Richard A Patek — SEC Insider Profile, Roles & Companies

Insider at

ASTE selling May 25, 2016

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 90 non-open-market transactions below 12 months to the week close of 2026-10-23

Price change vs the latest weekly close (updated to the current quote in your browser when available), split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

90 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Aug. 30, 2018	ASTE	A	18	$48.99	$882	7,985 Direct	+0.23%	Acquired
May 30, 2018	ASTE	A	13	$60.26	$783	7,967 Direct	+0.16%	Acquired
March 29, 2018	ASTE	A	14	$55.74	$780	7,954 Direct	+0.18%	Acquired
Feb. 28, 2018	ASTE	A	1,809	·	·	5,672 Direct	+46.83%	Acquired
Feb. 28, 2018	ASTE	F	238	$60.92	$14,499	5,034 Direct	-4.51%	Disposed	-36.9% (price as of 2026-10-23)
Nov. 29, 2017	ASTE	A	22	$55.48	$1,221	7,940 Direct	+0.28%	Acquired
Nov. 24, 2017	ASTE	I	989	$54.50	$53,900	0 Indirect	-100.00%	Disposed	-29.4% (price as of 2026-10-23)
Nov. 24, 2017	ASTE	I	4,263	$54.50	$232,334	7,918 Direct	-35.00%	Disposed
Oct. 10, 2017	ASTE	A	39	$52.47	$2,046	12,181 Direct	+0.32%	Acquired
Aug. 29, 2017	ASTE	A	26	$47.18	$1,227	12,142 Direct	+0.21%	Acquired
July 12, 2017	ASTE	A	32	$55.82	$1,786	12,116 Direct	+0.26%	Acquired
May 26, 2017	ASTE	A	22	$56.00	$1,232	12,085 Direct	+0.18%	Acquired
April 7, 2017	ASTE	A	101	$62.01	$6,263	12,063 Direct	+0.84%	Acquired
March 31, 2017	ASTE	A	20	$59.54	$1,191	11,962 Direct	+0.17%	Acquired
Feb. 28, 2017	ASTE	A	3,225	·	·	4,988 Direct	+182.93%	Acquired
Feb. 28, 2017	ASTE	F	454	$65.35	$29,669	3,863 Direct	-10.52%	Disposed	-41.2% (price as of 2026-10-23)
Jan. 10, 2017	ASTE	A	25	$67.65	$1,691	11,942 Direct	+0.21%	Acquired
Nov. 28, 2016	ASTE	A	18	$66.88	$1,204	11,917 Direct	+0.15%	Acquired
Oct. 12, 2016	ASTE	A	34	$58.49	$1,989	11,899 Direct	+0.29%	Acquired
Aug. 30, 2016	ASTE	A	20	$59.93	$1,199	11,865 Direct	+0.17%	Acquired
July 8, 2016	ASTE	A	34	$58.15	$1,977	11,845 Direct	+0.29%	Acquired
May 27, 2016	ASTE	A	22	$52.86	$1,163	11,811 Direct	+0.19%	Acquired
May 25, 2016	ASTE	S	1,769	$53.07	$93,881	3,800 Direct	-31.77%	Disposed	-27.5% (price as of 2026-10-23)
May 24, 2016	ASTE	S	1,900	$53.06	$100,814	5,569 Direct	-25.44%	Disposed	-27.5% (price as of 2026-10-23)
April 6, 2016	ASTE	A	70	$45.47	$3,183	11,789 Direct	+0.60%	Acquired
March 28, 2016	ASTE	A	26	$44.49	$1,157	11,718 Direct	+0.22%	Acquired
Jan. 8, 2016	ASTE	A	53	$36.34	$1,926	11,692 Direct	+0.46%	Acquired
Nov. 25, 2015	ASTE	A	28	$40.82	$1,143	11,639 Direct	+0.24%	Acquired
Oct. 8, 2015	ASTE	A	44	$37.03	$1,629	11,611 Direct	+0.38%	Acquired
Aug. 28, 2015	ASTE	A	31	$37.38	$1,159	11,567 Direct	+0.27%	Acquired
