Richard D Fain
CIK 1316987 · View on SEC EDGAR ↗
Insider
First SEC filing: May 29, 2025 · Latest: May 29, 2025
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 52 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
52 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 6, 2025 | RCL | S | 6,985 | $310.65 | $2,169,890 | 159,306 Direct | -4.20% | Disposed | -5.9% (price as of 2026-08-21) |
| Aug. 6, 2025 | RCL | S | 8,980 | $311.30 | $2,795,474 | 150,326 Direct | -5.64% | Disposed | -6.0% (price as of 2026-08-21) |
| Aug. 6, 2025 | RCL | S | 35 | $312.06 | $10,922 | 150,291 Direct | -0.02% | Disposed | -6.3% (price as of 2026-08-21) |
| May 19, 2025 | RCL | S | 3,827 | $253.66 | $970,757 | 165,421 Direct | -2.26% | Disposed | 15.3% (price as of 2026-08-21) |
| May 19, 2025 | RCL | S | 15,773 | $252.96 | $3,989,938 | 169,248 Direct | -8.52% | Disposed | 15.6% (price as of 2026-08-21) |
| Feb. 13, 2025 | RCL | S | 1,683 | $257.15 | $432,783 | 185,021 Direct | -0.90% | Disposed | 13.7% (price as of 2026-08-21) |
| Feb. 13, 2025 | RCL | S | 17,817 | $256.64 | $4,572,555 | 186,704 Direct | -8.71% | Disposed | 14.0% (price as of 2026-08-21) |
| Oct. 31, 2024 | RCL | S | 18,900 | $206.64 | $3,905,496 | 5,500 Indirect | -77.46% | Disposed | 41.5% (price as of 2026-08-21) |
| Oct. 30, 2024 | RCL | S | 25,000 | $210.02 | $5,250,500 | 204,521 Direct | -10.89% | Disposed | 39.3% (price as of 2026-08-21) |
| July 30, 2024 | RCL | S | 19,338 | $156.25 | $3,021,562 | 159,779 Direct | -10.80% | Disposed | 87.2% (price as of 2026-08-21) |
| June 13, 2024 | RCL | S | 19,584 | $153.96 | $3,015,153 | 179,117 Direct | -9.86% | Disposed | 90.0% (price as of 2026-08-21) |
| Feb. 27, 2024 | RCL | S | 8,160 | $123.14 | $1,004,822 | 246,583 Direct | -3.20% | Disposed | 137.5% (price as of 2026-08-21) |
| June 13, 2018 | RCL | S 10b5-1 | 12,800 | $108.76 | $1,392,128 | 842,537 Direct | -1.50% | Disposed | 168.9% (price as of 2026-08-21) |
| June 13, 2018 | RCL | S 10b5-1 | 4,000 | $107.72 | $430,880 | 855,337 Direct | -0.47% | Disposed | 171.5% (price as of 2026-08-21) |
| June 13, 2018 | RCL | S 10b5-1 | 3,200 | $106.73 | $341,536 | 859,337 Direct | -0.37% | Disposed | 174.0% (price as of 2026-08-21) |
| May 14, 2018 | RCL | S 10b5-1 | 300 | $107.20 | $32,160 | 862,537 Direct | -0.03% | Disposed | 172.8% (price as of 2026-08-21) |
| May 14, 2018 | RCL | S 10b5-1 | 19,700 | $106.60 | $2,100,020 | 862,837 Direct | -2.23% | Disposed | 174.4% (price as of 2026-08-21) |
| April 13, 2018 | RCL | S 10b5-1 | 2,500 | $115.41 | $288,525 | 882,537 Direct | -0.28% | Disposed | 153.4% (price as of 2026-08-21) |
| April 13, 2018 | RCL | S 10b5-1 | 17,500 | $114.76 | $2,008,300 | 885,037 Direct | -1.94% | Disposed | 154.9% (price as of 2026-08-21) |
| March 13, 2018 | RCL | S 10b5-1 | 9,200 | $126.62 | $1,164,904 | 902,537 Direct | -1.01% | Disposed | 131.0% (price as of 2026-08-21) |
