Richard C Hartnack
CIK 1191029 · View on SEC EDGAR ↗
First SEC filing: March 4, 2009 · Latest: March 4, 2009
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| July 31, 2014 | SYF | P | 2,000 | $23.00 | $46,000 | 2,000 Direct | — | Acquired | 241.4% (price as of 2026-08-21) |
| Feb. 13, 2013 | USB | S | 340,606 | $33.96 | $11,566,980 | 122,585 Direct | -73.53% | Disposed | 83.3% (price as of 2026-08-21) |
| Oct. 18, 2012 | USB | S | 300,000 | $34.27 | $10,281,000 | 122,585 Direct | -70.99% | Disposed | 81.6% (price as of 2026-08-21) |
| July 19, 2012 | USB | S | 113,477 | $33.95 | $3,852,544 | 122,585 Direct | -48.07% | Disposed | 83.3% (price as of 2026-08-21) |
| April 18, 2012 | USB | S | 85,096 | $31.45 | $2,676,269 | 122,585 Direct | -40.97% | Disposed | 97.9% (price as of 2026-08-21) |
| Oct. 26, 2011 | USB | S | 30,193 | $25.22 | $761,467 | 99,517 Direct | -23.28% | Disposed | 146.8% (price as of 2026-08-21) |
| Jan. 20, 2011 | USB | S | 50,000 | $26.38 | $1,319,000 | 85,048 Direct | -37.02% | Disposed | 135.9% (price as of 2026-08-21) |
| Jan. 25, 2007 | USB | S | 18,000 | $35.44 | $637,920 | 68,376 Direct | -20.84% | Disposed | 75.6% (price as of 2026-08-21) |
| Jan. 25, 2007 | USB | S | 2,000 | $35.45 | $70,900 | 86,376 Direct | -2.26% | Disposed | 75.6% (price as of 2026-08-21) |
| Jan. 25, 2007 | USB | S | 7,200 | $35.46 | $255,312 | 88,376 Direct | -7.53% | Disposed | 75.5% (price as of 2026-08-21) |
| Jan. 25, 2007 | USB | S | 2,800 | $35.47 | $99,316 | 95,576 Direct | -2.85% | Disposed | 75.5% (price as of 2026-08-21) |
| Jan. 25, 2007 | USB | S | 5,000 | $35.50 | $177,500 | 98,376 Direct | -4.84% | Disposed | 75.3% (price as of 2026-08-21) |
| Jan. 25, 2007 | USB | S | 5,000 | $35.51 | $177,550 | 103,376 Direct | -4.61% | Disposed | 75.3% (price as of 2026-08-21) |
| Jan. 25, 2007 | USB | S | 9,000 | $35.52 | $319,680 | 108,376 Direct | -7.67% | Disposed | 75.2% (price as of 2026-08-21) |
| Jan. 25, 2007 | USB | S | 1,000 | $35.53 | $35,530 | 117,376 Direct | -0.84% | Disposed | 75.2% (price as of 2026-08-21) |
| March 28, 2005 | 1011659 | S 10b5-1 | 4,000 | $61.37 | $245,480 | 0 Direct | -100.00% | Disposed | |
| March 14, 2005 | 1011659 | S 10b5-1 | 4,000 | $63.42 | $253,680 | 0 Direct | -100.00% | Disposed |
Showing latest 100 of 162 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 16, 2013 | USB | Restricted Stock Units | Common Stock, $0.01 par value (16,764) | — | — | 16,764 | Disposed |
| Feb. 16, 2013 | USB | Restricted Stock Units | Common Stock, $0.01 par value (11,023) | — | — | 11,023 | Disposed |
| Feb. 16, 2013 | USB | Restricted Stock Units | Common Stock, $0.01 par value (11,894) | — | — | 11,894 | Disposed |
| Feb. 15, 2013 | USB | Restricted Stock Units | Common Stock, $0.01 par value (10,168) | — | — | 10,168 | Disposed |
| Feb. 14, 2013 | USB | Restricted Stock Units | Common Stock, $0.01 par value (7,281) | — | — | 7,281 | Acquired |
| Feb. 14, 2013 | USB | Employee Stock Option (Right to Buy) | Common Stock, $0.01 par value (6,797) | $33.99 | Feb. 14, 2023 | 6,797 | Acquired |
| Feb. 13, 2013 | USB | Employee Stock Option (Right to Buy) | Common Stock, $0.01 par value (21,287) | $28.70 | Feb. 16, 2021 | 21,287 | Disposed |
| Feb. 13, 2013 | USB | Employee Stock Option (Right to Buy) | Common Stock, $0.01 par value (119,319) | $30.00 | Jan. 17, 2016 | 119,319 | Disposed |
| Feb. 13, 2013 | USB | Employee Stock Option (Right to Buy) | Common Stock, $0.01 par value (200,000) | $31.04 | Jan. 16, 2018 | 200,000 | Disposed |