July 9, 2015	ASTE	A	47	$40.42	$1,900	11,536 Direct	+0.41%	Acquired
May 28, 2015	ASTE	A	27	$41.87	$1,130	11,488 Direct	+0.24%	Acquired
April 9, 2015	ASTE	A	63	$42.20	$2,659	11,461 Direct	+0.55%	Acquired
March 27, 2015	ASTE	A	27	$42.66	$1,152	11,398 Direct	+0.24%	Acquired
Feb. 28, 2015	ASTE	F	606	$42.77	$25,919	1,763 Direct	-25.58%	Disposed	-10.1% (price as of 2026-10-23)
Jan. 12, 2015	ASTE	A	51	$36.20	$1,846	11,372 Direct	+0.45%	Acquired
Nov. 28, 2014	ASTE	A	28	$40.67	$1,139	11,320 Direct	+0.25%	Acquired
Oct. 9, 2014	ASTE	A	45	$35.41	$1,593	11,293 Direct	+0.40%	Acquired
Aug. 29, 2014	ASTE	A	27	$41.56	$1,122	11,248 Direct	+0.24%	Acquired
Aug. 21, 2014	ASTE	M	10,000	$19.43	$194,300	12,775 Direct	+360.36%	Acquired	97.9% (price as of 2026-10-23)
Aug. 21, 2014	ASTE	S	6,200	$41.52	$257,424	6,575 Direct	-48.53%	Disposed	-7.4% (price as of 2026-10-23)
Aug. 21, 2014	ASTE	M	10,000	·	·	0 Direct	-100.00%	Disposed
July 8, 2014	ASTE	A	40	$39.59	$1,584	11,221 Direct	+0.36%	Acquired
May 29, 2014	ASTE	A	28	$40.35	$1,130	11,181 Direct	+0.25%	Acquired
April 7, 2014	ASTE	A	58	$43.13	$2,502	11,154 Direct	+0.52%	Acquired
March 25, 2014	ASTE	A	25	$45.01	$1,125	11,096 Direct	+0.23%	Acquired
Feb. 28, 2014	ASTE	F	606	$40.52	$24,555	3,263 Direct	-15.66%	Disposed	-5.1% (price as of 2026-10-23)
Jan. 9, 2014	ASTE	A	44	$37.04	$1,630	11,071 Direct	+0.40%	Acquired
Nov. 29, 2013	ASTE	A	30	$36.76	$1,103	11,028 Direct	+0.27%	Acquired
Oct. 10, 2013	ASTE	A	39	$35.78	$1,395	10,998 Direct	+0.36%	Acquired
Aug. 30, 2013	ASTE	A	31	$34.79	$1,078	10,959 Direct	+0.28%	Acquired
Aug. 6, 2013	ASTE	I	5,000	$34.91	$174,550	10,928 Direct	-31.39%	Disposed
July 5, 2013	ASTE	A	179	$36.05	$6,453	15,928 Direct	+1.14%	Acquired
May 30, 2013	ASTE	A	44	$35.72	$1,572	15,748 Direct	+0.28%	Acquired
April 9, 2013	ASTE	A	520	$33.78	$17,566	15,704 Direct	+3.42%	Acquired
Feb. 28, 2013	ASTE	F	606	$35.02	$21,222	4,763 Direct	-11.29%	Disposed	9.8% (price as of 2026-10-23)
Feb. 28, 2013	ASTE	A	638	·	·	6,263 Direct	+11.34%	Acquired
Jan. 11, 2013	ASTE	A	181	$34.57	$6,257	15,185 Direct	+1.21%	Acquired
Dec. 12, 2012	ASTE	P	469	$31.02	$14,548	15,004 Direct	+3.23%	Acquired
Oct. 11, 2012	ASTE	A	171	$31.32	$5,356	14,535 Direct	+1.19%	Acquired
July 9, 2012	ASTE	A	211	$29.54	$6,233	14,364 Direct	+1.49%	Acquired
April 10, 2012	ASTE	A	472	$35.07	$16,553	14,153 Direct	+3.45%	Acquired
March 8, 2012	ASTE	F	513	$35.90	$18,417	5,625 Direct	-8.36%	Disposed	7.1% (price as of 2026-10-23)
Feb. 28, 2012	ASTE	A	1,125	·	·	7,125 Direct	+18.75%	Acquired
Jan. 17, 2012	ASTE	A	171	$35.38	$6,050	13,681 Direct	+1.27%	Acquired
Oct. 31, 2011	ASTE	M	14,651	$14.50	$212,440	14,651 Direct	·	Acquired	165.2% (price as of 2026-10-23)