| March 13, 2018 | RCL | S 10b5-1 | 10,800 | $126.09 | $1,361,772 | 911,737 Direct | -1.17% | Disposed | 132.0% (price as of 2026-08-21) |
| Feb. 13, 2018 | RCL | S 10b5-1 | 4,700 | $129.28 | $607,616 | 922,537 Direct | -0.51% | Disposed | 126.2% (price as of 2026-08-21) |
| Feb. 13, 2018 | RCL | S 10b5-1 | 15,300 | $128.39 | $1,964,367 | 927,237 Direct | -1.62% | Disposed | 127.8% (price as of 2026-08-21) |
| Jan. 16, 2018 | RCL | S 10b5-1 | 20,000 | $128.10 | $2,562,000 | 807,741 Direct | -2.42% | Disposed | 128.3% (price as of 2026-08-21) |
| Dec. 13, 2017 | RCL | S 10b5-1 | 1,200 | $123.74 | $148,488 | 827,741 Direct | -0.14% | Disposed | 136.4% (price as of 2026-08-21) |
| Dec. 13, 2017 | RCL | S 10b5-1 | 18,800 | $122.96 | $2,311,648 | 828,941 Direct | -2.22% | Disposed | 137.9% (price as of 2026-08-21) |
| Nov. 13, 2017 | RCL | S 10b5-1 | 7,675 | $124.13 | $952,698 | 887,741 Direct | -0.86% | Disposed | 135.6% (price as of 2026-08-21) |
| Nov. 13, 2017 | RCL | S 10b5-1 | 12,325 | $123.53 | $1,522,507 | 895,416 Direct | -1.36% | Disposed | 136.8% (price as of 2026-08-21) |
| Oct. 13, 2017 | RCL | S 10b5-1 | 20,000 | $125.70 | $2,514,000 | 907,741 Direct | -2.16% | Disposed | 132.7% (price as of 2026-08-21) |
| Sept. 13, 2017 | RCL | S 10b5-1 | 20,000 | $121.29 | $2,425,800 | 927,741 Direct | -2.11% | Disposed | 141.1% (price as of 2026-08-21) |
| Aug. 14, 2017 | RCL | S 10b5-1 | 20,000 | $118.95 | $2,379,000 | 947,741 Direct | -2.07% | Disposed | 145.9% (price as of 2026-08-21) |
| Aug. 2, 2017 | RCL | S | 210,706 | $115.83 | $24,406,076 | 210,706 Indirect | -50.00% | Disposed | 152.5% (price as of 2026-08-21) |
| July 13, 2017 | RCL | S 10b5-1 | 20,000 | $109.62 | $2,192,400 | 967,741 Direct | -2.02% | Disposed | 166.8% (price as of 2026-08-21) |
| June 13, 2017 | RCL | S 10b5-1 | 20,000 | $111.62 | $2,232,400 | 987,741 Direct | -1.98% | Disposed | 162.0% (price as of 2026-08-21) |
| May 15, 2017 | RCL | S 10b5-1 | 20,000 | $107.77 | $2,155,400 | 1,007,741 Direct | -1.95% | Disposed | 171.4% (price as of 2026-08-21) |
| April 13, 2017 | RCL | S 10b5-1 | 20,000 | $94.92 | $1,898,400 | 1,027,741 Direct | -1.91% | Disposed | 208.1% (price as of 2026-08-21) |
| March 16, 2017 | RCL | S 10b5-1 | 20,000 | $96.80 | $1,936,000 | 1,047,741 Direct | -1.87% | Disposed | 202.1% (price as of 2026-08-21) |
| Aug. 3, 2016 | RCL | P | 29,190 | $68.52 | $2,000,099 | 1,068,881 Direct | +2.81% | Acquired | 326.8% (price as of 2026-08-21) |
| Oct. 27, 2015 | RCL | S | 70,000 | $99.62 | $6,973,400 | 918,581 Direct | -7.08% | Disposed | 193.6% (price as of 2026-08-21) |
| Oct. 26, 2015 | RCL | S | 80,516 | $98.80 | $7,954,981 | 988,581 Direct | -7.53% | Disposed | 196.0% (price as of 2026-08-21) |
| Aug. 3, 2015 | RCL | S | 151,032 | $90.38 | $13,650,272 | 988,581 Direct | -13.25% | Disposed | 223.6% (price as of 2026-08-21) |
| Feb. 27, 2015 | RCL | S | 87,488 | $76.41 | $6,684,958 | 1,139,613 Direct | -7.13% | Disposed | 282.8% (price as of 2026-08-21) |
