Richard Glasier

Insider

First SEC filing: Oct. 18, 2007 · Latest: Oct. 18, 2007

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

CCL buying Oct. 14, 2020

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 23 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

23 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
April 8, 2022	CCL	A	9,541	—	—	46,256 Direct	+25.99%	Acquired	(price as of 2026-08-21)
April 20, 2021	CCL	A	6,804	—	—	36,647 Direct	+22.80%	Acquired	(price as of 2026-08-21)
Oct. 14, 2020	CCL	P	10,000	$14.05	$140,500	23,792 Indirect	+72.51%	Acquired	82.8% (price as of 2026-08-21)
April 9, 2020	CCL	A	2,818	$12.42	$35,000	43,635 Direct	+6.90%	Acquired	106.8% (price as of 2026-08-21)
April 9, 2020	CCL	A	14,090	—	—	40,817 Direct	+52.72%	Acquired	(price as of 2026-08-21)
April 17, 2019	CCL	A	3,193	—	—	26,347 Direct	+13.79%	Acquired	(price as of 2026-08-21)
April 11, 2018	CCL	A	2,749	—	—	23,040 Direct	+13.55%	Acquired	(price as of 2026-08-21)
Jan. 22, 2018	CCL	S	4,234	$68.23	$288,886	20,291 Direct	-17.26%	Disposed	-62.4% (price as of 2026-08-21)
April 13, 2017	CCL	S	2,160	$58.28	$125,885	24,524 Direct	-8.09%	Disposed	-55.9% (price as of 2026-08-21)
April 13, 2017	CCL	S	3,840	$58.30	$223,872	26,684 Direct	-12.58%	Disposed	-56.0% (price as of 2026-08-21)
April 6, 2017	CCL	A	2,709	—	—	30,524 Direct	+9.74%	Acquired	(price as of 2026-08-21)
April 14, 2016	CCL	A	3,102	—	—	27,788 Direct	+12.57%	Acquired	(price as of 2026-08-21)
April 1, 2016	CCL	M	10,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
April 1, 2016	CCL	S	10,000	$52.43	$524,300	24,686 Direct	-28.83%	Disposed	-51.0% (price as of 2026-08-21)
April 1, 2016	CCL	M	10,000	$47.83	$478,300	34,686 Direct	+40.51%	Acquired	-46.3% (price as of 2026-08-21)
July 17, 2015	CCL	M	10,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
July 17, 2015	CCL	S	10,000	$52.04	$520,400	24,686 Direct	-28.83%	Disposed	-50.7% (price as of 2026-08-21)
July 17, 2015	CCL	M	10,000	$46.61	$466,100	34,686 Direct	+40.51%	Acquired	-44.9% (price as of 2026-08-21)
May 7, 2015	CCL	S	4,000	$44.59	$178,360	24,686 Direct	-13.94%	Disposed	-42.4% (price as of 2026-08-21)
May 7, 2015	CCL	S	4,000	$44.59	$178,360	24,686,485 Direct	-0.02%	Disposed	-42.4% (price as of 2026-08-21)
April 14, 2015	CCL	A	3,369	—	—	28,686 Direct	+13.31%	Acquired	(price as of 2026-08-21)
April 17, 2014	CCL	A	3,215	—	—	25,240 Direct	+14.60%	Acquired	(price as of 2026-08-21)
May 22, 2013	CCL	A	3,611	—	—	22,025 Direct	+19.61%	Acquired	(price as of 2026-08-21)
Sept. 27, 2012	CCL	S	4,000	$36.52	$146,080	18,414 Direct	-17.85%	Disposed	-29.7% (price as of 2026-08-21)
April 11, 2012	CCL	A	3,840	—	—	22,414 Direct	+20.67%	Acquired	(price as of 2026-08-21)
April 13, 2011	CCL	A	3,188	—	—	18,574 Direct	+20.72%	Acquired	(price as of 2026-08-21)
April 13, 2010	CCL	A	3,088	—	—	15,235 Direct	+25.42%	Acquired	(price as of 2026-08-21)
April 15, 2009	CCL	A	4,647	—	—	12,147 Direct	+61.96%	Acquired	(price as of 2026-08-21)
Oct. 16, 2007	CCL	A	2,500	—	—	2,500 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 13, 2007	CCL	P	100	$48.98	$4,898	5,000 Indirect	+2.04%	Acquired	-47.6% (price as of 2026-08-21)
Feb. 13, 2007	CCL	P	1,300	$48.99	$63,687	4,900 Indirect	+36.11%	Acquired	-47.6% (price as of 2026-08-21)
Feb. 13, 2007	CCL	P	600	$49.00	$29,400	3,600 Indirect	+20.00%	Acquired	-47.6% (price as of 2026-08-21)
Oct. 16, 2006	CCL	A	10,000	—	—	10,000 Direct	—	Acquired	(price as of 2026-08-21)
Oct. 18, 2005	CCL	A	10,000	—	—	10,000 Direct	—	Acquired	(price as of 2026-08-21)
Oct. 18, 2005	CCL	P	1,000	$46.56	$46,560	3,000 Indirect	+50.00%	Acquired	-44.8% (price as of 2026-08-21)
April 28, 2005	CCL	P	1,000	$46.90	$46,900	2,000 Indirect	+100.00%	Acquired	-45.2% (price as of 2026-08-21)
Dec. 29, 2004	CCL	P	1,000	$58.43	$58,430	1,000 Direct	—	Acquired	-56.0% (price as of 2026-08-21)
July 20, 2004	CCL	A	10,000	—	—	10,000 Direct	—	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
April 1, 2016	CCL	Stock Options (Right to Buy)	Common Stock (10,000)	$47.83	Oct. 16, 2016	10,000	Disposed
July 17, 2015	CCL	Stock Options (Right to Buy)	Common Stock (10,000)	$46.61	Oct. 18, 2015	10,000	Disposed
Oct. 16, 2006	CCL	Stock Option (Right to Buy)	Common Stock (10,000)	$47.83	Oct. 16, 2016	10,000	Acquired
Oct. 18, 2005	CCL	Stock Option (Right to Buy)	Common Stock (10,000)	$46.61	Oct. 18, 2015	10,000	Acquired
July 20, 2004	CCL	Stock Option (Right to Buy) [F1]	Common Stock (10,000)	$45.92	July 20, 2014	10,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
July 22, 2004	CCL	Common Stock	0	Direct