Oct. 31, 2011	ASTE	S	14,651	$33.24	$486,999	0 Direct	-100.00%	Disposed	15.7% (price as of 2026-10-23)
Oct. 31, 2011	ASTE	M	14,651	·	·	0 Direct	-100.00%	Disposed
Oct. 12, 2011	ASTE	A	187	$32.34	$6,048	13,510 Direct	+1.40%	Acquired
July 13, 2011	ASTE	A	130	$39.03	$5,074	13,322 Direct	+0.99%	Acquired
April 8, 2011	ASTE	A	343	$38.03	$13,044	13,192 Direct	+2.67%	Acquired
Jan. 10, 2011	ASTE	A	163	$32.85	$5,355	12,849 Direct	+1.28%	Acquired
Oct. 5, 2010	ASTE	A	189	$28.46	$5,379	12,686 Direct	+1.51%	Acquired
July 26, 2010	ASTE	M	18,500	·	·	0 Direct	-100.00%	Disposed
July 23, 2010	ASTE	M	18,500	$12.97	$239,945	18,500 Direct	·	Acquired	196.5% (price as of 2026-10-23)
July 23, 2010	ASTE	S	18,500	$31.01	$573,685	0 Direct	-100.00%	Disposed	24.0% (price as of 2026-10-23)
July 8, 2010	ASTE	A	164	$28.22	$4,628	12,496 Direct	+1.33%	Acquired
April 8, 2010	ASTE	A	391	$29.70	$11,613	12,333 Direct	+3.27%	Acquired
Feb. 28, 2010	ASTE	A	1,500	·	·	6,000 Direct	+33.33%	Acquired
Jan. 12, 2010	ASTE	A	187	$28.36	$5,303	11,942 Direct	+1.59%	Acquired
Oct. 12, 2009	ASTE	A	206	$26.12	$5,381	11,755 Direct	+1.78%	Acquired
Aug. 7, 2009	ASTE	M	10,000	$25.50	$255,000	10,000 Direct	·	Acquired	50.8% (price as of 2026-10-23)
Aug. 7, 2009	ASTE	S	10,000	$29.00	$290,000	0 Direct	-100.00%	Disposed	32.6% (price as of 2026-10-23)
Aug. 7, 2009	ASTE	M	10,000	·	·	0 Direct	-100.00%	Disposed
Aug. 6, 2009	ASTE	M	10,000	$25.50	$255,000	10,000 Direct	·	Acquired	50.8% (price as of 2026-10-23)
Aug. 6, 2009	ASTE	S	10,000	$28.47	$284,700	0 Direct	-100.00%	Disposed	35.1% (price as of 2026-10-23)
Aug. 6, 2009	ASTE	M	10,000	·	·	10,000 Direct	-50.00%	Disposed
July 13, 2009	ASTE	A	190	$24.26	$4,609	11,549 Direct	+1.67%	Acquired
May 27, 2009	ASTE	M	10,000	$25.50	$255,000	10,000 Direct	·	Acquired	50.8% (price as of 2026-10-23)
May 27, 2009	ASTE	S	10,000	$29.78	$297,800	0 Direct	-100.00%	Disposed	29.1% (price as of 2026-10-23)
May 27, 2009	ASTE	M	10,000	·	·	20,000 Direct	-33.33%	Disposed
April 13, 2009	ASTE	A	402	$27.06	$10,878	11,359 Direct	+3.67%	Acquired
Feb. 28, 2009	ASTE	A	1,500	·	·	4,500 Direct	+50.00%	Acquired
Jan. 13, 2009	ASTE	A	165	$28.00	$4,620	10,956 Direct	+1.53%	Acquired
Dec. 10, 2008	ASTE	M	6,000	$29.59	$177,540	6,000 Direct	·	Acquired	29.9% (price as of 2026-10-23)
Dec. 10, 2008	ASTE	S	6,000	$32.00	$192,000	0 Direct	-100.00%	Disposed	20.2% (price as of 2026-10-23)
Dec. 10, 2008	ASTE	M	6,000	·	·	0 Direct	-100.00%	Disposed
Oct. 9, 2008	ASTE	A	237	$22.71	$5,382	10,792 Direct	+2.25%	Acquired
July 8, 2008	ASTE	A	152	$30.27	$4,601	10,555 Direct	+1.46%	Acquired
April 9, 2008	ASTE	A	380	$38.65	$14,687	10,402 Direct	+3.79%	Acquired

