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Richard Baum
Insider
First SEC filing: May 16, 2019 · Latest: May 16, 2019
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 16, 2022 | RWT | M | 6,802 | $9.92 | $67,476 | 58,453 Direct | +13.17% | Acquired | -64.4% (price as of 2026-10-02) |
| May 16, 2022 | RWT | M | 6,802 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Aug. 27, 2021 | RWT | A | 1,203 | · | · | 1,203 Direct | · | Acquired | (price as of 2026-10-02) |
| May 24, 2021 | RWT | M | 6,016 | $10.88 | $65,454 | 51,651 Direct | +13.18% | Acquired | -67.6% (price as of 2026-10-02) |
| May 24, 2021 | RWT | M | 6,016 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| May 20, 2021 | RWT | A | 10,054 | · | · | 10,054 Direct | · | Acquired | (price as of 2026-10-02) |
| June 11, 2020 | RWT | A | 12,459 | · | · | 12,459 Direct | · | Acquired | (price as of 2026-10-02) |
| May 20, 2020 | RWT | M | 5,778 | $4.25 | $24,556 | 45,635 Direct | +14.50% | Acquired | -16.9% (price as of 2026-10-02) |
| May 20, 2020 | RWT | M | 5,778 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| May 20, 2019 | RWT | M | 6,310 | $16.17 | $102,033 | 39,857 Direct | +18.81% | Acquired | -78.2% (price as of 2026-10-02) |
| May 20, 2019 | RWT | M | 6,310 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| May 15, 2019 | RWT | A | 6,802 | · | · | 6,802 Direct | · | Acquired | (price as of 2026-10-02) |
| May 22, 2018 | RWT | A | 6,016 | · | · | 6,016 Direct | · | Acquired | (price as of 2026-10-02) |
| May 21, 2018 | RWT | M | 5,124 | $16.47 | $84,392 | 33,547 Direct | +18.03% | Acquired | -78.6% (price as of 2026-10-02) |
| May 21, 2018 | RWT | M | 5,124 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| May 22, 2017 | RWT | M | 4,381 | $16.39 | $71,805 | 30,175 Direct | +16.98% | Acquired | -78.5% (price as of 2026-10-02) |
| May 22, 2017 | RWT | S 10b5-1 | 1,752 | $16.52 | $28,943 | 28,423 Direct | -5.81% | Disposed | -78.6% (price as of 2026-10-02) |
| May 22, 2017 | RWT | M | 4,381 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| May 18, 2017 | RWT | A | 5,778 | · | · | 5,778 Direct | · | Acquired | (price as of 2026-10-02) |
| May 16, 2016 | RWT | M | 3,666 | $13.31 | $48,794 | 25,794 Direct | +16.57% | Acquired | -73.5% (price as of 2026-10-02) |
| May 16, 2016 | RWT | A | 6,310 | · | · | 6,310 Direct | · | Acquired | (price as of 2026-10-02) |
| May 16, 2016 | RWT | M | 3,666 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| May 2, 2016 | RWT | M | 6,093 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| May 2, 2016 | RWT | S 10b5-1 | 3,903 | $12.79 | $49,919 | 22,128 Direct | -14.99% | Disposed | -72.4% (price as of 2026-10-02) |
| May 2, 2016 | RWT | M | 6,093 | $12.96 | $78,965 | 26,031 Direct | +30.56% | Acquired | -72.8% (price as of 2026-10-02) |
| May 19, 2015 | RWT | A | 5,124 | · | · | 5,124 Direct | · | Acquired | (price as of 2026-10-02) |
| May 1, 2015 | RWT | M | 4,937 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| May 1, 2015 | RWT | M | 4,937 | · | · | 18,801 Direct | +35.61% | Acquired | (price as of 2026-10-02) |
| May 1, 2015 | RWT | S 10b5-1 | 1,975 | $17.01 | $33,595 | 19,937 Direct | -9.01% | Disposed | -79.2% (price as of 2026-10-02) |
| May 1, 2015 | RWT | M | 4,937 | $17.19 | $84,867 | 21,913 Direct | +29.08% | Acquired | -79.5% (price as of 2026-10-02) |
| May 20, 2014 | RWT | A | 4,381 | · | · | 4,381 Direct | · | Acquired | (price as of 2026-10-02) |
| May 1, 2014 | RWT | M | 3,976 | $21.80 | $86,677 | 16,976 Direct | +30.58% | Acquired | -83.8% (price as of 2026-10-02) |
| May 1, 2014 | RWT | M | 3,976 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| May 16, 2013 | RWT | A | 3,666 | · | · | 3,666 Direct | · | Acquired | (price as of 2026-10-02) |
| May 1, 2013 | RWT | M | 3,536 | $22.82 | $80,692 | 13,000 Direct | +37.36% | Acquired | -84.5% (price as of 2026-10-02) |
