Richard A Patek

CIK 1138525 · View on SEC EDGAR ↗

Insider

First SEC filing: April 18, 2007 · Latest: April 18, 2007

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 90 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

90 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 25, 2016 ASTE S 1,769 $53.07 $93,881 3,800 Direct -31.77% Disposed -21.3% (price as of 2026-08-20)
May 24, 2016 ASTE S 1,900 $53.06 $100,814 5,569 Direct -25.44% Disposed -21.3% (price as of 2026-08-20)
Aug. 21, 2014 ASTE S 6,200 $41.52 $257,424 6,575 Direct -48.53% Disposed 0.5% (price as of 2026-08-20)
Dec. 12, 2012 ASTE P 469 $31.02 $14,548 15,004 Direct +3.23% Acquired 34.6% (price as of 2026-08-20)
Oct. 31, 2011 ASTE S 14,651 $33.24 $486,999 0 Direct -100.00% Disposed 25.6% (price as of 2026-08-20)
July 23, 2010 ASTE S 18,500 $31.01 $573,685 0 Direct -100.00% Disposed 34.6% (price as of 2026-08-20)
Aug. 7, 2009 ASTE S 10,000 $29.00 $290,000 0 Direct -100.00% Disposed 43.9% (price as of 2026-08-20)
Aug. 6, 2009 ASTE S 10,000 $28.47 $284,700 0 Direct -100.00% Disposed 46.6% (price as of 2026-08-20)
May 27, 2009 ASTE S 10,000 $29.78 $297,800 0 Direct -100.00% Disposed 40.2% (price as of 2026-08-20)
Dec. 10, 2008 ASTE S 6,000 $32.00 $192,000 0 Direct -100.00% Disposed 30.4% (price as of 2026-08-20)