Loaded 100 of 132 rows

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Aug. 30, 2018	ASTE	Phantom Stock [F2]	Common Stock	·	·	18	Acquired
May 30, 2018	ASTE	Phantom Stock [F2]	Common Stock	·	·	13	Acquired
March 29, 2018	ASTE	Phantom Stock [F2]	Common Stock	·	·	14	Acquired
Nov. 29, 2017	ASTE	Phantom Stock	Common Stock	·	·	22	Acquired
Nov. 24, 2017	ASTE	Phantom Stock	Common Stock	·	·	4,263	Disposed
Oct. 10, 2017	ASTE	Phantom Stock	Common Stock	·	·	39	Acquired
Aug. 29, 2017	ASTE	Phantom Stock	Common Stock (26)	·	·	26	Acquired
July 12, 2017	ASTE	Phantom Stock	Common Stock (32)	·	·	32	Acquired
May 26, 2017	ASTE	Phantom Stock	Common Stock (22)	·	·	22	Acquired
April 7, 2017	ASTE	Phantom Stock	Common Stock (101)	·	·	101	Acquired
March 31, 2017	ASTE	Phantom Stock	Common Stock (20)	·	·	20	Acquired
Jan. 10, 2017	ASTE	Phantom Stock [F1]	Common Stock	·	·	25	Acquired
Nov. 28, 2016	ASTE	Phantom Stock [F1]	Common Stock	·	·	18	Acquired
Oct. 12, 2016	ASTE	Phantom Stock [F1]	Common Stock	·	·	34	Acquired
Aug. 30, 2016	ASTE	Phantom Stock [F1]	Common Stock	·	·	20	Acquired
July 8, 2016	ASTE	Phantom Stock [F1]	Common Stock	·	·	34	Acquired
May 27, 2016	ASTE	Phantom Stock [F1]	Common Stock	·	·	22	Acquired
April 6, 2016	ASTE	Phantom Stock	Common Stock (70)	·	·	70	Acquired
March 28, 2016	ASTE	Phantom Stock	Common Stock (26)	·	·	26	Acquired
Jan. 8, 2016	ASTE	Phantom Stock	Common Stock (53)	·	·	53	Acquired
Nov. 25, 2015	ASTE	Phantom Stock	Common Stock (28)	·	·	28	Acquired
Oct. 8, 2015	ASTE	Phantom Stock	Common Stock (44)	·	·	44	Acquired
Aug. 28, 2015	ASTE	Phantom Stock	Common Stock (31)	·	·	31	Acquired
July 9, 2015	ASTE	Phantom Stock	Common Stock (47)	·	·	47	Acquired
May 28, 2015	ASTE	Phantom Stock	Common Stock (27)	·	·	27	Acquired
April 9, 2015	ASTE	Phantom Stock	Common Stock (63)	·	·	63	Acquired
March 27, 2015	ASTE	Phantom Stock	Common Stock (27)	·	·	27	Acquired
Jan. 12, 2015	ASTE	Phantom Stock	Common Stock	·	·	51	Acquired
Nov. 28, 2014	ASTE	Phantom Stock	Common Stock	·	·	28	Acquired
Oct. 9, 2014	ASTE	Phantom Stock	Common Stock	·	·	45	Acquired
Aug. 29, 2014	ASTE	Phantom Stock	Common Stock	·	·	27	Acquired
