Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 43 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

43 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
May 13, 2019 MCO S 3,959 $184.04 $728,614 50,004 Direct -7.34% Disposed 146.6% (price as of 2026-10-06)
May 8, 2018 MCO S 4,344 $167.42 $727,272 53,072 Direct -7.57% Disposed 171.1% (price as of 2026-10-06)
March 7, 2017 MCO S 5,076 $112.66 $571,862 56,222 Direct -8.28% Disposed 302.9% (price as of 2026-10-06)
Aug. 10, 2015 MCO S 8,500 $111.52 $947,920 54,594 Direct -13.47% Disposed 307.0% (price as of 2026-10-06)
Aug. 10, 2015 MCO S 9,000 $111.48 $1,003,320 54,594 Direct -14.15% Disposed 307.1% (price as of 2026-10-06)
Aug. 10, 2015 MCO S 5,800 $111.47 $646,526 54,594 Direct -9.60% Disposed 307.2% (price as of 2026-10-06)
Feb. 20, 2014 MCO S 16,080 $79.03 $1,270,802 64,427 Direct -19.97% Disposed 474.3% (price as of 2026-10-06)
Feb. 20, 2014 MCO S 25,672 $79.02 $2,028,601 64,427 Direct -28.49% Disposed 474.4% (price as of 2026-10-06)
May 14, 2013 MCO S 49,008 $66.28 $3,248,250 55,678 Direct -46.81% Disposed 584.8% (price as of 2026-10-06)
March 15, 2012 MCO S 10b5-1 11,218 $41.90 $470,034 49,210 Direct -18.56% Disposed 983.2% (price as of 2026-10-06)
March 13, 2012 MCO S 10b5-1 18,750 $40.90 $766,875 60,428 Direct -23.68% Disposed 1009.7% (price as of 2026-10-06)
March 12, 2012 MCO S 10b5-1 28,000 $39.90 $1,117,200 60,428 Direct -31.66% Disposed 1037.5% (price as of 2026-10-06)
Nov. 25, 2011 MCO S 9,000 $31.66 $284,940 49,257 Direct -15.45% Disposed 1333.6% (price as of 2026-10-06)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Aug. 10, 2015 MCO Employee Stock Option (right to buy) Common Stock (8,500) $72.72 Feb. 12, 2017 8,500 Disposed
Aug. 10, 2015 MCO Employee Stock Option (right to buy) Common Stock (9,000) $63.09 Feb. 8, 2016 9,000 Disposed
Aug. 10, 2015 MCO Employee Stock Option (right to buy) Common Stock (5,800) $38.07 Feb. 12, 2018 5,800 Disposed
Feb. 20, 2014 MCO Employee Stock Option (right to buy) Common Stock (16,080) $41.69 Feb. 22, 2015 16,080 Disposed
Feb. 20, 2014 MCO Employee Stock Option (right to buy) Common Stock (25,672) $26.78 Feb. 9, 2020 25,672 Disposed
May 14, 2013 MCO Employee Stock Option (right to buy) Common Stock (49,008) $25.37 Feb. 10, 2019 49,008 Disposed
March 13, 2012 MCO Employee Stock Option (right to buy) Common Stock (18,750) $32.41 Feb. 9, 2014 18,750 Disposed
March 12, 2012 MCO Employee Stock Option (right to buy) Common Stock (28,000) $21.27 Feb. 7, 2013 28,000 Disposed
Nov. 25, 2011 MCO Employee Stock Option (right to buy) Common Stock (9,000) $19.99 Feb. 7, 2012 9,000 Disposed
Feb. 9, 2010 MCO Employee Stock Option (right to buy) Common Stock (25,672) $26.78 Feb. 9, 2020 25,672 Acquired
Feb. 10, 2009 MCO Employee Stock Option (right to buy) Common Stock (49,008) $25.37 Feb. 10, 2019 49,008 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 9 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Jan. 15, 2009 MCO Common Stock 9,832 Direct
Jan. 15, 2009 MCO Common Stock 0 Indirect
Jan. 15, 2009 MCO Employee Stock Options (right to buy)→ Common Stock (9,000) 9,000 Direct
Jan. 15, 2009 MCO Employee Stock Options (right to buy)→ Common Stock (28,000) 28,000 Direct
Jan. 15, 2009 MCO Employee Stock Options (right to buy)→ Common Stock (18,750) 18,750 Direct
Jan. 15, 2009 MCO Employee Stock Options (right to buy)→ Common Stock (16,080) 16,080 Direct
Jan. 15, 2009 MCO Employee Stock Options (right to buy)→ Common Stock (9,000) 9,000 Direct
Jan. 15, 2009 MCO Employee Stock Options (right to buy)→ Common Stock (8,500) 8,500 Direct
Jan. 15, 2009 MCO Employee Stock Options (right to buy)→ Common Stock (5,800) 5,800 Direct