Richard C Levin

Insider

First SEC filing: Dec. 8, 2020 · Latest: Dec. 8, 2020

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 16 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

16 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Oct. 3, 2025	AI	A	28,628	—	—	28,628 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 4, 2023	AI	A	22,795	—	—	22,795 Direct	—	Acquired	(price as of 2026-08-20)
July 31, 2023	AI	S 10b5-1	12,000	$42.00	$504,000	161,664 Direct	-6.91%	Disposed	-75.3% (price as of 2026-08-20)
July 7, 2023	AI	S 10b5-1	12,000	$42.02	$504,240	173,664 Direct	-6.46%	Disposed	-75.3% (price as of 2026-08-20)
May 25, 2023	AI	S 10b5-1	24,000	$30.26	$726,240	185,664 Direct	-11.45%	Disposed	-65.7% (price as of 2026-08-20)
March 31, 2023	AI	S 10b5-1	24,000	$30.04	$720,960	209,664 Direct	-10.27%	Disposed	-65.5% (price as of 2026-08-20)
Feb. 6, 2023	AI	S 10b5-1	24,000	$30.03	$720,720	233,664 Direct	-9.31%	Disposed	-65.5% (price as of 2026-08-20)
Oct. 5, 2022	AI	A	50,349	—	—	50,349 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 6, 2021	AI	A	17,166	—	—	17,166 Direct	—	Acquired	(price as of 2026-08-20)
June 22, 2021	AI	S	10,000	$60.16	$601,600	257,664 Direct	-3.74%	Disposed	-82.8% (price as of 2026-08-20)
June 17, 2021	AI	S	9,000	$60.00	$540,000	267,664 Direct	-3.25%	Disposed	-82.7% (price as of 2026-08-20)
June 9, 2021	AI	S	1,140	$65.00	$74,100	276,664 Direct	-0.41%	Disposed	-84.0% (price as of 2026-08-20)
June 8, 2021	AI	S	6,400	$63.00	$403,200	277,804 Direct	-2.25%	Disposed	-83.5% (price as of 2026-08-20)
June 7, 2021	AI	S	1,663	$62.23	$103,488	284,204 Direct	-0.58%	Disposed	-83.3% (price as of 2026-08-20)
June 7, 2021	AI	S	15,480	$61.55	$952,794	285,867 Direct	-5.14%	Disposed	-83.2% (price as of 2026-08-20)
June 7, 2021	AI	S	23,248	$60.68	$1,410,689	301,347 Direct	-7.16%	Disposed	-82.9% (price as of 2026-08-20)
June 7, 2021	AI	S	7,609	$59.77	$454,790	324,595 Direct	-2.29%	Disposed	-82.7% (price as of 2026-08-20)
March 10, 2021	AI	S	6,713	$89.00	$597,457	332,204 Direct	-1.98%	Disposed	-88.3% (price as of 2026-08-20)
March 8, 2021	AI	S	2,500	$92.44	$231,100	338,917 Direct	-0.73%	Disposed	-88.8% (price as of 2026-08-20)
March 8, 2021	AI	S	5,500	$91.65	$504,075	341,417 Direct	-1.59%	Disposed	-88.7% (price as of 2026-08-20)
March 8, 2021	AI	S	5,700	$90.66	$516,762	346,917 Direct	-1.62%	Disposed	-88.6% (price as of 2026-08-20)
March 8, 2021	AI	S	7,900	$89.53	$707,287	352,617 Direct	-2.19%	Disposed	-88.4% (price as of 2026-08-20)
March 8, 2021	AI	S	8,200	$88.56	$726,192	360,517 Direct	-2.22%	Disposed	-88.3% (price as of 2026-08-20)
March 8, 2021	AI	S	9,061	$87.55	$793,291	368,717 Direct	-2.40%	Disposed	-88.2% (price as of 2026-08-20)
March 8, 2021	AI	S	11,000	$86.50	$951,500	377,778 Direct	-2.83%	Disposed	-88.0% (price as of 2026-08-20)
March 8, 2021	AI	S	19,400	$85.47	$1,658,118	388,778 Direct	-4.75%	Disposed	-87.9% (price as of 2026-08-20)