Aug. 21, 2014	ASTE	Stock Options	Common Stock (10,000)	$19.43	March 6, 2015	10,000	Disposed
July 8, 2014	ASTE	Phantom Stock	Common Stock	·	·	40	Acquired
May 29, 2014	ASTE	Phantom Stock	Common Stock	·	·	28	Acquired
April 7, 2014	ASTE	Phantom Stock	Common Stock	·	·	58	Acquired
March 25, 2014	ASTE	Phantom Stock	Common Stock	·	·	25	Acquired
Jan. 9, 2014	ASTE	Phantom Stock	Common Stock	·	·	44	Acquired
Nov. 29, 2013	ASTE	Phantom Stock	Common Stock	·	·	30	Acquired
Oct. 10, 2013	ASTE	Phantom Stock	Common Stock	·	·	39	Acquired
Aug. 30, 2013	ASTE	Phantom Stock	Common Stock	·	·	31	Acquired
Aug. 6, 2013	ASTE	Phantom Stock	Common Stock	·	·	5,000	Disposed
July 5, 2013	ASTE	Phantom Stock	Common Stock (179)	·	·	179	Acquired
May 30, 2013	ASTE	Phantom Stock	Common Stock (44)	·	·	44	Acquired
April 9, 2013	ASTE	Phantom Stock	Common Stock (520)	·	·	520	Acquired
Jan. 11, 2013	ASTE	Phantom Stock	Common Stock (181)	·	·	181	Acquired
Dec. 12, 2012	ASTE	Phantom Stock	Common Stock (469)	·	·	469	Acquired
Oct. 11, 2012	ASTE	Phantom Stock	Common Stock (171)	·	·	171	Acquired
July 9, 2012	ASTE	Phantom Stock	Common Stock (211)	·	·	211	Acquired
April 10, 2012	ASTE	Phantom Stock	Common Stock (472)	·	·	472	Acquired
Jan. 17, 2012	ASTE	Phantom Stock	Common Stock (171)	·	·	171	Acquired
Oct. 31, 2011	ASTE	Stock Options	Common Stock (14,651)	$14.50	Jan. 1, 2012	14,651	Disposed
Oct. 12, 2011	ASTE	Phantom Stock	Common Stock (187)	·	·	187	Acquired
July 13, 2011	ASTE	Phantom Stock	Common Stock (130)	·	·	130	Acquired
April 8, 2011	ASTE	Phantom Stock	Common Stock (343)	·	·	343	Acquired
Jan. 10, 2011	ASTE	Phantom Stock	Common Stock (163)	·	·	163	Acquired
Oct. 5, 2010	ASTE	Phantom Stock	Common Stock (189)	·	·	189	Acquired
July 26, 2010	ASTE	Stock Options	Common Stock (18,500)	$12.97	Jan. 1, 2011	18,500	Disposed
July 8, 2010	ASTE	Phantom Stock	Common Stock (164)	·	·	164	Acquired
April 8, 2010	ASTE	Phantom Stock	Common Stock (391)	·	·	391	Acquired
Jan. 12, 2010	ASTE	Phantom Stock	Common Stock (187)	·	·	187	Acquired
Oct. 12, 2009	ASTE	Phantom Stock	Common Stock (206)	·	·	206	Acquired
Aug. 7, 2009	ASTE	Stock Options	Common Stock (10,000)	$25.50	March 5, 2010	10,000	Disposed
