Richard G Capen JR
CIK 1243478 · View on SEC EDGAR ↗
Insider
First SEC filing: May 9, 2008 · Latest: May 9, 2008
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 12 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
12 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 8, 2008 | CCL | S | 6,000 | $40.55 | $243,300 | 5,500 Direct | -52.17% | Disposed | -36.7% (price as of 2026-08-21) |
| May 7, 2008 | CCL | S | 802 | $40.44 | $32,433 | 0 Indirect | -100.00% | Disposed | -36.5% (price as of 2026-08-21) |
| Feb. 15, 2007 | CCL | S | 3,000 | $48.68 | $146,040 | 3,000 Direct | -50.00% | Disposed | -47.2% (price as of 2026-08-21) |
| Aug. 21, 2006 | CCL | S | 1,700 | $39.69 | $67,473 | 2,000 Indirect | -45.95% | Disposed | -35.3% (price as of 2026-08-21) |
| Aug. 21, 2006 | CCL | S | 3,300 | $39.67 | $130,911 | 3,700 Indirect | -47.14% | Disposed | -35.3% (price as of 2026-08-21) |
| May 6, 2004 | CCL | S | 2,700 | $42.80 | $115,560 | 7,000 Indirect | -27.84% | Disposed | -40.0% (price as of 2026-08-21) |
| May 6, 2004 | CCL | S | 7,100 | $42.81 | $303,951 | 9,700 Indirect | -42.26% | Disposed | -40.0% (price as of 2026-08-21) |
| May 6, 2004 | CCL | S | 200 | $42.86 | $8,572 | 16,800 Indirect | -1.18% | Disposed | -40.1% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 8, 2008 | CCL | Stock Option (Right to Buy) | Common Stock (6,000) | $27.88 | Dec. 2, 2012 | 6,000 | Disposed |
| Feb. 15, 2007 | CCL | Stock Option (Right to Buy) | Common Stock (6,000) | $22.57 | Oct. 8, 2011 | 6,000 | Disposed |
| Oct. 16, 2006 | CCL | Stock Option (Right to Buy) | Common Stock (10,000) | $47.83 | Oct. 16, 2016 | 10,000 | Acquired |
| Oct. 18, 2005 | CCL | Stock Option (Right to Buy) | Common Stock (10,000) | $46.61 | Oct. 18, 2015 | 10,000 | Acquired |
| July 20, 2004 | CCL | Stock Option (Right to Buy) [F1] | Common Stock (10,000) | $42.95 | July 20, 2014 | 10,000 | Acquired |
| Oct. 13, 2003 | CCL | Stock Option (Right to Buy) [F1] | C ommon Stock (6,000) | $34.45 | Oct. 13, 2013 | 6,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).