Richard G Rose
Insider
First SEC filing: Feb. 14, 2006 · Latest: Feb. 13, 2012
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs the latest weekly close (updated to the current quote in your browser when available), split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Sept. 22, 2008 | HWBK | A | 1,436 | $21.01 | $30,170 | 1,436 Direct | · | Acquired | |
| April 27, 2007 | HWBK | A | 1,736 | · | · | 1,736 Direct | · | Acquired | |
| March 3, 2006 | HWBK | A | 1,765 | · | · | 1,765 Direct | · | Acquired | |
| Feb. 19, 2004 | HWBK | A | 1,428 | $35.25 | $50,337 | 1,428 Direct | · | Acquired |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Sept. 22, 2008 | HWBK | Employee Stock Option (right to buy) | Common Stock | $21.01 | Sept. 22, 2018 | 1,436 | Acquired |
| April 27, 2007 | HWBK | Employee Stock Option (right to buy) | Common Stock | $33.50 | April 27, 2017 | 1,736 | Acquired |
| March 3, 2006 | HWBK | Employee Stock Option (right to buy) | Common Stock | $29.95 | March 3, 2016 | 1,765 | Acquired |
| Feb. 19, 2004 | HWBK | Employee Stock Option (Right to buy) | Common Stock | $35.25 | Feb. 19, 2014 | 1,428 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Holdings reported on Form 4 29 reported holdings
Positions listed on each Form 4 without a transaction in that filing (Table I and II holdings), newest filing first.
| Date | Ticker | Security | Shares | Exercise price | Expiration | Ownership |
|---|---|---|---|---|---|---|
| Sept. 25, 2008 | HWBK | Common Stock | 868 | · | · | Indirect |
| Sept. 25, 2008 | HWBK | Common Stock | 2,812 | · | · | Indirect |
| Sept. 25, 2008 | HWBK | Employee Stock Option (right to buy) | 2,793 | $16.33 | Dec. 4, 2010 | Direct |
| Sept. 25, 2008 | HWBK | Employee Stock Option (right to buy) | 2,541 | $18.67 | Feb. 14, 2012 | Direct |
| Sept. 25, 2008 | HWBK | Employee Stock Option (right to buy) | 1,804 | $26.57 | March 3, 2013 | Direct |
| Sept. 25, 2008 | HWBK | Employee Stock Option (right to buy) | 1,428 | $35.25 | Feb. 19, 2014 | Direct |
| Sept. 25, 2008 | HWBK | Employee Stock Option (right to buy) | 1,804 | $28.45 | April 21, 2015 | Direct |
| Sept. 25, 2008 | HWBK | Employee Stock Option (right to buy) | 1,765 | $29.95 | March 3, 2016 | Direct |
| Sept. 25, 2008 | HWBK | Employee Stock Option (right to buy) | 1,736 | $33.50 | April 27, 2017 | Direct |
| May 1, 2007 | HWBK | Common Stock | 837 | · | · | Direct |
| May 1, 2007 | HWBK | Common Stock | 2,487 | · | · | Indirect |
| May 1, 2007 | HWBK | Employee Stock Option (right to buy) | 2,793 | $16.33 | Dec. 4, 2010 | Direct |
| May 1, 2007 | HWBK | Employee Stock Option (right to buy) | 2,541 | $18.67 | Feb. 14, 2012 | Direct |
| May 1, 2007 | HWBK | Employee Stock Option (right to buy) | 1,804 | $26.57 | March 3, 2013 | Direct |
| May 1, 2007 | HWBK | Employee Stock Option (right to buy) | 1,428 | $35.25 | Feb. 19, 2014 | Direct |
| May 1, 2007 | HWBK | Employee Stock Option (right to buy) | 1,804 | $28.45 | April 21, 2015 | Direct |
| May 1, 2007 | HWBK | Employee Stock Option (right to buy) | 1,765 | $29.95 | March 3, 2016 | Direct |
| July 21, 2006 | HWBK | Common Stock | 821 | · | · | Direct |
| July 21, 2006 | HWBK | Common Stock | 2,440 | · | · | Indirect |
| July 21, 2006 | HWBK | Employee Stock Option (right to buy) | 2,793 | $16.33 | Dec. 4, 2010 | Direct |
| July 21, 2006 | HWBK | Employee Stock Option (right to buy) | 2,541 | $18.67 | Feb. 14, 2012 | Direct |
| July 21, 2006 | HWBK | Employee Stock Option (right to buy) | 1,804 | $26.57 | March 3, 2013 | Direct |
| July 21, 2006 | HWBK | Employee Stock Option (right to buy) | 1,428 | $35.25 | Feb. 19, 2014 | Direct |
| July 21, 2006 | HWBK | Employee Stock Option (right to buy) | 1,804 | $28.45 | April 21, 2015 | Direct |
| May 13, 2004 | HWBK | Common Stock | 770 | · | · | Direct |
| May 13, 2004 | HWBK | Common Stock | 1,806 | · | · | Indirect |
| May 13, 2004 | HWBK | Employee Stock Option (Right to buy) | 2,793 | $16.33 | Dec. 4, 2010 | Direct |
| May 13, 2004 | HWBK | Employee Stock Option (Right to buy) | 2,541 | $18.67 | Feb. 14, 2012 | Direct |
| May 13, 2004 | HWBK | Employee Stock Option (Right to buy) | 1,804 | $26.57 | March 3, 2013 | Direct |
Annual statements (Form 5) Transactions and holdings reported once a year on SEC Form 5 — exempt or late-reported trades, gifts and small acquisitions.