Aug. 6, 2009	ASTE	Stock Options	Common Stock (10,000)	$25.50	March 5, 2010	10,000	Disposed
July 13, 2009	ASTE	Phantom Stock	Common Stock (190)	·	·	190	Acquired
May 27, 2009	ASTE	Stock Options	Common Stock (10,000)	$25.50	March 5, 2010	10,000	Disposed
April 13, 2009	ASTE	Phantom Stock	Common Stock (402)	·	·	402	Acquired
Jan. 13, 2009	ASTE	Phantom Stock	Common Stock (165)	·	·	165	Acquired
Dec. 10, 2008	ASTE	Stock Options	Common Stock (6,000)	$29.59	March 8, 2009	6,000	Disposed
Oct. 9, 2008	ASTE	Phantom Stock	Common Stock (237)	·	·	237	Acquired
July 8, 2008	ASTE	Phantom Stock	Common Stock (152)	·	·	152	Acquired
April 9, 2008	ASTE	Phantom Stock	Common Stock (380)	·	·	380	Acquired
Jan. 10, 2008	ASTE	Phantom Stock	Common Stock (150)	·	·	150	Acquired
Oct. 16, 2007	ASTE	Phantom Stock	Common Stock (86)	·	·	86	Acquired
Sept. 13, 2007	ASTE	Stock Options	Common Stock (10,000)	$29.59	March 8, 2009	10,000	Disposed
July 17, 2007	ASTE	Phantom Stock	Common Stock (88)	·	·	88	Acquired
June 18, 2007	ASTE	Stock Options	Common Stock (15,000)	$29.59	March 8, 2009	15,000	Disposed
April 17, 2007	ASTE	Phantom Stock [F2]	Common Stock (321)	·	·	321	Acquired
Jan. 23, 2007	ASTE	Phantom Stock	Common Stock (112)	·	·	112	Acquired
Oct. 11, 2006	ASTE	Phantom Stock	Common Stock (173)	·	·	173	Acquired
July 11, 2006	ASTE	Phantom Stock	Common Stock (117)	·	·	117	Acquired
April 11, 2006	ASTE	Phantom Shares	Common Stock (227)	·	·	227	Acquired
Jan. 12, 2006	ASTE	Phantom Stock	Common Stock (115)	·	·	115	Acquired
Dec. 14, 2005	ASTE	Stock Option	Common Stock (10,000)	$17.38	June 25, 2008	10,000	Disposed
Oct. 14, 2005	ASTE	Phantom Stock	Common Stock (175)	·	·	175	Acquired
July 26, 2005	ASTE	Stock Option	Common Stock (10,000)	$17.38	June 25, 2008	10,000	Disposed
July 18, 2005	ASTE	Common Stock	Common Stock (196)	·	·	196	Acquired
April 9, 2005	ASTE	Common Stock	Common Stock (480)	·	·	480	Acquired
March 7, 2005	ASTE	stock option	common stock (10,000)	$19.43	March 6, 2015	10,000	Acquired
Jan. 8, 2005	ASTE	Common Stock	Common Stock (260)	·	·	260	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Holdings reported on Form 4 336 reported holdings

