Richard Carleton
CIK 1935449 · View on SEC EDGAR ↗
Insider
First SEC filing: May 8, 2026 · Latest: May 8, 2026
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Insider transactions
2 buys (P)
0 sells (S)
Net:
$10,400
+ 2 non-open-market transactions below
Avg return of open purchases vs now:
-100.0%
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
2 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Sept. 30, 2025 | SHFSW | P | 13 | $800.00 | $10,400 | 13 Direct | — | Acquired | -100.0% (price as of 2026-08-24) |
| Sept. 30, 2025 | SHFSW | P | 837 | — | — | 837 Direct | — | Acquired | (price as of 2026-08-24) |
| Dec. 1, 2023 | SHFSW | P | 45,000 | $0.80 | $36,000 | 180,128 Direct | +33.30% | Acquired | -98.1% (price as of 2026-08-24) |
| May 26, 2023 | SHFSW | P | 5,000 | $0.48 | $2,400 | 135,128 Direct | +3.84% | Acquired | -96.8% (price as of 2026-08-24) |
| May 25, 2023 | SHFSW | P | 50,000 | $0.45 | $22,500 | 130,128 Direct | +62.40% | Acquired | -96.6% (price as of 2026-08-24) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 31, 2025 | SHFSW | Series B Convertible Preferred Stock | Common Stock (1,418) | $7.76 | — | 1 | Disposed |
| Dec. 10, 2025 | SHFSW | Series B Convertible Preferred Stock | Common Stock (1,546) | $7.76 | — | 1 | Disposed |
| Sept. 30, 2025 | SHFSW | Series B Convertible Preferred Stock | Common Stock (1,674) | $7.76 | — | 13 | Acquired |
| Sept. 30, 2025 | SHFSW | Series B Warrant to Purchase Common Stock (Right to Buy) | Common Stock (837) | $7.76 | May 10, 2029 | 837 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).