| May 1, 2013 | RWT | M | 3,536 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| May 17, 2012 | RWT | A | 6,093 | · | · | 6,093 Direct | · | Acquired | (price as of 2026-10-02) |
| Nov. 23, 2011 | RWT | P | 222 | $9.88 | $2,193 | 1,758 Indirect | +14.45% | Acquired | -64.3% (price as of 2026-10-02) |
| Nov. 22, 2011 | RWT | P | 778 | $10.00 | $7,780 | 1,536 Indirect | +102.64% | Acquired | -64.7% (price as of 2026-10-02) |
| May 17, 2011 | RWT | A | 4,937 | · | · | 4,937 Direct | · | Acquired | (price as of 2026-10-02) |
| May 18, 2010 | RWT | A | 3,976 | · | · | 3,976 Direct | · | Acquired | (price as of 2026-10-02) |
| May 11, 2010 | RWT | M | 141 | $13.94 | $1,966 | 9,464 Direct | +1.51% | Acquired | -74.7% (price as of 2026-10-02) |
| May 11, 2010 | RWT | M | 141 | · | · | 1,359 Direct | -9.40% | Disposed | (price as of 2026-10-02) |
| May 11, 2010 | RWT | F | 1,359 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Nov. 19, 2009 | RWT | M | 350 | $12.50 | $4,375 | 9,323 Direct | +3.90% | Acquired | -71.8% (price as of 2026-10-02) |
| Nov. 19, 2009 | RWT | M | 350 | · | · | 4,650 Direct | -7.00% | Disposed | (price as of 2026-10-02) |
| Nov. 19, 2009 | RWT | F | 202 | · | · | 4,448 Direct | -4.34% | Disposed | (price as of 2026-10-02) |
| Nov. 19, 2009 | RWT | F | 4,448 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| May 20, 2009 | RWT | A | 3,536 | · | · | 3,536 Direct | · | Acquired | (price as of 2026-10-02) |
| Jan. 2, 2009 | RWT | F | 1,793 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Jan. 2, 2009 | RWT | M | 3,731 | · | · | 1,793 Direct | -67.54% | Disposed | (price as of 2026-10-02) |
| Jan. 2, 2009 | RWT | M | 3,731 | · | · | 8,973 Direct | +71.18% | Acquired | (price as of 2026-10-02) |
| May 23, 2008 | RWT | A | 1,832 | · | · | 1,832 Direct | · | Acquired | (price as of 2026-10-02) |
| Nov. 26, 2007 | RWT | P | 500 | $28.93 | $14,465 | 758 Indirect | +193.80% | Acquired | -87.8% (price as of 2026-10-02) |
| Nov. 21, 2007 | RWT | P | 258 | $32.20 | $8,308 | 258 Indirect | · | Acquired | -89.0% (price as of 2026-10-02) |
| May 21, 2007 | RWT | A | 1,216 | · | · | 1,216 Direct | · | Acquired | (price as of 2026-10-02) |
| May 16, 2007 | RWT | M | 2,500 | $36.19 | $90,475 | 7,343 Direct | +51.62% | Acquired | -90.2% (price as of 2026-10-02) |
| May 16, 2007 | RWT | F | 1,880 | $48.11 | $90,447 | 5,463 Direct | -25.60% | Disposed | -92.7% (price as of 2026-10-02) |
| May 16, 2007 | RWT | F | 221 | $48.11 | $10,632 | 5,242 Direct | -4.05% | Disposed | -92.7% (price as of 2026-10-02) |
| May 16, 2007 | RWT | M | 2,500 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Nov. 16, 2006 | RWT | M | 2,500 | $28.80 | $72,000 | 6,599 Direct | +60.99% | Acquired | -87.7% (price as of 2026-10-02) |
| Nov. 16, 2006 | RWT | F | 1,218 | $59.10 | $71,984 | 5,381 Direct | -18.46% | Disposed | -94.0% (price as of 2026-10-02) |
| Nov. 16, 2006 | RWT | F | 538 | $59.10 | $31,796 | 4,843 Direct | -10.00% | Disposed | -94.0% (price as of 2026-10-02) |
| Nov. 16, 2006 | RWT | M | 2,500 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Nov. 16, 2006 | RWT | A | 1,756 | · | · | 1,756 Direct | · | Acquired | (price as of 2026-10-02) |
| May 11, 2006 | RWT | A | 1,348 | · | · | 1,348 Direct | · | Acquired | (price as of 2026-10-02) |
| May 6, 2005 | RWT | A | 1,129 | · | · | 1,129 Direct | · | Acquired | (price as of 2026-10-02) |
| May 7, 2004 | RWT | A | 2,500 | · | · | 2,500 Direct | · | Acquired | (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 16, 2022 | RWT | Deferred Stock Units | Common Stock | · | · | 6,802 | Disposed |
| Aug. 27, 2021 | RWT | Deferred Stock Units | Common Stock | · | · | 1,203 | Acquired |
| May 24, 2021 | RWT | Deferred Stock Units | Common Stock | · | · | 6,016 | Disposed |