| Jan. 25, 2013 | USB | Restricted Stock Units | Common Stock, $0.01 par value (9,240) | — | — | 9,240 | Acquired |
| Oct. 18, 2012 | USB | Employee Stock Option (Right to Buy) | Common Stock, $0.01 par value (200,000) | $28.55 | April 5, 2015 | 200,000 | Disposed |
| Oct. 18, 2012 | USB | Employee Stock Option (Right to Buy) | Common Stock, $0.01 par value (100,000) | $30.00 | Jan. 17, 2016 | 100,000 | Disposed |
| July 19, 2012 | USB | Employee Stock Option (Right to Buy) | Common Stock, $0.01 par value (65,457) | $28.55 | April 5, 2015 | 65,457 | Disposed |
| July 19, 2012 | USB | Employee Stock Option (Right to Buy) | Common Stock, $0.01 par value (48,020) | $23.86 | Feb. 16, 2020 | 48,020 | Disposed |
| April 18, 2012 | USB | Employee Stock Option (Right to Buy) | Common Stock, $0.01 par value (85,096) | $13.10 | March 2, 2019 | 85,096 | Disposed |
| March 2, 2012 | USB | Restricted Stock Units | Common Stock, $0.01 par value (13,358) | — | — | 13,358 | Disposed |
| Feb. 16, 2012 | USB | Restricted Stock Units | Common Stock, $0.01 par value (11,021) | — | — | 11,021 | Disposed |
| Feb. 16, 2012 | USB | Restricted Stock Units | Common Stock, $0.01 par value (11,894) | — | — | 11,894 | Disposed |
| Feb. 15, 2012 | USB | Restricted Stock Units | Common Stock, $0.01 par value (31,435) | — | — | 31,435 | Acquired |
| Feb. 15, 2012 | USB | Employee Stock Option (Right to Buy) | Common Stock, $0.01 par value (88,410) | $28.63 | Feb. 15, 2022 | 88,410 | Acquired |
| Jan. 26, 2012 | USB | Restricted Stock Units | Common Stock, $0.01 par value (12,730) | — | — | 12,730 | Acquired |
| Oct. 26, 2011 | USB | Employee Stock Option (Right to Buy) | Common Stock, $0.01 par value (30,193) | $13.10 | March 2, 2019 | 30,193 | Disposed |
| March 2, 2011 | USB | Restricted Stock Units | Common Stock, $0.01 par value (13,358) | — | — | 13,358 | Disposed |
| Feb. 16, 2011 | USB | Restricted Stock Units | Common Stock, $0.01 par value (31,358) | — | — | 31,358 | Acquired |
| Feb. 16, 2011 | USB | Restricted Stock Units | Common Stock, $0.01 par value (11,894) | — | — | 11,894 | Disposed |
| Feb. 16, 2011 | USB | Employee Stock Option (Right to Buy) | Common Stock, $0.01 par value (85,149) | $28.70 | Feb. 16, 2021 | 85,149 | Acquired |
| Feb. 14, 2011 | USB | Restricted Stock Units | Common Stock, $0.01 par value (14,048) | — | — | 14,048 | Acquired |
| Jan. 20, 2011 | USB | Employee Stock Option (Right to Buy) | Common Stock, $0.01 par value (50,000) | $13.10 | March 2, 2019 | 50,000 | Disposed |
| March 2, 2010 | USB | Restricted Stock Units | Common Stock, $0.01 par value (13,358) | — | — | 13,358 | Disposed |
| Feb. 16, 2010 | USB | Restricted Stock Units | Common Stock, $0.01 par value (33,528) | — | — | 33,528 | Acquired |
| Feb. 16, 2010 | USB | Restricted Stock Units | Common Stock, $0.01 par value (33,528) | — | — | 33,528 | Acquired |
| Feb. 16, 2010 | USB | Employee Stock Option (Right to Buy) | Common Stock, $0.01 par value (96,041) | $23.86 | Feb. 16, 2020 | 96,041 | Acquired |
| Feb. 10, 2010 | USB | Restricted Stock Units | Common Stock, $0.01 par value (7,634) | — | — | 7,634 | Disposed |
| March 2, 2009 | USB | Employee Stock Option (Right to Buy) | Common Stock (220,386) | $13.10 | March 2, 2019 | 220,386 | Acquired |
| March 2, 2009 | USB | Restricted Stock Units | Common Stock (61,069) | — | — | 61,069 | Acquired |
| Jan. 16, 2008 | USB | Employee Stock Option (Right to Buy) | Common Stock (466,472) | $31.04 | Jan. 16, 2018 | 466,472 | Acquired |
| Jan. 25, 2007 | USB | Employee Stock Option (Right to Buy) | Common Stock (50,000) | $28.55 | April 5, 2015 | 50,000 | Disposed |
