Richard H Bagger

Insider

First SEC filing: Jan. 5, 2009 · Latest: Jan. 5, 2009

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 58 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

58 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 9, 2022	TNXP	A	2,131,500	—	—	2,131,500 Direct	—	Acquired	(price as of 2026-08-20)
May 10, 2021	TNXP	A	270,882	—	—	270,882 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 13, 2020	TNXP	P	10,000	$0.91	$9,100	10,000 Direct	—	Acquired	-100.0% (price as of 2026-08-20)
June 9, 2020	TNXP	A	68,750	—	—	68,750 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 31, 2008	PFE	A	55	$17.71	$974	5,520 Direct	+1.01%	Acquired	65.6% (price as of 2026-08-20)
Dec. 15, 2008	PFE	A	59	$16.63	$981	5,465 Direct	+1.09%	Acquired	76.4% (price as of 2026-08-20)
Nov. 26, 2008	PFE	A	64	$16.07	$1,028	5,406 Direct	+1.20%	Acquired	82.5% (price as of 2026-08-20)
Nov. 14, 2008	PFE	A	163	$16.28	$2,654	5,342 Direct	+3.15%	Acquired	80.1% (price as of 2026-08-20)
Oct. 31, 2008	PFE	A	56	$17.71	$992	5,179 Direct	+1.09%	Acquired	65.6% (price as of 2026-08-20)
Oct. 15, 2008	PFE	A	61	$16.27	$992	5,123 Direct	+1.21%	Acquired	80.3% (price as of 2026-08-20)
Sept. 30, 2008	PFE	A	54	$18.44	$996	5,062 Direct	+1.08%	Acquired	59.0% (price as of 2026-08-20)
Sept. 15, 2008	PFE	A	52	$18.05	$939	5,008 Direct	+1.05%	Acquired	62.5% (price as of 2026-08-20)
Aug. 29, 2008	PFE	A	56	$19.11	$1,070	4,956 Direct	+1.14%	Acquired	53.5% (price as of 2026-08-20)
Aug. 15, 2008	PFE	A	125	$19.97	$2,496	4,900 Direct	+2.62%	Acquired	46.9% (price as of 2026-08-20)
July 31, 2008	PFE	A	53	$18.67	$990	4,775 Direct	+1.12%	Acquired	57.1% (price as of 2026-08-20)
July 15, 2008	PFE	A	55	$17.58	$967	4,722 Direct	+1.18%	Acquired	66.8% (price as of 2026-08-20)
June 30, 2008	PFE	A	57	$17.47	$996	4,667 Direct	+1.24%	Acquired	67.9% (price as of 2026-08-20)
June 13, 2008	PFE	A	55	$17.99	$989	4,610 Direct	+1.21%	Acquired	63.0% (price as of 2026-08-20)
May 30, 2008	PFE	A	53	$19.36	$1,026	4,555 Direct	+1.18%	Acquired	51.5% (price as of 2026-08-20)
May 15, 2008	PFE	A	119	$20.08	$2,390	4,502 Direct	+2.72%	Acquired	46.1% (price as of 2026-08-20)
April 30, 2008	PFE	A	51	$20.11	$1,026	4,383 Direct	+1.18%	Acquired	45.8% (price as of 2026-08-20)
April 15, 2008	PFE	A	48	$20.71	$994	4,332 Direct	+1.12%	Acquired	41.6% (price as of 2026-08-20)
March 31, 2008	PFE	A	35	$20.93	$733	4,284 Direct	+0.82%	Acquired	40.1% (price as of 2026-08-20)
March 14, 2008	PFE	A	252	$20.64	$5,201	4,249 Direct	+6.30%	Acquired	42.1% (price as of 2026-08-20)
Feb. 28, 2008	PFE	A	28,863	—	—	28,863 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 28, 2008	PFE	A	3,100	—	—	54,877 Direct	+5.99%	Acquired	(price as of 2026-08-20)
Feb. 28, 2008	PFE	A	7,133	—	—	51,777 Direct	+15.98%	Acquired	(price as of 2026-08-20)
