Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Oct. 2, 2009 ABVC P 14,400 $0.42 $6,048 24,400 Indirect +144.00% Acquired -100.0% (price as of 2026-10-05)
Oct. 1, 2009 ABVC P 240 $0.42 $101 595,828 Indirect +0.04% Acquired -100.0% (price as of 2026-10-05)
Jan. 23, 2009 ABVC S 4,000,000 $1.00 $4,000,000 10,637,500 Direct -27.33% Disposed -100.0% (price as of 2026-10-05)
Jan. 23, 2009 ABVC S 4,000,000 $1.00 $4,000,000 10,637,500 Direct -27.33% Disposed -100.0% (price as of 2026-10-05)
Aug. 18, 2008 ABVC S 1,500,000 · · 14,637,500 Direct -9.30% Disposed (price as of 2026-10-05)
March 1, 2007 ABVC P 10,000 $2.00 $20,000 10,000 Direct · Acquired -100.0% (price as of 2026-10-05)
March 1, 2007 ABVC P 10,000 $2.00 $20,000 10,000 Direct · Acquired -100.0% (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Oct. 2, 2009 ABVC Warrant No. 1 Common Stock (595,828) $0.42 Oct. 1, 2019 14,400 Acquired
Oct. 1, 2009 ABVC Preferred Shares Common Stock (571,428) $0.42 · 240 Acquired
March 1, 2007 ABVC Options to acquire Common Stock Common Stock (10,000) $2.00 March 1, 2017 10,000 Acquired
March 1, 2007 ABVC Options to acquire Common Stock Common Stock (10,000) $2.00 March 1, 2017 10,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Aug. 6, 2007 ABVC Common Stock 16,135,000 Direct
Aug. 6, 2007 ABVC Common Stock 65,000 Indirect
Aug. 6, 2007 ABVC Options (Right to Purchase)→ Common Stock (10,000) 10,000 Direct