Transactions
| Date | Ticker | Security | Code | Shares | Price | Value | Owned after | Exercise price | Expiration | A/D |
|---|---|---|---|---|---|---|---|---|---|---|
| April 21, 2005 | HWBK | Employee Stock Option (Right to Buy) | A | 1,804 | $28.45 | $51,324 | 1,804 | · | · | · |
| Dec. 20, 2004 | HWBK | Common Stock | I | 157 | $29.55 | $4,639 | 2,151 | · | · | · |
| Dec. 31, 2003 | HWBK | Common Stock | A | 94 | · | · | 1,806 | · | · | · |
| March 3, 2003 | HWBK | Employee Stock Options (right to buy) | A | 1,804 | $26.57 | $47,932 | 1,804 | · | · | · |
Holdings
| Date | Ticker | Security | Shares | Exercise price | Expiration | Ownership |
|---|---|---|---|---|---|---|
| Feb. 13, 2012 | HWBK | Common Stock | · | · | · | Direct |
| Feb. 13, 2012 | HWBK | Common Stock | · | · | · | Indirect |
| Feb. 13, 2012 | HWBK | Employee Stock Option (right to buy) | 2,747 | $17.26 | · | Direct |
| Feb. 13, 2012 | HWBK | Employee Stock Option (right to buy) | 1,951 | $24.57 | · | Direct |
| Feb. 13, 2012 | HWBK | Employee Stock Option (right to buy) | 1,544 | $32.59 | · | Direct |
| Feb. 13, 2012 | HWBK | Employee Stock Option (right to buy) | 1,951 | $26.30 | · | Direct |
| Feb. 13, 2012 | HWBK | Employee Stock Option (right to buy) | 1,908 | $27.69 | · | Direct |
| Feb. 13, 2012 | HWBK | Employee Stock Option (right to buy) | 1,877 | $30.97 | · | Direct |
| Feb. 13, 2012 | HWBK | Employee Stock Option (right to buy) | 1,552 | $19.42 | · | Direct |
| Feb. 10, 2011 | HWBK | Common Stock | · | · | · | Direct |
| Feb. 10, 2011 | HWBK | Common Stock | · | · | · | Indirect |
| Feb. 10, 2011 | HWBK | Employee Stock Option (right to buy) | 2,747 | $17.26 | · | Direct |
| Feb. 10, 2011 | HWBK | Employee Stock Option (right to buy) | 1,951 | $24.57 | · | Direct |
| Feb. 10, 2011 | HWBK | Employee Stock Option (right to buy) | 1,544 | $32.59 | · | Direct |
| Feb. 10, 2011 | HWBK | Employee Stock Option (right to buy) | 1,951 | $26.30 | · | Direct |
| Feb. 10, 2011 | HWBK | Employee Stock Option (right to buy) | 1,908 | $27.69 | · | Direct |
| Feb. 10, 2011 | HWBK | Employee Stock Option (right to buy) | 1,877 | $30.97 | · | Direct |
| Feb. 10, 2011 | HWBK | Employee Stock Option (right to buy) | 1,552 | $19.42 | · | Direct |
| Feb. 12, 2010 | HWBK | Common Stock | · | · | · | Direct |
| Feb. 12, 2010 | HWBK | Common Stock | · | · | · | Indirect |
| Feb. 12, 2010 | HWBK | Employee Stock Option (right to buy) | 2,793 | $16.33 | · | Direct |
| Feb. 12, 2010 | HWBK | Employee Stock Option (right to buy) | 2,541 | $18.67 | · | Direct |
| Feb. 12, 2010 | HWBK | Employee Stock Option (right to buy) | 1,804 | $26.57 | · | Direct |
| Feb. 12, 2010 | HWBK | Employee Stock Option (right to buy) | 1,428 | $35.25 | · | Direct |
| Feb. 12, 2010 | HWBK | Employee Stock Option (right to buy) | 1,804 | $28.45 | · | Direct |
| Feb. 12, 2010 | HWBK | Employee Stock Option (right to buy) | 1,765 | $29.95 | · | Direct |
| Feb. 12, 2010 | HWBK | Employee Stock Option (right to buy) | 1,736 | $33.50 | · | Direct |
| Feb. 12, 2010 | HWBK | Employee Stock Option (right to buy) | 1,436 | $21.01 | · | Direct |
| Feb. 13, 2009 | HWBK | Common Stock | · | · | · | Direct |
| Feb. 13, 2009 | HWBK | Common Stock | · | · | · | Indirect |
| Feb. 13, 2009 | HWBK | Employee Stock Option (right to buy) | 2,793 | $16.33 | · | Direct |
| Feb. 13, 2009 | HWBK | Employee Stock Option (right to buy) | 2,541 | $18.67 | · | Direct |
