Richard E Harris

Insider

First SEC filing: May 4, 2011 · Latest: May 4, 2011

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

CMI selling May 16, 2014

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 37 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

37 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 6, 2015	CMI	F	304	$142.23	$43,238	10,427 Direct	-2.83%	Disposed	327.9% (price as of 2026-08-19)
March 6, 2015	CMI	A	938	—	—	10,731 Direct	+9.58%	Acquired	(price as of 2026-08-19)
May 16, 2014	CMI	M	3,540	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
May 16, 2014	CMI	S	3,540	$147.84	$523,354	9,701 Direct	-26.74%	Disposed	311.7% (price as of 2026-08-19)
May 16, 2014	CMI	M	3,540	$58.12	$205,745	13,241 Direct	+36.49%	Acquired	947.2% (price as of 2026-08-19)
April 2, 2014	CMI	A	2,320	—	—	2,320 Direct	—	Acquired	(price as of 2026-08-19)
March 5, 2014	CMI	F	620	$145.92	$90,470	9,701 Direct	-6.01%	Disposed	317.1% (price as of 2026-08-19)
March 5, 2014	CMI	A	1,965	—	—	10,321 Direct	+23.52%	Acquired	(price as of 2026-08-19)
April 2, 2013	CMI	A	3,100	—	—	3,100 Direct	—	Acquired	(price as of 2026-08-19)
March 7, 2013	CMI	F	1,156	$115.05	$132,998	8,239 Direct	-12.30%	Disposed	429.0% (price as of 2026-08-19)
Feb. 22, 2013	CMI	S	6,000	$113.24	$679,440	9,395 Direct	-38.97%	Disposed	437.5% (price as of 2026-08-19)
Feb. 20, 2013	CMI	I	1,183	$114.83	$135,844	0 Indirect	-100.00%	Disposed	430.0% (price as of 2026-08-19)
April 2, 2012	CMI	A	2,390	—	—	2,390 Direct	—	Acquired	(price as of 2026-08-19)
April 2, 2012	CMI	A	2,390	—	—	2,390 Direct	—	Acquired	(price as of 2026-08-19)
March 2, 2012	CMI	F	781	$121.65	$95,009	15,395 Direct	-4.83%	Disposed	400.3% (price as of 2026-08-19)
March 2, 2012	CMI	A	3,700	—	—	16,176 Direct	+29.66%	Acquired	(price as of 2026-08-19)
Feb. 21, 2012	CMI	M	5,380	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Feb. 21, 2012	CMI	S	5,380	$122.84	$660,879	12,476 Direct	-30.13%	Disposed	395.5% (price as of 2026-08-19)
Feb. 21, 2012	CMI	M	5,380	$19.42	$104,480	17,856 Direct	+43.12%	Acquired	3034.0% (price as of 2026-08-19)
Feb. 15, 2012	CMI	S	6,259	$121.61	$761,157	12,476 Direct	-33.41%	Disposed	400.5% (price as of 2026-08-19)
May 2, 2011	CMI	A	2,120	—	—	2,120 Direct	—	Acquired	(price as of 2026-08-19)
March 2, 2011	CMI	F	812	$99.92	$81,135	18,735 Direct	-4.15%	Disposed	509.1% (price as of 2026-08-19)
March 2, 2011	CMI	A	2,616	—	—	19,547 Direct	+15.45%	Acquired	(price as of 2026-08-19)
Feb. 23, 2011	CMI	I	681	$100.69	$68,570	1,125 Indirect	-37.71%	Disposed	504.4% (price as of 2026-08-19)
May 3, 2010	CMI	S	14,800	$73.48	$1,087,504	16,931 Direct	-46.64%	Disposed	728.3% (price as of 2026-08-19)
