Richard F Powers III

Insider

First SEC filing: Oct. 6, 2005 · Latest: Feb. 14, 2006

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 10 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

10 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
April 23, 2008	AMP	A	1,947	—	—	7,389 Direct	+35.78%	Acquired	(price as of 2026-08-21)
Oct. 31, 2007	AMP	A	295	—	—	5,413 Direct	+5.76%	Acquired	(price as of 2026-08-21)
April 27, 2007	AMP	A	1,244	—	—	5,093 Direct	+32.32%	Acquired	(price as of 2026-08-21)
Feb. 1, 2007	AMP	P	500	$59.02	$29,510	500 Direct	—	Acquired	847.8% (price as of 2026-08-21)
Nov. 17, 2006	AMP	A	8	—	—	3,842 Direct	+0.21%	Acquired	(price as of 2026-08-21)
Aug. 18, 2006	AMP	A	9	—	—	3,834 Direct	+0.24%	Acquired	(price as of 2026-08-21)
May 19, 2006	AMP	A	9	—	—	3,825 Direct	+0.24%	Acquired	(price as of 2026-08-21)
April 26, 2006	AMP	A	1,588	—	—	3,816 Direct	+71.27%	Acquired	(price as of 2026-08-21)
Feb. 17, 2006	AMP	A	6	$43.84	$263	2,228 Direct	+0.27%	Acquired	1176.0% (price as of 2026-08-21)
Oct. 7, 2005	AMP	A	2,216	$33.84	$74,989	2,216 Direct	—	Acquired	1553.1% (price as of 2026-08-21)
Oct. 7, 2005	AMP	A	2,216	—	—	2,216 Direct	—	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
April 23, 2008	AMP	Phantom Stock (Annual)	Common Stock (1,947)	—	—	1,947	Acquired
Oct. 31, 2007	AMP	Phantom Stock (Annual)	Common Stock (295)	—	—	295	Acquired
April 27, 2007	AMP	Phantom Stock (Annual)	Common Stock (1,244)	—	—	1,244	Acquired
Nov. 17, 2006	AMP	Phantom Stock (Quarterly Dividend on Annual Grant)	Common Stock (8)	—	—	8	Acquired
Aug. 18, 2006	AMP	Phantom Stock (Quarterly Dividend on Annual Grant)	Common Stock (9)	—	—	9	Acquired
May 19, 2006	AMP	Phantom Stock (Quarterly Dividend on Annual Grant)	Common Stock (9)	—	—	9	Acquired
April 26, 2006	AMP	Phantom Stock (Annual)	Common Stock (1,588)	—	—	1,588	Acquired
Feb. 17, 2006	AMP	Phantom Stock	Common Stock (6)	—	—	6	Acquired
Oct. 7, 2005	AMP	Phantom Stock [F1]	Common Stock (2,216)	—	—	2,216	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Oct. 6, 2005	AMP	Common Stock	0	Direct