Richard G Erskine

CIK 1448512 · View on SEC EDGAR ↗

Insider

First SEC filing: Oct. 23, 2008 · Latest: Oct. 23, 2008

On this page

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 7 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Jan. 1, 2010 ASTI A 5,660 5,660 Direct Acquired (price as of 2026-08-21)
Dec. 31, 2009 ASTI M 959 0 Direct -100.00% Disposed (price as of 2026-08-21)
Dec. 31, 2009 ASTI M 959 1,918 Direct +100.00% Acquired (price as of 2026-08-21)
Sept. 30, 2009 ASTI M 959 959 Direct Acquired (price as of 2026-08-21)
Sept. 30, 2009 ASTI M 959 959 Direct -50.00% Disposed (price as of 2026-08-21)
June 30, 2009 ASTI A 1,918 1,918 Direct Acquired (price as of 2026-08-21)
June 30, 2009 ASTI A 1,898 1,898 Direct Acquired (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Jan. 1, 2010 ASTI Restricted Stock Units Common Stock (5,660) 5,660 Acquired
Dec. 31, 2009 ASTI Restricted Stock Units Common Stock 959 Disposed
Sept. 30, 2009 ASTI Restricted Stock Units Common Stock (959) 959 Disposed
June 30, 2009 ASTI Restricted Stock Units Common Stock (1,918) 1,918 Acquired
June 30, 2009 ASTI Restricted Stock Units Common Stock (1,898) 1,898 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Oct. 23, 2008 ASTI Class B Warrants (Right to Buy)→ Common Stock (15,190) 15,190 Direct