Richard Cantor

Insider

First SEC filing: Jan. 15, 2009 · Latest: Jan. 15, 2009

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

MCO selling May 13, 2019

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 43 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

43 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 13, 2019	MCO	S	3,959	$184.04	$728,614	50,004 Direct	-7.34%	Disposed	171.4% (price as of 2026-08-20)
March 1, 2019	MCO	F	3,608	$175.32	$632,555	53,963 Direct	-6.27%	Disposed	184.9% (price as of 2026-08-20)
Feb. 25, 2019	MCO	A	5,099	$173.58	$885,084	57,571 Direct	+9.72%	Acquired	187.8% (price as of 2026-08-20)
May 9, 2018	MCO	G	600	—	—	52,472 Direct	-1.13%	Disposed	(price as of 2026-08-20)
May 8, 2018	MCO	S	4,344	$167.42	$727,272	53,072 Direct	-7.57%	Disposed	198.4% (price as of 2026-08-20)
March 1, 2018	MCO	F	4,090	$166.82	$682,294	57,416 Direct	-6.65%	Disposed	199.5% (price as of 2026-08-20)
Feb. 16, 2018	MCO	A	5,284	$167.50	$885,070	61,506 Direct	+9.40%	Acquired	198.2% (price as of 2026-08-20)
March 7, 2017	MCO	S	5,076	$112.66	$571,862	56,222 Direct	-8.28%	Disposed	343.4% (price as of 2026-08-20)
March 1, 2017	MCO	F	4,997	$112.91	$564,211	61,298 Direct	-7.54%	Disposed	342.4% (price as of 2026-08-20)
Feb. 23, 2017	MCO	A	7,420	$113.34	$840,983	66,295 Direct	+12.60%	Acquired	340.8% (price as of 2026-08-20)
March 1, 2016	MCO	F	5,631	$91.40	$514,673	58,875 Direct	-8.73%	Disposed	446.6% (price as of 2026-08-20)
Feb. 12, 2016	MCO	A	9,912	$80.81	$800,989	64,506 Direct	+18.16%	Acquired	518.2% (price as of 2026-08-20)
Aug. 10, 2015	MCO	M	8,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 10, 2015	MCO	M	9,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 10, 2015	MCO	M	5,800	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 10, 2015	MCO	S	8,500	$111.52	$947,920	54,594 Direct	-13.47%	Disposed	348.0% (price as of 2026-08-20)
Aug. 10, 2015	MCO	M	8,500	$72.72	$618,120	63,094 Direct	+15.57%	Acquired	587.0% (price as of 2026-08-20)
Aug. 10, 2015	MCO	S	9,000	$111.48	$1,003,320	54,594 Direct	-14.15%	Disposed	348.1% (price as of 2026-08-20)
Aug. 10, 2015	MCO	M	9,000	$63.09	$567,810	63,594 Direct	+16.49%	Acquired	691.8% (price as of 2026-08-20)
Aug. 10, 2015	MCO	S	5,800	$111.47	$646,526	54,594 Direct	-9.60%	Disposed	348.2% (price as of 2026-08-20)
Aug. 10, 2015	MCO	M	5,800	$38.07	$220,806	60,394 Direct	+10.62%	Acquired	1212.2% (price as of 2026-08-20)
March 2, 2015	MCO	F	7,379	$96.72	$713,697	54,594 Direct	-11.91%	Disposed	416.5% (price as of 2026-08-20)
Feb. 11, 2015	MCO	A	7,652	$98.01	$749,973	61,973 Direct	+14.09%	Acquired	409.7% (price as of 2026-08-20)
March 3, 2014	MCO	F	10,106	$78.42	$792,513	54,321 Direct	-15.69%	Disposed	537.0% (price as of 2026-08-20)
Feb. 20, 2014	MCO	M	16,080	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 20, 2014	MCO	M	25,672	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 20, 2014	MCO	S	16,080	$79.03	$1,270,802	64,427 Direct	-19.97%	Disposed	532.1% (price as of 2026-08-20)
Feb. 20, 2014	MCO	M	16,080	$41.69	$670,375	80,507 Direct	+24.96%	Acquired	1098.3% (price as of 2026-08-20)
Feb. 20, 2014	MCO	S	25,672	$79.02	$2,028,601	64,427 Direct	-28.49%	Disposed	532.2% (price as of 2026-08-20)
Feb. 20, 2014	MCO	M	25,672	$26.78	$687,496	90,099 Direct	+39.85%	Acquired	1765.4% (price as of 2026-08-20)
Feb. 12, 2014	MCO	A	8,749	$79.55	$695,983	64,427 Direct	+15.71%	Acquired	528.0% (price as of 2026-08-20)
May 14, 2013	MCO	M	49,008	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 14, 2013	MCO	S	49,008	$66.28	$3,248,250	55,678 Direct	-46.81%	Disposed	653.7% (price as of 2026-08-20)
May 14, 2013	MCO	M	49,008	$25.37	$1,243,333	104,686 Direct	+88.02%	Acquired	1869.1% (price as of 2026-08-20)
March 1, 2013	MCO	F	7,510	$48.35	$363,108	55,678 Direct	-11.89%	Disposed	933.2% (price as of 2026-08-20)
Feb. 13, 2013	MCO	A	13,978	$46.43	$648,999	63,188 Direct	+28.40%	Acquired	975.9% (price as of 2026-08-20)
March 15, 2012	MCO	S 10b5-1	11,218	$41.90	$470,034	49,210 Direct	-18.56%	Disposed	1092.3% (price as of 2026-08-20)
