Aug. 29, 2014 | ASTE | Phantom Stock | Common Stock | — | — | 27 | Acquired |
| Aug. 21, 2014 | ASTE | Stock Options | Common Stock (10,000) | $19.43 | March 6, 2015 | 10,000 | Disposed |
| July 8, 2014 | ASTE | Phantom Stock | Common Stock | — | — | 40 | Acquired |
| May 29, 2014 | ASTE | Phantom Stock | Common Stock | — | — | 28 | Acquired |
| April 7, 2014 | ASTE | Phantom Stock | Common Stock | — | — | 58 | Acquired |
| March 25, 2014 | ASTE | Phantom Stock | Common Stock | — | — | 25 | Acquired |
| Jan. 9, 2014 | ASTE | Phantom Stock | Common Stock | — | — | 44 | Acquired |
| Nov. 29, 2013 | ASTE | Phantom Stock | Common Stock | — | — | 30 | Acquired |
| Oct. 10, 2013 | ASTE | Phantom Stock | Common Stock | — | — | 39 | Acquired |
| Aug. 30, 2013 | ASTE | Phantom Stock | Common Stock | — | — | 31 | Acquired |
| Aug. 6, 2013 | ASTE | Phantom Stock | Common Stock | — | — | 5,000 | Disposed |
| July 5, 2013 | ASTE | Phantom Stock | Common Stock (179) | — | — | 179 | Acquired |
| May 30, 2013 | ASTE | Phantom Stock | Common Stock (44) | — | — | 44 | Acquired |
| April 9, 2013 | ASTE | Phantom Stock | Common Stock (520) | — | — | 520 | Acquired |
| Jan. 11, 2013 | ASTE | Phantom Stock | Common Stock (181) | — | — | 181 | Acquired |
| Dec. 12, 2012 | ASTE | Phantom Stock | Common Stock (469) | — | — | 469 | Acquired |
| Oct. 11, 2012 | ASTE | Phantom Stock | Common Stock (171) | — | — | 171 | Acquired |
| July 9, 2012 | ASTE | Phantom Stock | Common Stock (211) | — | — | 211 | Acquired |
| April 10, 2012 | ASTE | Phantom Stock | Common Stock (472) | — | — | 472 | Acquired |
| Jan. 17, 2012 | ASTE | Phantom Stock | Common Stock (171) | — | — | 171 | Acquired |
| Oct. 31, 2011 | ASTE | Stock Options | Common Stock (14,651) | $14.50 | Jan. 1, 2012 | 14,651 | Disposed |
| Oct. 12, 2011 | ASTE | Phantom Stock | Common Stock (187) | — | — | 187 | Acquired |
| July 13, 2011 | ASTE | Phantom Stock | Common Stock (130) | — | — | 130 | Acquired |
| April 8, 2011 | ASTE | Phantom Stock | Common Stock (343) | — | — | 343 | Acquired |
| Jan. 10, 2011 | ASTE | Phantom Stock | Common Stock (163) | — | — | 163 | Acquired |
| Oct. 5, 2010 | ASTE | Phantom Stock | Common Stock (189) | — | — | 189 | Acquired |
| July 26, 2010 | ASTE | Stock Options | Common Stock (18,500) | $12.97 | Jan. 1, 2011 | 18,500 | Disposed |
| July 8, 2010 | ASTE | Phantom Stock | Common Stock (164) | — | — | 164 | Acquired |
| April 8, 2010 | ASTE | Phantom Stock | Common Stock (391) | — | — | 391 | Acquired |
| Jan. 12, 2010 | ASTE | Phantom Stock | Common Stock (187) | — | — | 187 | Acquired |
| Oct. 12, 2009 | ASTE | Phantom Stock | Common Stock (206) | — | — | 206 | Acquired |
| Aug. 7, 2009 | ASTE | Stock Options | Common Stock (10,000) | $25.50 | March 5, 2010 | 10,000 | Disposed |
| Aug. 6, 2009 | ASTE | Stock Options | Common Stock (10,000) | $25.50 | March 5, 2010 | 10,000 | Disposed |
