Richard C Rochon

CIK 1031987 · View on SEC EDGAR ↗

Insider

First SEC filing: March 4, 2019 · Latest: March 4, 2019

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

CBZ selling Oct. 31, 2014

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 16 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

16 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Oct. 31, 2014	CBZ	S	5,000	$9.22	$46,100	45,000 Direct	-10.00%	Disposed	495.6% (price as of 2026-08-20)
Oct. 28, 2014	CBZ	S	5,000	$9.17	$45,850	50,000 Direct	-9.09%	Disposed	498.8% (price as of 2026-08-20)
Oct. 27, 2014	CBZ	S	10,000	$9.03	$90,300	55,000 Direct	-15.38%	Disposed	508.1% (price as of 2026-08-20)
July 1, 2014	CBZ	S	10,000	$9.20	$92,000	65,000 Direct	-13.33%	Disposed	496.8% (price as of 2026-08-20)
Feb. 13, 2014	CBZ	A	12,000	—	—	75,000 Direct	+19.05%	Acquired	(price as of 2026-08-20)
Feb. 6, 2013	CBZ	A	12,000	—	—	63,000 Direct	+23.53%	Acquired	(price as of 2026-08-20)
Feb. 22, 2012	CBZ	A	10,000	—	—	51,000 Direct	+24.39%	Acquired	(price as of 2026-08-20)
Feb. 9, 2011	CBZ	A	10,000	—	—	41,000 Direct	+32.26%	Acquired	(price as of 2026-08-20)
Feb. 11, 2010	CBZ	A	8,000	—	—	31,000 Direct	+34.78%	Acquired	(price as of 2026-08-20)
Feb. 19, 2009	CBZ	A	8,000	—	—	11,500 Direct	+228.57%	Acquired	(price as of 2026-08-20)
Dec. 10, 2008	CBZ	M	5,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 10, 2008	CBZ	S	1,500	$8.23	$12,345	4,500 Direct	-25.00%	Disposed	567.2% (price as of 2026-08-20)
Dec. 10, 2008	CBZ	S	1,000	$8.22	$8,220	6,000 Direct	-14.29%	Disposed	568.0% (price as of 2026-08-20)
Dec. 10, 2008	CBZ	S	1,000	$8.21	$8,210	7,000 Direct	-12.50%	Disposed	568.8% (price as of 2026-08-20)
Dec. 10, 2008	CBZ	S	600	$8.21	$4,926	8,000 Direct	-6.98%	Disposed	568.8% (price as of 2026-08-20)
Dec. 10, 2008	CBZ	S	100	$8.23	$823	8,600 Direct	-1.15%	Disposed	567.2% (price as of 2026-08-20)
Dec. 10, 2008	CBZ	S	600	$8.24	$4,944	8,700 Direct	-6.45%	Disposed	566.4% (price as of 2026-08-20)
Dec. 10, 2008	CBZ	S	200	$8.25	$1,650	9,300 Direct	-2.11%	Disposed	565.6% (price as of 2026-08-20)
Dec. 10, 2008	CBZ	M	5,000	$2.55	$12,750	9,500 Direct	+111.11%	Acquired	2053.3% (price as of 2026-08-20)
Feb. 13, 2008	CBZ	A	7,000	—	—	15,000 Direct	+87.50%	Acquired	(price as of 2026-08-20)
Dec. 10, 2007	CBZ	M	5,000	—	—	5,000 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Dec. 10, 2007	CBZ	S	2,900	$9.48	$27,492	8,000 Direct	-26.61%	Disposed	479.2% (price as of 2026-08-20)
Dec. 10, 2007	CBZ	S	1,200	$9.47	$11,364	10,900 Direct	-9.92%	Disposed	479.8% (price as of 2026-08-20)