| July 29, 2014 | RCL | S | 94,850 | $62.38 | $5,916,743 | 1,153,689 Direct | -7.60% | Disposed | 368.9% (price as of 2026-08-21) |
| Feb. 12, 2014 | RCL | S | 23,566 | $52.06 | $1,226,846 | 1,177,224 Direct | -1.96% | Disposed | 461.8% (price as of 2026-08-21) |
| July 29, 2013 | RCL | P | 5,500 | $36.82 | $202,510 | 5,500 Indirect | — | Acquired | 694.3% (price as of 2026-08-21) |
| July 29, 2013 | RCL | P | 19,100 | $36.82 | $703,262 | 19,100 Indirect | — | Acquired | 694.3% (price as of 2026-08-21) |
| July 29, 2013 | RCL | P | 2,200 | $36.82 | $81,004 | 2,200 Indirect | — | Acquired | 694.3% (price as of 2026-08-21) |
| Dec. 13, 2012 | RCL | S | 190,420 | $34.47 | $6,563,777 | 1,109,064 Direct | -14.65% | Disposed | 748.5% (price as of 2026-08-21) |
Showing latest 100 of 314 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 30, 2018 | RCL | Stock Option (Right to Buy) | Common Stock (81,587) | $38.30 | Feb. 11, 2018 | 81,587 | Disposed |
| Oct. 26, 2015 | RCL | Stock Option (Right to Buy) | Common Stock (52,247) | $45.30 | Feb. 1, 2017 | 52,247 | Disposed |
| Oct. 26, 2015 | RCL | Stock Option (Right to Buy) | Common Stock (28,269) | $44.41 | Feb. 6, 2016 | 28,269 | Disposed |
| Feb. 6, 2015 | RCL | Stock Option (Right to Buy) | Common Stock (14,606) | $47.92 | Feb. 10, 2015 | 14,606 | Disposed |
| July 29, 2014 | RCL | Stock Option (Right to Buy) | Common Stock (51,143) | $7.26 | Feb. 10, 2019 | 51,143 | Disposed |
| Feb. 12, 2014 | RCL | Stock Option (Right to Buy) | Common Stock (23,566) | $40.06 | March 17, 2014 | 23,566 | Disposed |
| Dec. 13, 2012 | RCL | Stock Option (Right to Buy) | Common Stock (35,014) | $25.16 | Feb. 8, 2020 | 35,014 | Disposed |
| Dec. 13, 2012 | RCL | Stock Option (Right to Buy) | Common Stock (153,429) | $7.26 | Feb. 10, 2019 | 153,429 | Disposed |
| Feb. 9, 2011 | RCL | Stock Option (Right to Buy) | Common Stock (3,000) | $9.90 | Oct. 12, 2011 | 3,000 | Disposed |
| Feb. 8, 2011 | RCL | Option to Purchase Common Stock [F5] | Common Stock (37,513) | — | Feb. 8, 2021 | 37,513 | Acquired |
| March 12, 2010 | RCL | Stock Option (Right to Buy) | Common Stock (297,000) | $9.90 | Oct. 12, 2011 | 297,000 | Disposed |
| Feb. 8, 2010 | RCL | Option to Purchase Common Stock [F10] | Common Stock (58,106) | — | Feb. 8, 2020 | 58,106 | Acquired |
| Feb. 8, 2010 | RCL | Option to Purchase Common Stock [F6] | Common Stock (11,920) | — | Feb. 8, 2020 | 11,920 | Acquired |
| Feb. 10, 2009 | RCL | Option to Purchase Common Stock [F11] | Common Stock (190,808) | — | Feb. 10, 2019 | 190,808 | Acquired |
| Feb. 10, 2009 | RCL | Option to Purchase Common Stock [F7] | Common Stock (13,764) | — | Feb. 10, 2019 | 13,764 | Acquired |
| Feb. 11, 2008 | RCL | Option to Purchase Common Stock [F5] | Common Stock (81,587) | — | Feb. 11, 2018 | 81,587 | Acquired |
| June 8, 2007 | RCL | Employee Stock Option (right to buy) | Common Stock (150,000) | $9.90 | Oct. 12, 2011 | 150,000 | Disposed |
