Richard B C Lee
CIK 1225123 · View on SEC EDGAR ↗
Insider
First SEC filing: Feb. 13, 2009 · Latest: Feb. 13, 2009
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 1 non-open-market transaction below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
1 other filing hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| April 30, 2004 | HAFC | P | 128,211 | $19.00 | $2,436,009 | 563,660 Direct | +29.44% | Acquired | -59.2% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Nov. 15, 2006 | HAFC | Stock Option | Common Stock (24,000) | $21.63 | Nov. 14, 2016 | 24,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).