Showing latest 100 of 131 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 30, 2018 ASTE Phantom Stock [F2] Common Stock 13 Acquired
March 29, 2018 ASTE Phantom Stock [F2] Common Stock 14 Acquired
Nov. 29, 2017 ASTE Phantom Stock Common Stock 22 Acquired
Nov. 24, 2017 ASTE Phantom Stock Common Stock 4,263 Disposed
Oct. 10, 2017 ASTE Phantom Stock Common Stock 39 Acquired
Aug. 29, 2017 ASTE Phantom Stock Common Stock (26) 26 Acquired
July 12, 2017 ASTE Phantom Stock Common Stock (32) 32 Acquired
May 26, 2017 ASTE Phantom Stock Common Stock (22) 22 Acquired
April 7, 2017 ASTE Phantom Stock Common Stock (101) 101 Acquired
March 31, 2017 ASTE Phantom Stock Common Stock (20) 20 Acquired
Jan. 10, 2017 ASTE Phantom Stock [F1] Common Stock 25 Acquired
Nov. 28, 2016 ASTE Phantom Stock [F1] Common Stock 18 Acquired
Oct. 12, 2016 ASTE Phantom Stock [F1] Common Stock 34 Acquired
Aug. 30, 2016 ASTE Phantom Stock [F1] Common Stock 20 Acquired
July 8, 2016 ASTE Phantom Stock [F1] Common Stock 34 Acquired
May 27, 2016 ASTE Phantom Stock [F1] Common Stock 22 Acquired
April 6, 2016 ASTE Phantom Stock Common Stock (70) 70 Acquired
March 28, 2016 ASTE Phantom Stock Common Stock (26) 26 Acquired
Jan. 8, 2016 ASTE Phantom Stock Common Stock (53) 53 Acquired
Nov. 25, 2015 ASTE Phantom Stock Common Stock (28) 28 Acquired
Oct. 8, 2015 ASTE Phantom Stock Common Stock (44) 44 Acquired
Aug. 28, 2015 ASTE Phantom Stock Common Stock (31) 31 Acquired
July 9, 2015 ASTE Phantom Stock Common Stock (47) 47 Acquired
May 28, 2015 ASTE Phantom Stock Common Stock (27) 27 Acquired
April 9, 2015 ASTE Phantom Stock Common Stock (63) 63 Acquired
March 27, 2015 ASTE Phantom Stock Common Stock (27) 27 Acquired
Jan. 12, 2015 ASTE Phantom Stock Common Stock 51 Acquired
Nov. 28, 2014 ASTE Phantom Stock Common Stock 28 Acquired
Oct. 9, 2014 ASTE Phantom Stock Common Stock 45 Acquired
Aug. 29, 2014 ASTE Phantom Stock Common Stock 27 Acquired
Aug. 21, 2014 ASTE Stock Options Common Stock (10,000) $19.43 March 6, 2015 10,000 Disposed
July 8, 2014 ASTE Phantom Stock Common Stock 40 Acquired
May 29, 2014 ASTE Phantom Stock Common Stock 28 Acquired
April 7, 2014 ASTE Phantom Stock Common Stock 58 Acquired
March 25, 2014 ASTE Phantom Stock Common Stock 25 Acquired
Jan. 9, 2014 ASTE Phantom Stock Common Stock 44 Acquired
Nov. 29, 2013 ASTE Phantom Stock Common Stock 30 Acquired
Oct. 10, 2013 ASTE Phantom Stock Common Stock 39 Acquired
Aug. 30, 2013 ASTE Phantom Stock Common Stock 31 Acquired
Aug. 6, 2013 ASTE Phantom Stock Common Stock 5,000 Disposed
July 5, 2013 ASTE Phantom Stock Common Stock (179) 179 Acquired
May 30, 2013 ASTE Phantom Stock Common Stock (44) 44 Acquired
April 9, 2013 ASTE Phantom Stock Common Stock (520) 520 Acquired
Jan. 11, 2013 ASTE Phantom Stock Common Stock (181) 181 Acquired
Dec. 12, 2012 ASTE Phantom Stock Common Stock (469) 469 Acquired
Oct. 11, 2012 ASTE Phantom Stock Common Stock (171) 171 Acquired
July 9, 2012 ASTE Phantom Stock Common Stock (211) 211 Acquired
April 10, 2012 ASTE Phantom Stock Common Stock (472) 472 Acquired
Jan. 17, 2012 ASTE Phantom Stock Common Stock (171) 171 Acquired
Oct. 31, 2011 ASTE Stock Options Common Stock (14,651) $14.50 Jan. 1, 2012 14,651 Disposed
Oct. 12, 2011 ASTE Phantom Stock Common Stock (187) 187 Acquired
July 13, 2011 ASTE Phantom Stock Common Stock (130) 130 Acquired
April 8, 2011 ASTE Phantom Stock Common Stock (343) 343 Acquired
Jan. 10, 2011 ASTE Phantom Stock Common Stock (163) 163 Acquired
Oct. 5, 2010 ASTE Phantom Stock Common Stock (189) 189 Acquired
July 26, 2010 ASTE Stock Options Common Stock (18,500) $12.97 Jan. 1, 2011 18,500 Disposed
July 8, 2010 ASTE Phantom Stock Common Stock (164) 164 Acquired
April 8, 2010 ASTE Phantom Stock Common Stock (391) 391 Acquired
Jan. 12, 2010 ASTE Phantom Stock Common Stock (187) 187 Acquired
Oct. 12, 2009 ASTE Phantom Stock Common Stock (206) 206 Acquired
Aug. 7, 2009 ASTE Stock Options Common Stock (10,000) $25.50 March 5, 2010 10,000 Disposed
Aug. 6, 2009 ASTE Stock Options Common Stock (10,000) $25.50 March 5, 2010 10,000 Disposed
July 13, 2009 ASTE Phantom Stock Common Stock (190) 190 Acquired
May 27, 2009 ASTE Stock Options Common Stock (10,000) $25.50 March 5, 2010 10,000 Disposed
April 13, 2009 ASTE Phantom Stock Common Stock (402) 402 Acquired
Jan. 13, 2009 ASTE Phantom Stock Common Stock (165) 165 Acquired
Dec. 10, 2008 ASTE Stock Options Common Stock (6,000) $29.59 March 8, 2009 6,000 Disposed
Oct. 9, 2008 ASTE Phantom Stock Common Stock (237) 237 Acquired
July 8, 2008 ASTE Phantom Stock Common Stock (152) 152 Acquired
April 9, 2008 ASTE Phantom Stock Common Stock (380) 380 Acquired
Jan. 10, 2008 ASTE Phantom Stock Common Stock (150) 150 Acquired
Oct. 16, 2007 ASTE Phantom Stock Common Stock (86) 86 Acquired
Sept. 13, 2007 ASTE Stock Options Common Stock (10,000) $29.59 March 8, 2009 10,000 Disposed
July 17, 2007 ASTE Phantom Stock Common Stock (88) 88 Acquired
June 18, 2007 ASTE Stock Options Common Stock (15,000) $29.59 March 8, 2009 15,000 Disposed
April 17, 2007 ASTE Phantom Stock [F2] Common Stock (321) 321 Acquired
Jan. 23, 2007 ASTE Phantom Stock Common Stock (112) 112 Acquired
Oct. 11, 2006 ASTE Phantom Stock Common Stock (173) 173 Acquired
July 11, 2006 ASTE Phantom Stock Common Stock (117) 117 Acquired
April 11, 2006 ASTE Phantom Shares Common Stock (227) 227 Acquired
Jan. 12, 2006 ASTE Phantom Stock Common Stock (115) 115 Acquired
Dec. 14, 2005 ASTE Stock Option Common Stock (10,000) $17.38 June 25, 2008 10,000 Disposed
Oct. 14, 2005 ASTE Phantom Stock Common Stock (175) 175 Acquired
July 26, 2005 ASTE Stock Option Common Stock (10,000) $17.38 June 25, 2008 10,000 Disposed
July 18, 2005 ASTE Common Stock Common Stock (196) 196 Acquired
April 9, 2005 ASTE Common Stock Common Stock (480) 480 Acquired
March 7, 2005 ASTE stock option common stock (10,000) $19.43 March 6, 2015 10,000 Acquired
Jan. 8, 2005 ASTE Common Stock Common Stock (260) 260 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

ASTE

Group PresidentAggregate and Mining Group
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2016 $294,434,284,625 $16,896,960,391 $6,258,355,900 $525,986,400,916
2015 $284,625 $60,391 $55,900 $400,916
2010 $200,000 $10,000 $36,435 $67,467 $45,513 $359,415

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.