| June 8, 2007 | RCL | Employee Stock Option (right to buy) | Common Stock (75,000) | $28.78 | March 3, 2010 | 75,000 | Disposed |
| June 8, 2007 | RCL | Employee Stock Option (right to buy) | Common Stock (100,000) | $35.09 | Feb. 5, 2009 | 100,000 | Disposed |
| Feb. 1, 2007 | RCL | Option to Purchase Common Stock [F5] | Common Stock (52,247) | — | Feb. 1, 2017 | 52,247 | Acquired |
| Feb. 24, 2006 | RCL | Employee Stock Option (right to buy) | Common Stock (150,000) | $20.30 | Dec. 4, 2010 | 150,000 | Disposed |
| Feb. 8, 2006 | RCL | Employee Stock Option (right to buy) | Common Stock (162,800) | $25.59 | Jan. 27, 2008 | 162,800 | Disposed |
| Feb. 7, 2006 | RCL | Employee Stock Option (right to buy) | Common Stock (37,200) | $25.59 | Jan. 27, 2008 | 37,200 | Disposed |
| Feb. 7, 2006 | RCL | Employee Stock Option (right to buy) | Common Stock (100,000) | $13.31 | Oct. 15, 2006 | 100,000 | Disposed |
| Feb. 6, 2006 | RCL | Option to Purchase Common Stock | Common Stock (28,269) | $44.41 | Feb. 6, 2016 | 28,269 | Acquired |
| Feb. 10, 2005 | RCL | Option to Purchase Common Stock | Common Stock (14,606) | $47.92 | Feb. 10, 2015 | 14,606 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 15 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Feb. 14, 2005 | RCL | Common Stock | 26,974 | Direct |
| Feb. 14, 2005 | RCL | Common Stock | 247 | Indirect |
| Feb. 14, 2005 | RCL | Common Stock | 606,642 | Indirect |
| Feb. 14, 2005 | RCL | Common Stock | 571,412 | Indirect |
| Feb. 14, 2005 | RCL | Option to Purchase Common Stock→ Common Stock (100,000) | 100,000 | Direct |
| Feb. 14, 2005 | RCL | Option to Purchase Common Stock→ Common Stock (200,000) | 200,000 | Direct |
| Feb. 14, 2005 | RCL | Option to Purchase Common Stock→ Common Stock (90,000) | 90,000 | Direct |
| Feb. 14, 2005 | RCL | Option to Purchase Common Stock→ Common Stock (10,000) | 10,000 | Direct |
| Feb. 14, 2005 | RCL | Option to Purchase Common Stock→ Common Stock (150,000) | 150,000 | Direct |
| Feb. 14, 2005 | RCL | Option to Purchase Common Stock→ Common Stock (75,000) | 75,000 | Direct |
| Feb. 14, 2005 | RCL | Option to Purchase Common Stock→ Common Stock (150,000) | 150,000 | Direct |
| Feb. 14, 2005 | RCL | Option to Purchase Common Stock→ Common Stock (3,000) | 3,000 | Direct |
| Feb. 14, 2005 | RCL | Option to Purchase Common Stock→ Common Stock (447,000) | 447,000 | Direct |
| Feb. 14, 2005 | RCL | Option to Purchase Common Stock→ Common Stock (9,900) | 9,900 | Direct |
| Feb. 14, 2005 | RCL | Option to Purchase Common Stock→ Common Stock (13,666) | 13,666 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2022 | $100,000 | — | — | — | — | — | — | $300,006 |
| 2020 | $645,000 | — | — | — | — | $154,879 | $112,478 | $12,083,503 |
| 2016 | $1,092,308 | — | — | — | $2,740,222 | — | $131,384 | $10,405,684 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.