March 2, 2010	CMI	F	2,596	—	—	31,731 Direct	-7.56%	Disposed	(price as of 2026-08-19)
March 2, 2010	CMI	A	2,646	—	—	34,327 Direct	+8.35%	Acquired	(price as of 2026-08-19)
March 1, 2010	CMI	A	3,540	—	—	3,540 Direct	—	Acquired	(price as of 2026-08-19)
March 2, 2009	CMI	A	5,380	—	—	5,380 Direct	—	Acquired	(price as of 2026-08-19)
March 2, 2009	CMI	F	4,155	—	—	37,963 Direct	-9.87%	Disposed	(price as of 2026-08-19)
Feb. 20, 2009	CMI	A	8,512	—	—	42,118 Direct	+25.33%	Acquired	(price as of 2026-08-19)
Feb. 20, 2009	CMI	A	9,120	—	—	42,726 Direct	+27.14%	Acquired	(price as of 2026-08-19)
Feb. 14, 2008	CMI	F	2,338	$51.40	$120,173	33,606 Direct	-6.50%	Disposed	1084.1% (price as of 2026-08-19)
Feb. 14, 2008	CMI	A	13,920	—	—	35,944 Direct	+63.20%	Acquired	(price as of 2026-08-19)
Feb. 20, 2007	CMI	A	1,890	—	—	5,506 Direct	+52.27%	Acquired	(price as of 2026-08-19)
Feb. 19, 2007	CMI	F	747	$135.50	$101,218	3,616 Direct	-17.12%	Disposed	1696.7% (price as of 2026-08-19)
Feb. 13, 2006	CMI	F	837	$99.88	$83,600	4,363 Direct	-16.10%	Disposed	2337.4% (price as of 2026-08-19)
Feb. 13, 2006	CMI	A	2,400	—	—	5,200 Direct	+85.71%	Acquired	(price as of 2026-08-19)
June 17, 2005	CMI	M	1,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
June 17, 2005	CMI	S	1,500	$73.00	$109,500	2,800 Direct	-34.88%	Disposed	3234.9% (price as of 2026-08-19)
June 17, 2005	CMI	M	1,500	$48.05	$72,075	4,300 Direct	+53.57%	Acquired	4966.6% (price as of 2026-08-19)
Feb. 10, 2005	CMI	A	2,800	—	—	2,800 Direct	—	Acquired	(price as of 2026-08-19)
Sept. 16, 2003	CMI	A	1,500	—	—	1,500 Direct	—	Acquired	(price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
May 16, 2014	CMI	Stock Option (Right-to-Buy)	Common (3,540)	$58.12	March 1, 2020	3,540	Disposed
April 2, 2014	CMI	Stock Option (Right-to-Buy)	Common (2,320)	$149.34	April 2, 2024	2,320	Acquired
April 2, 2013	CMI	Stock Option (Right-to-Buy)	Common (3,100)	$111.84	April 2, 2023	3,100	Acquired
April 2, 2012	CMI	Stock Option (Right-to-Buy)	Common (2,390)	—	April 2, 2022	2,390	Acquired
April 2, 2012	CMI	Stock Option (Right-to-Buy)	Common (2,390)	$0.00	April 2, 2022	2,390	Acquired
Feb. 21, 2012	CMI	Stock Option (Right-to-Buy)	Common (5,380)	$19.42	March 2, 2019	5,380	Disposed
May 2, 2011	CMI	Stock Option (Right-to-Buy)	Common (2,120)	$119.77	May 2, 2021	2,120	Acquired
March 1, 2010	CMI	Stock Option (Right-to-Buy)	Common (3,540)	$58.12	March 1, 2020	3,540	Acquired
March 2, 2009	CMI	Stock Option (Right-to-Buy)	Common (5,380)	$19.42	March 2, 2019	5,380	Acquired
June 17, 2005	CMI	Stock Option (Right-to-Buy)	Common (1,500)	$48.05	Feb. 10, 2013	1,500	Disposed
Sept. 16, 2003	CMI	Stock Option (Right-to-Buy)	Common (1,500)	$48.05	Feb. 10, 2013	1,500	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).