Positions listed on each Form 4 without a transaction in that filing (Table I and II holdings), newest filing first.

Date	Ticker	Security	Shares	Exercise price	Expiration	Ownership
Aug. 31, 2018	ASTE	Common Stock	5,034	·	·	Direct
Aug. 31, 2018	ASTE	Common Stock	4,871	·	·	Direct
Aug. 31, 2018	ASTE	Common Stock	23	·	·	Indirect
June 11, 2018	ASTE	Common Stock	5,034	·	·	Direct
June 11, 2018	ASTE	Common Stock	4,871	·	·	Direct
June 11, 2018	ASTE	Common Stock	21	·	·	Indirect
March 30, 2018	ASTE	Common Stock	5,034	·	·	Direct
March 30, 2018	ASTE	Common Stock	4,871	·	·	Direct
March 30, 2018	ASTE	Common Stock	16	·	·	Indirect
March 1, 2018	ASTE	Common Stock	4,871	·	·	Direct
March 1, 2018	ASTE	Common Stock	5	·	·	Indirect
March 1, 2018	ASTE	Phantom Stock→ Common Stock (7,940)	7,940	·	·	Direct
Nov. 30, 2017	ASTE	Common Stock	3,863	·	·	Direct
Nov. 30, 2017	ASTE	Common Stock	4,471	·	·	Direct
Nov. 27, 2017	ASTE	Common Stock	3,863	·	·	Direct
Nov. 27, 2017	ASTE	Common Stock	4,471	·	·	Direct
Oct. 11, 2017	ASTE	Common Stock	988	·	·	Indirect
Oct. 11, 2017	ASTE	Common Stock	3,863	·	·	Direct
Oct. 11, 2017	ASTE	Common Stock	4,471	·	·	Direct
Aug. 30, 2017	ASTE	Common Stock	988	·	·	Indirect
Aug. 30, 2017	ASTE	Common Stock	3,863	·	·	Direct
Aug. 30, 2017	ASTE	Common Stock	4,471	·	·	Direct
July 13, 2017	ASTE	Common Stock	986	·	·	Indirect
July 13, 2017	ASTE	Common Stock	3,863	·	·	Direct
July 13, 2017	ASTE	Common Stock	4,471	·	·	Direct
May 30, 2017	ASTE	Common Stock	986	·	·	Indirect
May 30, 2017	ASTE	Common Stock	3,863	·	·	Direct
May 30, 2017	ASTE	Common Stock	4,471	·	·	Direct
April 11, 2017	ASTE	Common Stock	983	·	·	Indirect
April 11, 2017	ASTE	Common Stock	3,863	·	·	Direct
April 11, 2017	ASTE	Common Stock	4,471	·	·	Direct
April 4, 2017	ASTE	Common Stock	983	·	·	Indirect
April 4, 2017	ASTE	Common Stock	3,863	·	·	Direct
April 4, 2017	ASTE	Common Stock	4,471	·	·	Direct
March 1, 2017	ASTE	Common Stock	969	·	·	Indirect
March 1, 2017	ASTE	Common Stock	4,471	·	·	Direct
March 1, 2017	ASTE	Phantom Stock→ Common Stock	·	·	·	Direct
Jan. 11, 2017	ASTE	Common Stock	967	·	·	Indirect
Jan. 11, 2017	ASTE	Common Stock	1,763	·	·	Direct
Jan. 11, 2017	ASTE	Common Stock	3,800	·	·	Direct
Nov. 30, 2016	ASTE	Common Stock	965	·	·	Indirect
Nov. 30, 2016	ASTE	Common Stock	1,763	·	·	Direct
Nov. 30, 2016	ASTE	Common Stock	3,800	·	·	Direct
Oct. 14, 2016	ASTE	Common Stock	965	·	·	Indirect
Oct. 14, 2016	ASTE	Common Stock	1,763	·	·	Direct
Oct. 14, 2016	ASTE	Common Stock	3,800	·	·	Direct
Aug. 31, 2016	ASTE	Common Stock	965	·	·	Indirect
Aug. 31, 2016	ASTE	Common Stock	1,763	·	·	Direct
Aug. 31, 2016	ASTE	Common Stock	3,800	·	·	Direct
July 11, 2016	ASTE	Common Stock	963	·	·	Indirect
July 11, 2016	ASTE	Common Stock	1,763	·	·	Direct
July 11, 2016	ASTE	Common Stock	3,800	·	·	Direct
June 1, 2016	ASTE	Common Stock	962	·	·	Indirect
June 1, 2016	ASTE	Common Stock	1,763	·	·	Direct
June 1, 2016	ASTE	Common Stock	3,800	·	·	Direct
May 26, 2016	ASTE	Common Stock	959	·	·	Indirect
May 26, 2016	ASTE	Common Stock	1,763	·	·	Direct
