Richard Baum

CIK 1233547 · View on SEC EDGAR ↗

Insider

First SEC filing: May 16, 2019 · Latest: May 16, 2019

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 61 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

61 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 22, 2017 RWTO S 10b5-1 1,752 $16.52 $28,943 28,423 Direct -5.81% Disposed 47.5% (price as of 2026-08-19)
May 2, 2016 RWTO S 10b5-1 3,903 $12.79 $49,919 22,128 Direct -14.99% Disposed 90.5% (price as of 2026-08-19)
May 1, 2015 RWTO S 10b5-1 1,975 $17.01 $33,595 19,937 Direct -9.01% Disposed 43.3% (price as of 2026-08-19)
Nov. 23, 2011 RWTO P 222 $9.88 $2,193 1,758 Indirect +14.45% Acquired 146.7% (price as of 2026-08-19)
Nov. 22, 2011 RWTO P 778 $10.00 $7,780 1,536 Indirect +102.64% Acquired 143.7% (price as of 2026-08-19)
Nov. 26, 2007 RWTO P 500 $28.93 $14,465 758 Indirect +193.80% Acquired -15.8% (price as of 2026-08-19)
Nov. 21, 2007 RWTO P 258 $32.20 $8,308 258 Indirect — Acquired -24.3% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 16, 2022 RWTO Deferred Stock Units Common Stock (6,802) — — 6,802 Disposed
Aug. 27, 2021 RWTO Deferred Stock Units Common Stock (1,203) — — 1,203 Acquired
May 24, 2021 RWTO Deferred Stock Units Common Stock (6,016) — — 6,016 Disposed
May 20, 2021 RWTO Deferred Stock Units Common Stock (10,054) — — 10,054 Acquired
June 11, 2020 RWTO Deferred Stock Units Common Stock (12,459) — — 12,459 Acquired
May 20, 2020 RWTO Deferred Stock Units Common Stock (5,778) — — 5,778 Disposed
May 20, 2019 RWTO Deferred Stock Units Common Stock (6,310) — — 6,310 Disposed
May 15, 2019 RWTO Deferred Stock Units Common Stock (6,802) — — 6,802 Acquired
May 22, 2018 RWTO Deferred Stock Units Common Stock (6,016) — — 6,016 Acquired
May 21, 2018 RWTO Deferred Stock Units Common Stock (5,124) — — 5,124 Disposed
May 22, 2017 RWTO Deferred Stock Units Common Stock (4,381) — — 4,381 Disposed
May 18, 2017 RWTO Deferred Stock Units Common Stock (5,778) — — 5,778 Acquired
May 16, 2016 RWTO Deferred Stock Units Common Stock (6,310) — — 6,310 Acquired
May 16, 2016 RWTO Deferred Stock Units Common Stock (3,666) — — 3,666 Disposed
May 2, 2016 RWTO Deferred Stock Units Common Stock (6,093) — — 6,093 Disposed
May 19, 2015 RWTO Deferred Stock Units Common Stock (5,124) — — 5,124 Acquired
May 1, 2015 RWTO Deferred Stock Units Common Stock (4,937) — — 4,937 Disposed
May 1, 2015 RWTO Deferred Stock Units Common Stock (4,937) — — 4,937 Acquired
May 20, 2014 RWTO Deferred Stock Units Common Stock (4,381) — — 4,381 Acquired
May 1, 2014 RWTO Deferred Stock Units Common Stock (3,976) — — 3,976 Disposed
May 16, 2013 RWTO Deferred Stock Units Common Stock (3,666) — — 3,666 Acquired
May 1, 2013 RWTO Deferred Stock Units Common Stock (3,536) — — 3,536 Disposed
May 17, 2012 RWTO Deferred Stock Units Common Stock (6,093) — — 6,093 Acquired
May 17, 2011 RWTO Deferred Stock Units Common Stock (4,937) — — 4,937 Acquired
May 18, 2010 RWTO Stock Units in Deferred Compensation Plan Common Stock (3,976) — — 3,976 Acquired
May 11, 2010 RWTO Non-Qualified Stock Option (right to buy) Common Stock (141) $13.94 May 12, 2010 141 Disposed
May 11, 2010 RWTO Non-Qualified Stock Option (right to buy) Common Stock (1,359) $13.94 May 12, 2010 1,359 Disposed
Nov. 19, 2009 RWTO Non-Qualified Stock Option (right to buy) Common Stock (350) $12.50 Jan. 3, 2010 350 Disposed
Nov. 19, 2009 RWTO Non-Qualified Stock Option (right to buy) Common Stock (202) $12.50 Jan. 3, 2010 202 Disposed
Nov. 19, 2009 RWTO Non-Qualified Stock Option (right to buy) Common Stock (4,448) $12.50 Jan. 3, 2010 4,448 Disposed
May 20, 2009 RWTO Stock Units in Deferred Compensation Plan Common Stock (3,536) $16.97 — 3,536 Acquired
Jan. 2, 2009 RWTO Stock Units in Deferred Compensation Plan Common Stock (1,793) — — 1,793 Disposed
Jan. 2, 2009 RWTO Stock Units in Deferred Compensation Plan Common Stock (3,731) — — 3,731 Disposed
May 23, 2008 RWTO Stock Units in Deferred Compensation Plan Common Stock (1,832) $32.75 — 1,832 Acquired
May 21, 2007 RWTO Stock Units in Deferred Compensation Plan Common Stock (1,216) $49.36 — 1,216 Acquired
May 16, 2007 RWTO Non-Qualified Stock Option (right to buy) Common Stock (2,500) $36.19 May 9, 2013 2,500 Disposed
Nov. 16, 2006 RWTO Non-Qualified Stock Option (right to buy) Common Stock (2,500) $28.80 May 10, 2012 2,500 Disposed
Nov. 16, 2006 RWTO Non-Qualified Stock Option (right to buy) Common Stock (1,756) $59.10 May 10, 2012 1,756 Acquired
May 11, 2006 RWTO Stock Units in Deferred Compensation Plan Common Stock (1,348) $44.52 — 1,348 Acquired
May 6, 2005 RWTO Stock Units in Deferred Compensation Plan Common Stock (1,129) $53.15 — 1,129 Acquired
May 7, 2004 RWTO Non-Qualified Stock Option (right to buy) Common Stock (2,500) $48.48 May 7, 2014 2,500 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).