March 13, 2012	MCO	M 10b5-1	18,750	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 13, 2012	MCO	S 10b5-1	18,750	$40.90	$766,875	60,428 Direct	-23.68%	Disposed	1121.4% (price as of 2026-08-20)
March 13, 2012	MCO	M 10b5-1	18,750	$32.41	$607,688	79,178 Direct	+31.03%	Acquired	1441.4% (price as of 2026-08-20)
March 12, 2012	MCO	M 10b5-1	28,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 12, 2012	MCO	S 10b5-1	28,000	$39.90	$1,117,200	60,428 Direct	-31.66%	Disposed	1152.0% (price as of 2026-08-20)
March 12, 2012	MCO	M 10b5-1	28,000	$21.27	$595,560	88,428 Direct	+46.34%	Acquired	2248.7% (price as of 2026-08-20)
March 1, 2012	MCO	F	4,835	$38.84	$187,791	60,428 Direct	-7.41%	Disposed	1186.2% (price as of 2026-08-20)
Feb. 13, 2012	MCO	A	16,006	$38.61	$617,992	65,263 Direct	+32.49%	Acquired	1193.9% (price as of 2026-08-20)
Nov. 25, 2011	MCO	M	9,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 25, 2011	MCO	S	9,000	$31.66	$284,940	49,257 Direct	-15.45%	Disposed	1477.9% (price as of 2026-08-20)
Nov. 25, 2011	MCO	M	9,000	$19.99	$179,910	58,257 Direct	+18.27%	Acquired	2399.0% (price as of 2026-08-20)
March 1, 2011	MCO	F	2,188	$31.60	$69,141	49,257 Direct	-4.25%	Disposed	1480.9% (price as of 2026-08-20)
Feb. 8, 2011	MCO	A	19,610	$30.01	$588,496	51,445 Direct	+61.60%	Acquired	1564.6% (price as of 2026-08-20)
Sept. 7, 2010	MCO	A	12,821	—	—	31,835 Direct	+67.43%	Acquired	(price as of 2026-08-20)
March 1, 2010	MCO	F	414	$26.98	$11,170	19,014 Direct	-2.13%	Disposed	1751.6% (price as of 2026-08-20)
Feb. 9, 2010	MCO	A	25,672	—	—	25,672 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 9, 2010	MCO	A	9,989	$26.78	$267,505	19,428 Direct	+105.83%	Acquired	1765.4% (price as of 2026-08-20)
March 2, 2009	MCO	F	393	$17.11	$6,724	9,439 Direct	-4.00%	Disposed	2819.7% (price as of 2026-08-20)
Feb. 10, 2009	MCO	A	49,008	—	—	49,008 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Aug. 10, 2015	MCO	Employee Stock Option (right to buy)	Common Stock (8,500)	$72.72	Feb. 12, 2017	8,500	Disposed
Aug. 10, 2015	MCO	Employee Stock Option (right to buy)	Common Stock (9,000)	$63.09	Feb. 8, 2016	9,000	Disposed
Aug. 10, 2015	MCO	Employee Stock Option (right to buy)	Common Stock (5,800)	$38.07	Feb. 12, 2018	5,800	Disposed
Feb. 20, 2014	MCO	Employee Stock Option (right to buy)	Common Stock (16,080)	$41.69	Feb. 22, 2015	16,080	Disposed
Feb. 20, 2014	MCO	Employee Stock Option (right to buy)	Common Stock (25,672)	$26.78	Feb. 9, 2020	25,672	Disposed
May 14, 2013	MCO	Employee Stock Option (right to buy)	Common Stock (49,008)	$25.37	Feb. 10, 2019	49,008	Disposed
March 13, 2012	MCO	Employee Stock Option (right to buy)	Common Stock (18,750)	$32.41	Feb. 9, 2014	18,750	Disposed
March 12, 2012	MCO	Employee Stock Option (right to buy)	Common Stock (28,000)	$21.27	Feb. 7, 2013	28,000	Disposed
Nov. 25, 2011	MCO	Employee Stock Option (right to buy)	Common Stock (9,000)	$19.99	Feb. 7, 2012	9,000	Disposed
Feb. 9, 2010	MCO	Employee Stock Option (right to buy)	Common Stock (25,672)	$26.78	Feb. 9, 2020	25,672	Acquired
Feb. 10, 2009	MCO	Employee Stock Option (right to buy)	Common Stock (49,008)	$25.37	Feb. 10, 2019	49,008	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 9 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Jan. 15, 2009	MCO	Common Stock	9,832	Direct
Jan. 15, 2009	MCO	Common Stock	0	Indirect
Jan. 15, 2009	MCO	Employee Stock Options (right to buy)→ Common Stock (9,000)	9,000	Direct
Jan. 15, 2009	MCO	Employee Stock Options (right to buy)→ Common Stock (28,000)	28,000	Direct
Jan. 15, 2009	MCO	Employee Stock Options (right to buy)→ Common Stock (18,750)	18,750	Direct
Jan. 15, 2009	MCO	Employee Stock Options (right to buy)→ Common Stock (16,080)	16,080	Direct
Jan. 15, 2009	MCO	Employee Stock Options (right to buy)→ Common Stock (9,000)	9,000	Direct
Jan. 15, 2009	MCO	Employee Stock Options (right to buy)→ Common Stock (8,500)	8,500	Direct
Jan. 15, 2009	MCO	Employee Stock Options (right to buy)→ Common Stock (5,800)	5,800	Direct