Richard Grondin
CIK 1819004 · View on SEC EDGAR ↗
Insider
First SEC filing: July 27, 2020 · Latest: July 27, 2020
On this page
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 23 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
23 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Sept. 8, 2022 | PESI | P | 1,000 | $4.87 | $4,870 | 1,036 Direct | +2777.78% | Acquired | 243.7% (price as of 2026-08-24) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 20, 2026 | PESI | Stock Option | Common Stock (5,000) | $7.00 | Oct. 14, 2027 | 5,000 | Disposed |
| Jan. 20, 2026 | PESI | Stock Option | Common Stock (6,000) | $3.95 | Jan. 19, 2029 | 6,000 | Disposed |
| March 26, 2024 | PESI | Stock Option | Common Stock (2,000) | $3.15 | Jan. 17, 2025 | 2,000 | Disposed |
| March 26, 2024 | PESI | Stock Option | Common Stock (10,000) | $7.00 | Oct. 14, 2027 | 10,000 | Disposed |
| March 26, 2024 | PESI | Stock Option | Common Stock (6,000) | $3.95 | Jan. 19, 2029 | 6,000 | Disposed |
| Oct. 2, 2023 | PESI | Stock Option | Common Stock (20,000) | $3.60 | Oct. 19, 2023 | 20,000 | Disposed |
| Oct. 2, 2023 | PESI | Stock Option | Common Stock (8,000) | $3.15 | Jan. 17, 2025 | 8,000 | Disposed |
| Jan. 19, 2023 | PESI | Stock Option | Common Stock (30,000) | $3.95 | Jan. 19, 2029 | 30,000 | Acquired |
| Oct. 14, 2021 | PESI | Stock Option | Common Stock (25,000) | $7.00 | Oct. 14, 2027 | 25,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.