| July 13, 2009 | ASTE | Phantom Stock | Common Stock (190) | — | — | 190 | Acquired |
| May 27, 2009 | ASTE | Stock Options | Common Stock (10,000) | $25.50 | March 5, 2010 | 10,000 | Disposed |
| April 13, 2009 | ASTE | Phantom Stock | Common Stock (402) | — | — | 402 | Acquired |
| Jan. 13, 2009 | ASTE | Phantom Stock | Common Stock (165) | — | — | 165 | Acquired |
| Dec. 10, 2008 | ASTE | Stock Options | Common Stock (6,000) | $29.59 | March 8, 2009 | 6,000 | Disposed |
| Oct. 9, 2008 | ASTE | Phantom Stock | Common Stock (237) | — | — | 237 | Acquired |
| July 8, 2008 | ASTE | Phantom Stock | Common Stock (152) | — | — | 152 | Acquired |
| April 9, 2008 | ASTE | Phantom Stock | Common Stock (380) | — | — | 380 | Acquired |
| Jan. 10, 2008 | ASTE | Phantom Stock | Common Stock (150) | — | — | 150 | Acquired |
| Oct. 16, 2007 | ASTE | Phantom Stock | Common Stock (86) | — | — | 86 | Acquired |
| Sept. 13, 2007 | ASTE | Stock Options | Common Stock (10,000) | $29.59 | March 8, 2009 | 10,000 | Disposed |
| July 17, 2007 | ASTE | Phantom Stock | Common Stock (88) | — | — | 88 | Acquired |
| June 18, 2007 | ASTE | Stock Options | Common Stock (15,000) | $29.59 | March 8, 2009 | 15,000 | Disposed |
| April 17, 2007 | ASTE | Phantom Stock [F2] | Common Stock (321) | — | — | 321 | Acquired |
| Jan. 23, 2007 | ASTE | Phantom Stock | Common Stock (112) | — | — | 112 | Acquired |
| Oct. 11, 2006 | ASTE | Phantom Stock | Common Stock (173) | — | — | 173 | Acquired |
| July 11, 2006 | ASTE | Phantom Stock | Common Stock (117) | — | — | 117 | Acquired |
| April 11, 2006 | ASTE | Phantom Shares | Common Stock (227) | — | — | 227 | Acquired |
| Jan. 12, 2006 | ASTE | Phantom Stock | Common Stock (115) | — | — | 115 | Acquired |
| Dec. 14, 2005 | ASTE | Stock Option | Common Stock (10,000) | $17.38 | June 25, 2008 | 10,000 | Disposed |
| Oct. 14, 2005 | ASTE | Phantom Stock | Common Stock (175) | — | — | 175 | Acquired |
| July 26, 2005 | ASTE | Stock Option | Common Stock (10,000) | $17.38 | June 25, 2008 | 10,000 | Disposed |
| July 18, 2005 | ASTE | Common Stock | Common Stock (196) | — | — | 196 | Acquired |
| April 9, 2005 | ASTE | Common Stock | Common Stock (480) | — | — | 480 | Acquired |
| March 7, 2005 | ASTE | stock option | common stock (10,000) | $19.43 | March 6, 2015 | 10,000 | Acquired |
| Jan. 8, 2005 | ASTE | Common Stock | Common Stock (260) | — | — | 260 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
ASTE
Group PresidentAggregate and Mining Group| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2016 | $294,434,284,625 | — | — | — | $16,896,960,391 | — | $6,258,355,900 | $525,986,400,916 |
| 2015 | $284,625 | — | — | — | $60,391 | — | $55,900 | $400,916 |
| 2010 | $200,000 | $10,000 | $36,435 | — | $67,467 | — | $45,513 | $359,415 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.