Richard Goodman
CIK 1377250 · View on SEC EDGAR ↗
First SEC filing: Oct. 10, 2006 · Latest: Jan. 9, 2020
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 2, 2011 | PEP | S | 38,260 | $69.28 | $2,650,653 | 59,092 Direct | -39.30% | Disposed | 105.2% (price as of 2026-08-20) |
| Oct. 13, 2010 | PEP | S | 10,000 | $66.73 | $667,300 | 67,625 Direct | -12.88% | Disposed | 113.1% (price as of 2026-08-20) |
| Oct. 12, 2010 | PEP | S | 20,000 | $65.64 | $1,312,800 | 67,625 Direct | -22.82% | Disposed | 116.6% (price as of 2026-08-20) |
| July 22, 2010 | PEP | S | 27,334 | $64.51 | $1,763,316 | 67,625 Direct | -28.79% | Disposed | 120.4% (price as of 2026-08-20) |
| May 10, 2010 | PEP | S | 25,000 | $66.02 | $1,650,500 | 67,625 Direct | -26.99% | Disposed | 115.3% (price as of 2026-08-20) |
| Aug. 11, 2009 | PEP | S | 13,013 | $57.06 | $742,522 | 67,563 Direct | -16.15% | Disposed | 149.2% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 23, 2023 | WU | Director Stock Option (Right to Buy) | Common Stock (76,924) | $13.27 | Feb. 23, 2033 | 76,924 | Acquired |
| Feb. 24, 2022 | WU | Director Stock Option (Right to Buy) | Common Stock (46,260) | $18.62 | Feb. 24, 2032 | 46,260 | Acquired |
| Feb. 19, 2021 | WU | Director Stock Option (Right to Buy) | Common Stock (38,648) | $23.91 | Feb. 19, 2031 | 38,648 | Acquired |
| Feb. 21, 2014 | WU | Director Stock Option (Right to Buy) | Common Stock (16,373) | $16.04 | Feb. 21, 2024 | 16,373 | Acquired |
| Feb. 21, 2013 | WU | Director Stock Option (Right to Buy) | Common Stock (20,441) | $13.90 | Feb. 21, 2023 | 20,441 | Acquired |
| May 2, 2011 | PEP | Employee Stock Option (right to buy) | PepsiCo, Inc. Common Stock (25,260) | $50.00 | Jan. 31, 2012 | 25,260 | Disposed |
| Oct. 13, 2010 | PEP | Employee Stock Option (right to buy) | PepsiCo, Inc. Common Stock (10,000) | $50.00 | Jan. 31, 2012 | 10,000 | Disposed |
| Oct. 12, 2010 | PEP | Employee Stock Option (right to buy) | PepsiCo, Inc. Common Stock (20,000) | $50.00 | Jan. 31, 2012 | 20,000 | Disposed |
| July 22, 2010 | PEP | Employee Stock Option (right to buy) | PepsiCo, Inc. Common Stock (10,955) | $44.50 | Jan. 31, 2011 | 10,955 | Disposed |
| July 22, 2010 | PEP | Employee Stock Option (right to buy) | PepsiCo, Inc. Common Stock (16,379) | $43.50 | Jan. 31, 2011 | 16,379 | Disposed |
| May 10, 2010 | PEP | Employee Stock Option (right to buy) | PepsiCo, Inc. Common Stock (25,000) | $43.50 | Jan. 31, 2011 | 25,000 | Disposed |
| Aug. 11, 2009 | PEP | Employee Stock Option (right to buy) | PepsiCo, Inc. Common Stock (13,013) | $43.25 | Jan. 31, 2010 | 13,013 | Disposed |
| Feb. 6, 2009 | PEP | Employee Stock Option (right to buy) | PepsiCo, Inc. Common Stock (47,170) | $53.00 | Jan. 31, 2019 | 47,170 | Acquired |
| Feb. 1, 2008 | PEP | Employee Stock Option (right to buy) | PepsiCo, Inc. Common Stock (45,811) | $68.75 | Jan. 31, 2018 | 45,811 | Acquired |
| Feb. 2, 2007 | PEP | Employee Stock Option (right to buy) | PepsiCo, Inc. Common Stock (41,597) | $65.00 | Jan. 31, 2017 | 41,597 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 11 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Oct. 10, 2006 | PEP | PepsiCo, Inc. Common Stock | 44,434 | Direct |
| Oct. 10, 2006 | PEP | PepsiCo, Inc. Common Stock | 232 | Indirect |
| Oct. 10, 2006 | PEP | Employee Stock Option (right to buy)→ PepsiCo, Inc. Common Stock (7,601) | 7,601 | Direct |
| Oct. 10, 2006 | PEP | Employee Stock Option (right to buy)→ PepsiCo, Inc. Common Stock (13,013) | 13,013 | Direct |
| Oct. 10, 2006 | PEP | Employee Stock Option (right to buy)→ PepsiCo, Inc. Common Stock (41,379) | 41,379 | Direct |
| Oct. 10, 2006 | PEP | Employee Stock Option (right to buy)→ PepsiCo, Inc. Common Stock (10,955) | 10,955 | Direct |
| Oct. 10, 2006 | PEP | Employee Stock Option (right to buy)→ PepsiCo, Inc. Common Stock (55,260) | 55,260 | Direct |
| Oct. 10, 2006 | PEP | Employee Stock Option (right to buy)→ PepsiCo, Inc. Common Stock (73,857) | 73,857 | Direct |
| Oct. 10, 2006 | PEP | Employee Stock Option (right to buy)→ PepsiCo, Inc. Common Stock (55,464) | 55,464 | Direct |
| Oct. 10, 2006 | PEP | Employee Stock Option (right to buy)→ PepsiCo, Inc. Common Stock (385) | 385 | Direct |
| Oct. 10, 2006 | PEP | Employee Stock Option (right to buy)→ PepsiCo, Inc. Common Stock (360) | 360 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2010 | $650,000 | $0 | — | — | $855,400 | $1,034,896 | $32,700 | $3,860,529 |
| 2009 | $650,000 | $0 | — | — | $888,140 | $737,677 | $32,953 | $3,316,766 |
| 2008 | $650,000 | $0 | — | — | $819,000 | $740,658 | $30,162 | $3,655,457 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.