| Feb. 13, 2009 | HWBK | Employee Stock Option (right to buy) | 1,804 | $26.57 | · | Direct |
| Feb. 13, 2009 | HWBK | Employee Stock Option (right to buy) | 1,428 | $35.25 | · | Direct |
| Feb. 13, 2009 | HWBK | Employee Stock Option (right to buy) | 1,804 | $28.45 | · | Direct |
| Feb. 13, 2009 | HWBK | Employee Stock Option (right to buy) | 1,765 | $29.95 | · | Direct |
| Feb. 13, 2009 | HWBK | Employee Stock Option (right to buy) | 1,736 | $33.50 | · | Direct |
| Feb. 13, 2009 | HWBK | Employee Stock Option (right to buy) | 1,436 | $21.01 | · | Direct |
| Feb. 14, 2008 | HWBK | Common Stock | · | · | · | Direct |
| Feb. 14, 2008 | HWBK | Common Stock | · | · | · | Indirect |
| Feb. 14, 2008 | HWBK | Employee Stock Option (right to buy) | 2,793 | $16.33 | · | Direct |
| Feb. 14, 2008 | HWBK | Employee Stock Option (right to buy) | 2,541 | $18.67 | · | Direct |
| Feb. 14, 2008 | HWBK | Employee Stock Option (right to buy) | 1,804 | $26.57 | · | Direct |
| Feb. 14, 2008 | HWBK | Employee Stock Option (right to buy) | 1,428 | $35.25 | · | Direct |
| Feb. 14, 2008 | HWBK | Employee Stock Option (right to buy) | 1,804 | $28.45 | · | Direct |
| Feb. 14, 2008 | HWBK | Employee Stock Option (right to buy) | 1,765 | $29.95 | · | Direct |
| Feb. 14, 2008 | HWBK | Employee Stock Option (right to buy) | 1,736 | $33.50 | · | Direct |
| Feb. 14, 2007 | HWBK | Common Stock | 832 | · | · | Indirect |
| Feb. 14, 2007 | HWBK | Common Stock | 2,473 | · | · | Indirect |
| Feb. 14, 2007 | HWBK | Employee Stock Option (right to buy) | 2,793 | $16.33 | · | Direct |
| Feb. 14, 2007 | HWBK | Employee Stock Option (right to buy) | 2,541 | $18.67 | · | Direct |
| Feb. 14, 2007 | HWBK | Employee Stock Option (right to buy) | 1,804 | $26.57 | · | Direct |
| Feb. 14, 2007 | HWBK | Employee Stock Option (right to buy) | 1,428 | $35.25 | · | Direct |
| Feb. 14, 2007 | HWBK | Employee Stock Option (right to buy) | 1,804 | $28.45 | · | Direct |
| Feb. 14, 2007 | HWBK | Employee Stock Option (right to buy) | 1,765 | $29.95 | · | Direct |
| Feb. 14, 2006 | HWBK | Common Stock | · | · | · | Direct |
| Feb. 14, 2006 | HWBK | Common Stock | · | · | · | Indirect |
| Feb. 14, 2006 | HWBK | Employee Stock Option (Right to Buy) | 2,793 | $16.33 | · | Direct |
| Feb. 14, 2006 | HWBK | Employee Stock Option (Right to Buy) | 2,541 | $18.67 | · | Direct |
| Feb. 14, 2006 | HWBK | Employee Stock Option (Right to Buy) | 1,804 | $26.57 | · | Direct |
| Feb. 14, 2006 | HWBK | Employee Stock Option (Right to Buy) | 1,428 | $35.25 | · | Direct |
| Feb. 14, 2005 | HWBK | Common Stock | · | · | · | Direct |
| Feb. 14, 2005 | HWBK | Employee Stock Option (Right to buy) | 2,793 | $16.33 | · | Direct |
| Feb. 14, 2005 | HWBK | Employee Stock Option (Right to buy) | 2,541 | $18.67 | · | Direct |
| Feb. 14, 2005 | HWBK | Employee Stock Option (Right to buy) | 1,804 | $26.57 | · | Direct |
| Feb. 14, 2005 | HWBK | Employee Stock Option (Right to buy) | 1,428 | $35.25 | · | Direct |
| Feb. 13, 2004 | HWBK | Common Stock | 763 | · | · | Indirect |
| Feb. 13, 2004 | HWBK | Employee Stock Options (right to buy) | 2,793 | $16.33 | · | Direct |
| Feb. 13, 2004 | HWBK | Employee Stock Options (right to buy) | 2,541 | $18.67 | · | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2011 | $158,683 | · | · | · | · | $67,000 | $11,898 | $237,580 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.