May 26, 2016	ASTE	Phantom Stock→ Common Stock	·	·	·	Direct
May 25, 2016	ASTE	Common Stock	959	·	·	Indirect
May 25, 2016	ASTE	Common Stock	1,763	·	·	Direct
May 25, 2016	ASTE	Phantom Stock→ Common Stock	·	·	·	Direct
April 7, 2016	ASTE	Common Stock	956	·	·	Indirect
April 7, 2016	ASTE	Common Stock	1,763	·	·	Direct
April 7, 2016	ASTE	Common Stock	7,469	·	·	Direct
March 29, 2016	ASTE	Common Stock	954	·	·	Indirect
March 29, 2016	ASTE	Common Stock	1,763	·	·	Direct
March 29, 2016	ASTE	Common Stock	7,469	·	·	Direct
Jan. 11, 2016	ASTE	Common Stock	937	·	·	Indirect
Jan. 11, 2016	ASTE	Common Stock	1,763	·	·	Direct
Jan. 11, 2016	ASTE	Common Stock	7,469	·	·	Direct
Nov. 30, 2015	ASTE	Common Stock	936	·	·	Indirect
Nov. 30, 2015	ASTE	Common Stock	1,763	·	·	Direct
Nov. 30, 2015	ASTE	Common Stock	7,469	·	·	Direct
Oct. 9, 2015	ASTE	Common Stock	933	·	·	Indirect
Oct. 9, 2015	ASTE	Common Stock	1,763	·	·	Direct
Oct. 9, 2015	ASTE	Common Stock	7,469	·	·	Direct
Aug. 31, 2015	ASTE	Common Stock	933	·	·	Indirect
Aug. 31, 2015	ASTE	Common Stock	1,763	·	·	Direct
Aug. 31, 2015	ASTE	Common Stock	7,469	·	·	Direct
July 10, 2015	ASTE	Common Stock	929	·	·	Indirect
July 10, 2015	ASTE	Common Stock	1,763	·	·	Direct
July 10, 2015	ASTE	Common Stock	7,469	·	·	Direct
May 29, 2015	ASTE	Common Stock	925	·	·	Indirect
May 29, 2015	ASTE	Common Stock	1,763	·	·	Direct
May 29, 2015	ASTE	Common Stock	7,469	·	·	Direct
April 10, 2015	ASTE	Common Stock	919	·	·	Indirect
April 10, 2015	ASTE	Common Stock	1,763	·	·	Direct
April 10, 2015	ASTE	Common Stock	7,469	·	·	Direct
March 30, 2015	ASTE	Common Stock	918	·	·	Indirect
March 30, 2015	ASTE	Common Stock	1,763	·	·	Direct
March 30, 2015	ASTE	Common Stock	7,469	·	·	Direct
March 2, 2015	ASTE	Common Stock	907	·	·	Indirect
March 2, 2015	ASTE	Common Stock	7,469	·	·	Direct
March 2, 2015	ASTE	Phantom Stock→ Common Stock	·	·	·	Direct
Jan. 13, 2015	ASTE	Common Stock	903	·	·	Indirect
Jan. 13, 2015	ASTE	Common Stock	3,263	·	·	Direct
Jan. 13, 2015	ASTE	Common Stock	6,575	·	·	Direct
Dec. 1, 2014	ASTE	Common Stock	901	·	·	Indirect
Dec. 1, 2014	ASTE	Common Stock	3,263	·	·	Direct
Dec. 1, 2014	ASTE	Common Stock	6,575	·	·	Direct

Loaded 100 of 336 rows

Annual statements (Form 5) Transactions and holdings reported once a year on SEC Form 5 — exempt or late-reported trades, gifts and small acquisitions.

Transactions (2)

Date	Ticker	Security	Code	Shares	Price	Value	Owned after	Exercise price	Expiration	A/D
Dec. 31, 2004	ASTE	common stock	A	891	·	·	7,523	·	·	·
Dec. 31, 2003	ASTE	common stock	J	1,535	·	·	6,632	·	·	·

Holdings (1)

Date	Ticker	Security	Shares	Exercise price	Expiration	Ownership
Feb. 8, 2005	ASTE	common stock	837	·	·	Indirect

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

ASTE

Group PresidentAggregate and Mining Group

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2016	$294,434,284,625	·	·	·	$16,896,960,391	·	$6,258,355,900	$525,986,400,916
2015	$284,625	·	·	·	$60,391	·	$55,900	$400,916
2010	$200,000	$10,000	$36,435	·	$67,467	·	$45,513	$359,415

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.