| May 20, 2021 | RWT | Deferred Stock Units | Common Stock | · | · | 10,054 | Acquired |
| June 11, 2020 | RWT | Deferred Stock Units | Common Stock | · | · | 12,459 | Acquired |
| May 20, 2020 | RWT | Deferred Stock Units | Common Stock | · | · | 5,778 | Disposed |
| May 20, 2019 | RWT | Deferred Stock Units | Common Stock | · | · | 6,310 | Disposed |
| May 15, 2019 | RWT | Deferred Stock Units | Common Stock | · | · | 6,802 | Acquired |
| May 22, 2018 | RWT | Deferred Stock Units | Common Stock | · | · | 6,016 | Acquired |
| May 21, 2018 | RWT | Deferred Stock Units | Common Stock | · | · | 5,124 | Disposed |
| May 22, 2017 | RWT | Deferred Stock Units | Common Stock | · | · | 4,381 | Disposed |
| May 18, 2017 | RWT | Deferred Stock Units | Common Stock | · | · | 5,778 | Acquired |
| May 16, 2016 | RWT | Deferred Stock Units | Common Stock | · | · | 6,310 | Acquired |
| May 16, 2016 | RWT | Deferred Stock Units | Common Stock | · | · | 3,666 | Disposed |
| May 2, 2016 | RWT | Deferred Stock Units | Common Stock | · | · | 6,093 | Disposed |
| May 19, 2015 | RWT | Deferred Stock Units | Common Stock | · | · | 5,124 | Acquired |
| May 1, 2015 | RWT | Deferred Stock Units | Common Stock | · | · | 4,937 | Disposed |
| May 1, 2015 | RWT | Deferred Stock Units | Common Stock | · | · | 4,937 | Acquired |
| May 20, 2014 | RWT | Deferred Stock Units | Common Stock | · | · | 4,381 | Acquired |
| May 1, 2014 | RWT | Deferred Stock Units | Common Stock | · | · | 3,976 | Disposed |
| May 16, 2013 | RWT | Deferred Stock Units | Common Stock | · | · | 3,666 | Acquired |
| May 1, 2013 | RWT | Deferred Stock Units | Common Stock | · | · | 3,536 | Disposed |
| May 17, 2012 | RWT | Deferred Stock Units | Common Stock | · | · | 6,093 | Acquired |
| May 17, 2011 | RWT | Deferred Stock Units | Common Stock | · | · | 4,937 | Acquired |
| May 18, 2010 | RWT | Stock Units in Deferred Compensation Plan | Common Stock | · | · | 3,976 | Acquired |
| May 11, 2010 | RWT | Non-Qualified Stock Option (right to buy) | Common Stock | $13.94 | May 12, 2010 | 141 | Disposed |
| May 11, 2010 | RWT | Non-Qualified Stock Option (right to buy) | Common Stock | $13.94 | May 12, 2010 | 1,359 | Disposed |
| Nov. 19, 2009 | RWT | Non-Qualified Stock Option (right to buy) | Common Stock | $12.50 | Jan. 3, 2010 | 350 | Disposed |
| Nov. 19, 2009 | RWT | Non-Qualified Stock Option (right to buy) | Common Stock | $12.50 | Jan. 3, 2010 | 202 | Disposed |
| Nov. 19, 2009 | RWT | Non-Qualified Stock Option (right to buy) | Common Stock | $12.50 | Jan. 3, 2010 | 4,448 | Disposed |
| May 20, 2009 | RWT | Stock Units in Deferred Compensation Plan | Common Stock | $16.97 | · | 3,536 | Acquired |
| Jan. 2, 2009 | RWT | Stock Units in Deferred Compensation Plan | Common Stock | · | · | 1,793 | Disposed |
| Jan. 2, 2009 | RWT | Stock Units in Deferred Compensation Plan | Common Stock | · | · | 3,731 | Disposed |
| May 23, 2008 | RWT | Stock Units in Deferred Compensation Plan | Common Stock | $32.75 | · | 1,832 | Acquired |
| May 21, 2007 | RWT | Stock Units in Deferred Compensation Plan | Common Stock | $49.36 | · | 1,216 | Acquired |
| May 16, 2007 | RWT | Non-Qualified Stock Option (right to buy) | Common Stock | $36.19 | May 9, 2013 | 2,500 | Disposed |
| Nov. 16, 2006 | RWT | Non-Qualified Stock Option (right to buy) | Common Stock | $28.80 | May 10, 2012 | 2,500 | Disposed |
| Nov. 16, 2006 | RWT | Non-Qualified Stock Option (right to buy) | Common Stock | $59.10 | May 10, 2012 | 1,756 | Acquired |
| May 11, 2006 | RWT | Stock Units in Deferred Compensation Plan | Common Stock | $44.52 | · | 1,348 | Acquired |
| May 6, 2005 | RWT | Stock Units in Deferred Compensation Plan | Common Stock | $53.15 | · | 1,129 | Acquired |
| May 7, 2004 | RWT | Non-Qualified Stock Option (right to buy) | Common Stock | $48.48 | May 7, 2014 | 2,500 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).