Richard C Riley
CIK 1673219 · View on SEC EDGAR ↗
First SEC filing: May 5, 2016 · Latest: April 24, 2019
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Oct. 19, 2017 | ETR | S 10b5-1 | 2,000 | $85.00 | $170,000 | 6,075 Direct | -24.77% | Disposed | 155.2% (price as of 2026-08-20) |
| Oct. 13, 2017 | ETR | S 10b5-1 | 2,500 | $82.00 | $205,000 | 6,075 Direct | -29.15% | Disposed | 164.5% (price as of 2026-08-20) |
| May 12, 2017 | ETR | S | 1,000 | $75.74 | $75,740 | 5,934 Direct | -14.42% | Disposed | 186.4% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 25, 2018 | ETR | Employee Stock Option (Right to Buy) | Common Stock (9,900) | $78.08 | Jan. 25, 2028 | 9,900 | Acquired |
| Oct. 19, 2017 | ETR | Employee Stock Option (Right to Buy) | Common Stock (2,000) | $64.60 | — | 2,000 | Disposed |
| Oct. 19, 2017 | ETR | Employee Stock Option (Right to Buy) | Common Stock (2,000) | $64.60 | — | 2,000 | Disposed |
| Oct. 13, 2017 | ETR | Employee Stock Option (Right to Buy) | Common Stock (2,500) | $71.30 | — | 2,500 | Disposed |
| Jan. 26, 2017 | ETR | Employee Stock Option (Right to Buy) | Common Stock (8,000) | $70.53 | Jan. 26, 2027 | 8,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 9 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| May 5, 2016 | ETR | Common Stock | 5,576 | Direct |
| May 5, 2016 | ETR | Common Stock | 3,715 | Indirect |
| May 5, 2016 | ETR | Employee Stock Option (Right to Buy)→ Common Stock (2,400) | 2,400 | Direct |
| May 5, 2016 | ETR | Employee Stock Option (Right to Buy)→ Common Stock (4,000) | 4,000 | Direct |
| May 5, 2016 | ETR | Employee Stock Option (Right to Buy)→ Common Stock (2,500) | 2,500 | Direct |
| May 5, 2016 | ETR | Employee Stock Option (Right to Buy)→ Common Stock (3,334) | 3,334 | Direct |
| May 5, 2016 | ETR | Employee Stock Option (Right to Buy)→ Common Stock (5,334) | 5,334 | Direct |
| May 5, 2016 | ETR | Employee Stock Option (Right to Buy)→ Common Stock (4,500) | 4,500 | Direct |
| May 5, 2016 | ETR | Employee Stock Option (Right to Buy)→ Common Stock (4,700) | 4,700 | Direct |