May 7, 2018	AXP	A	1,931	$98.39	$189,991	34,949 Direct	+5.85%	Acquired	240.0% (price as of 2026-08-20)
May 1, 2017	AXP	A	2,109	—	—	32,522 Direct	+6.93%	Acquired	(price as of 2026-08-20)
May 2, 2016	AXP	A	2,580	—	—	29,896 Direct	+9.45%	Acquired	(price as of 2026-08-20)
May 11, 2015	AXP	A	2,119	—	—	26,962 Direct	+8.53%	Acquired	(price as of 2026-08-20)
May 12, 2014	AXP	A	1,778	—	—	24,485 Direct	+7.83%	Acquired	(price as of 2026-08-20)
April 29, 2013	AXP	A	2,350	—	—	22,458 Direct	+11.69%	Acquired	(price as of 2026-08-20)
May 10, 2012	AXP	A	2,594	—	—	19,901 Direct	+14.99%	Acquired	(price as of 2026-08-20)
May 2, 2011	AXP	A	3,024	—	—	17,007 Direct	+21.63%	Acquired	(price as of 2026-08-20)
April 26, 2010	AXP	A	3,165	—	—	13,769 Direct	+29.85%	Acquired	(price as of 2026-08-20)
April 27, 2009	AXP	A	3,400	—	—	10,401 Direct	+48.56%	Acquired	(price as of 2026-08-20)
April 28, 2008	AXP	A	3,400	—	—	6,831 Direct	+99.10%	Acquired	(price as of 2026-08-20)
April 23, 2007	AXP	A	3,400	—	—	3,400 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 21, 2007	AXP	P	2,000	$58.48	$116,960	2,000 Direct	—	Acquired	472.1% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Oct. 3, 2025	AI	Stock Option (Right to Buy)	Class A Common Stock (28,628)	$19.16	Oct. 2, 2035	28,628	Acquired
Oct. 4, 2023	AI	Stock Option (Right to Buy)	Class A Common Stock (22,795)	$24.11	Oct. 3, 2033	22,795	Acquired
Oct. 5, 2022	AI	Stock Option (Right to Buy)	Class A Common Stock (50,349)	$13.49	Oct. 4, 2032	50,349	Acquired
Oct. 6, 2021	AI	Stock Option (Right to Buy)	Class A Common Stock (17,166)	$44.44	Oct. 5, 2031	17,166	Acquired
May 7, 2018	AXP	Share Equivalent Units	Common Stock (1,931)	—	—	1,931	Acquired
May 1, 2017	AXP	Share Equivalent Units	Common Stock (2,109)	—	—	2,109	Acquired
May 2, 2016	AXP	Share Equivalent Units	Common Stock (2,580)	—	—	2,580	Acquired
May 11, 2015	AXP	Share Equivalent Units	Common Stock (2,119)	—	—	2,119	Acquired
May 12, 2014	AXP	Share Equivalent Units	Common Stock (1,778)	—	—	1,778	Acquired
April 29, 2013	AXP	Share Equivalent Units	Common Stock (2,350)	—	—	2,350	Acquired
May 10, 2012	AXP	Share Equivalent Units	Common Stock (2,594)	—	—	2,594	Acquired
May 2, 2011	AXP	Share Equivalent Units	Common Stock (3,024)	—	—	3,024	Acquired
April 26, 2010	AXP	Share Equivalent Units	Common Stock (3,165)	—	—	3,165	Acquired
April 27, 2009	AXP	Share Equivalent Units	Common Stock (3,400)	—	—	3,400	Acquired
April 28, 2008	AXP	Share Equivalent Units	Common Stock (3,400)	—	—	3,400	Acquired
April 23, 2007	AXP	Share Equivalent Units	Common Stock (3,400)	—	—	3,400	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Dec. 8, 2020	AI	Class A Common Stock	408,178	Direct
Dec. 8, 2020	AI	Stock Option (Right to Buy)→ Class A Common Stock (135,954)	135,954	Direct
Dec. 8, 2020	AI	Stock Option (Right to Buy)→ Class A Common Stock (100,833)	100,833	Direct
Jan. 30, 2007	AXP	Common Stock	0	Direct