| Jan. 17, 2007 | USB | Employee Stock Option (Right to Buy) | Common Stock (275,735) | $35.76 | Jan. 17, 2017 | 275,735 | Acquired |
| Jan. 17, 2006 | USB | Employee Stock Option (Right to Buy) | Common Stock (219,319) | $30.00 | Jan. 17, 2016 | 219,319 | Acquired |
| April 5, 2005 | USB | Employee Stock Option (Right to Buy) | Common Stock (315,457) | $28.55 | April 5, 2015 | 315,457 | Acquired |
| March 28, 2005 | 1011659 | Non-Qualified Stock Option | Common Stock (4,000) | $29.73 | Feb. 1, 2011 | 4,000 | Disposed |
| March 14, 2005 | 1011659 | Non-Qualified Stock Option | Common Stock (4,000) | $29.73 | Feb. 1, 2011 | 4,000 | Disposed |
| Feb. 28, 2005 | 1011659 | Non-Qualified Stock Option | Common Stock (4,000) | $29.73 | Feb. 1, 2011 | 4,000 | Disposed |
| Feb. 14, 2005 | 1011659 | Non-Qualified Stock Option | Common Stock (4,000) | $29.73 | Feb. 1, 2011 | 4,000 | Disposed |
| Jan. 27, 2005 | 1011659 | Non-Qualified Stock Option | Common Stock (4,000) | $29.73 | Feb. 1, 2011 | 4,000 | Disposed |
| Jan. 12, 2005 | 1011659 | Non-Qualified Stock Option | Common Stock (4,000) | $29.73 | Feb. 1, 2011 | 4,000 | Disposed |
| Dec. 27, 2004 | 1011659 | Non-Qualified Stock Option | Common Stock (4,000) | $29.73 | Feb. 1, 2011 | 4,000 | Disposed |
| Dec. 13, 2004 | 1011659 | Non-Qualified Stock Option | Common Stock (4,000) | $29.73 | Feb. 1, 2011 | 4,000 | Disposed |
| Nov. 29, 2004 | 1011659 | Non-Qualified Stock Option | Common Stock (4,000) | $29.73 | Feb. 1, 2011 | 4,000 | Disposed |
| Nov. 12, 2004 | 1011659 | Non-Qualified Stock Option | Common Stock (4,000) | $29.73 | Feb. 1, 2011 | 4,000 | Disposed |
| Oct. 27, 2004 | 1011659 | Non-Qualified Stock Option | Common Stock (4,000) | $28.44 | May 1, 2010 | 4,000 | Disposed |
| Oct. 12, 2004 | 1011659 | Non-Qualified Stock Option | Common Stock (4,000) | $28.44 | May 1, 2010 | 4,000 | Disposed |
| Sept. 27, 2004 | 1011659 | Non-Qualified Stock Option | Common Stock (2,000) | $28.44 | May 1, 2010 | 2,000 | Disposed |
| Sept. 13, 2004 | 1011659 | Non-Qualified Stock Option | Common Stock (2,000) | $28.44 | May 1, 2010 | 2,000 | Disposed |
| Aug. 27, 2004 | 1011659 | Non-Qualified Stock Option | Common Stock (2,000) | $28.44 | May 1, 2010 | 2,000 | Disposed |
| Aug. 12, 2004 | 1011659 | Non-Qualified Stock Option | Common Stock (2,000) | $28.44 | May 1, 2010 | 2,000 | Disposed |
| July 27, 2004 | 1011659 | Non-Qualified Stock Option | Common Stock (2,000) | $28.44 | May 1, 2010 | 2,000 | Disposed |
| July 12, 2004 | 1011659 | Non-qualified Stock Option | Common Stock (2,000) | $28.44 | May 1, 2010 | 2,000 | Disposed |
| May 4, 2004 | 1011659 | Non-Qualified Stock Option | Common stock (30,000) | $34.12 | May 1, 2009 | 30,000 | Disposed |
| April 1, 2004 | 1011659 | Nonqualified stock option | Common Stock (36,000) | $52.66 | April 1, 2014 | 36,000 | Acquired |
| Feb. 6, 2004 | 1011659 | Non-Qualified Stock Option | Common Stock (20,000) | $28.44 | May 1, 2010 | 20,000 | Disposed |
| Oct. 20, 2003 | 1011659 | Non-qualified Stock Option | Common Stock (19,500) | $35.08 | May 1, 2008 | 19,500 | Disposed |
| Oct. 20, 2003 | 1011659 | Non-qualified Stock Option | Common Stock (15,000) | $22.12 | June 1, 2007 | 15,000 | Disposed |
| Oct. 20, 2003 | 1011659 | Non-qualified Stock Option | Common Stock (8,000) | $18.29 | March 29, 2006 | 8,000 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2012 | $603,773 | — | $900,000 | $900,000 | $1,177,433 | $726,518 | $29,720 | $4,337,444 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.