Dec. 10, 2007	CBZ	S	900	$9.46	$8,514	12,100 Direct	-6.92%	Disposed	480.4% (price as of 2026-08-20)
Dec. 10, 2007	CBZ	M	5,000	$2.75	$13,750	13,000 Direct	+62.50%	Acquired	1896.7% (price as of 2026-08-20)
Feb. 26, 2007	CBZ	S	5,555	$7.06	$39,218	0 Indirect	-100.00%	Disposed	677.8% (price as of 2026-08-20)
Feb. 23, 2007	CBZ	S	3,700	$7.04	$26,048	5,555 Indirect	-39.98%	Disposed	680.0% (price as of 2026-08-20)
Feb. 23, 2007	CBZ	S	6,300	$7.06	$44,478	9,255 Indirect	-40.50%	Disposed	677.8% (price as of 2026-08-20)
Feb. 23, 2007	CBZ	S	5,000	$7.01	$35,050	15,555 Indirect	-24.32%	Disposed	683.3% (price as of 2026-08-20)
Feb. 22, 2007	CBZ	S	5,000	$7.05	$35,250	20,555 Indirect	-19.57%	Disposed	678.9% (price as of 2026-08-20)
Feb. 22, 2007	CBZ	S	5,000	$7.04	$35,200	25,555 Indirect	-16.36%	Disposed	680.0% (price as of 2026-08-20)
Feb. 22, 2007	CBZ	S	5,000	$7.01	$35,050	30,555 Indirect	-14.06%	Disposed	683.3% (price as of 2026-08-20)
Feb. 22, 2007	CBZ	S	10,000	$7.00	$70,000	35,555 Indirect	-21.95%	Disposed	684.4% (price as of 2026-08-20)
Feb. 21, 2007	CBZ	S	300	$7.07	$2,121	45,555 Indirect	-0.65%	Disposed	676.7% (price as of 2026-08-20)
Feb. 21, 2007	CBZ	S	4,700	$7.06	$33,182	45,855 Indirect	-9.30%	Disposed	677.8% (price as of 2026-08-20)
Feb. 21, 2007	CBZ	S	5,000	$7.04	$35,200	50,555 Indirect	-9.00%	Disposed	680.0% (price as of 2026-08-20)
Feb. 14, 2007	CBZ	S	1,500	$7.00	$10,500	8,000 Direct	-15.79%	Disposed	684.4% (price as of 2026-08-20)
Feb. 14, 2007	CBZ	A	7,000	—	—	75,555 Direct	+10.21%	Acquired	(price as of 2026-08-20)
Sept. 11, 2006	CBZ	M	50,000	—	—	10,000 Direct	-83.33%	Disposed	(price as of 2026-08-20)
Sept. 11, 2006	CBZ	S	50,000	$7.65	$382,500	61,555 Direct	-44.82%	Disposed	617.8% (price as of 2026-08-20)
Sept. 11, 2006	CBZ	M	50,000	$1.53	$76,500	111,555 Direct	+81.23%	Acquired	3488.9% (price as of 2026-08-20)
Feb. 9, 2006	CBZ	A	7,000	—	—	68,555 Direct	+11.37%	Acquired	(price as of 2026-08-20)
Feb. 10, 2005	CBZ	A	3,000	$4.11	$12,330	61,555 Direct	+5.12%	Acquired	1236.0% (price as of 2026-08-20)
Feb. 13, 2004	CBZ	P	3,000	$4.58	$13,740	58,555 Direct	+5.40%	Acquired	1098.9% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 10, 2008	CBZ	Employee Stock Option [F1]	Common Stock (5,000)	$2.55	Feb. 12, 2009	5,000	Disposed
Dec. 10, 2007	CBZ	Employee Stock Options [F1]	Common Stock (5,000)	$2.75	Feb. 21, 2008	5,000	Disposed
Sept. 11, 2006	CBZ	Employee Stock Options [F1]	Common Stock (50,000)	$1.53	March 7, 2007	50,000	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
March 4, 2019	DHF	Shares of Beneficial Interest, Par Value $ .001 Per Share	0	Direct