Dec. 31, 2007	PFE	A	43	$22.73	$977	3,944 Direct	+1.10%	Acquired	29.0% (price as of 2026-08-20)
Dec. 14, 2007	PFE	A	42	$23.10	$970	3,901 Direct	+1.09%	Acquired	27.0% (price as of 2026-08-20)
Nov. 30, 2007	PFE	A	40	$23.76	$950	3,859 Direct	+1.05%	Acquired	23.4% (price as of 2026-08-20)
Nov. 15, 2007	PFE	A	88	$23.29	$2,050	3,819 Direct	+2.36%	Acquired	25.9% (price as of 2026-08-20)
Oct. 31, 2007	PFE	A	39	$24.61	$960	3,731 Direct	+1.06%	Acquired	19.2% (price as of 2026-08-20)
Oct. 15, 2007	PFE	A	38	$25.00	$950	3,692 Direct	+1.04%	Acquired	17.3% (price as of 2026-08-20)
Sept. 28, 2007	PFE	A	40	$24.43	$977	3,654 Direct	+1.11%	Acquired	20.0% (price as of 2026-08-20)
Sept. 14, 2007	PFE	A	40	$24.29	$972	3,614 Direct	+1.12%	Acquired	20.7% (price as of 2026-08-20)
Aug. 31, 2007	PFE	A	37	$24.84	$919	3,574 Direct	+1.05%	Acquired	18.1% (price as of 2026-08-20)
Aug. 15, 2007	PFE	A	83	$23.53	$1,953	3,537 Direct	+2.40%	Acquired	24.6% (price as of 2026-08-20)
July 31, 2007	PFE	A	41	$23.51	$964	3,454 Direct	+1.20%	Acquired	24.7% (price as of 2026-08-20)
July 13, 2007	PFE	A	37	$25.91	$959	3,413 Direct	+1.10%	Acquired	13.2% (price as of 2026-08-20)
June 29, 2007	PFE	A	38	$25.57	$972	3,376 Direct	+1.14%	Acquired	14.7% (price as of 2026-08-20)
June 15, 2007	PFE	A	36	$26.47	$953	3,338 Direct	+1.09%	Acquired	10.8% (price as of 2026-08-20)
May 31, 2007	PFE	A	35	$27.49	$962	3,302 Direct	+1.07%	Acquired	6.7% (price as of 2026-08-20)
May 15, 2007	PFE	A	69	$27.10	$1,870	3,267 Direct	+2.16%	Acquired	8.2% (price as of 2026-08-20)
April 30, 2007	PFE	A	36	$26.46	$953	3,198 Direct	+1.14%	Acquired	10.8% (price as of 2026-08-20)
April 13, 2007	PFE	A	36	$26.67	$960	3,162 Direct	+1.15%	Acquired	10.0% (price as of 2026-08-20)
March 30, 2007	PFE	A	9	$25.26	$227	3,126 Direct	+0.29%	Acquired	16.1% (price as of 2026-08-20)
March 15, 2007	PFE	A	284	$24.99	$7,097	3,117 Direct	+10.02%	Acquired	17.4% (price as of 2026-08-20)
Feb. 22, 2007	PFE	A	63,000	—	—	63,000 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 22, 2007	PFE	A	12,300	—	—	43,571 Direct	+39.33%	Acquired	(price as of 2026-08-20)
Feb. 22, 2007	PFE	A	6,260	—	—	31,271 Direct	+25.03%	Acquired	(price as of 2026-08-20)
Dec. 29, 2006	PFE	A	36	$25.90	$932	2,802 Direct	+1.30%	Acquired	13.2% (price as of 2026-08-20)
Dec. 15, 2006	PFE	A	40	$25.64	$1,026	2,766 Direct	+1.47%	Acquired	14.4% (price as of 2026-08-20)
Nov. 30, 2006	PFE	A	33	$27.49	$907	2,726 Direct	+1.23%	Acquired	6.7% (price as of 2026-08-20)
Nov. 15, 2006	PFE	A	59	$26.53	$1,565	2,693 Direct	+2.24%	Acquired	10.5% (price as of 2026-08-20)
Oct. 31, 2006	PFE	A	35	$26.65	$933	2,634 Direct	+1.35%	Acquired	10.0% (price as of 2026-08-20)
Oct. 13, 2006	PFE	A	35	$27.59	$966	2,599 Direct	+1.37%	Acquired	6.3% (price as of 2026-08-20)
Sept. 29, 2006	PFE	A	33	$28.36	$936	2,564 Direct	+1.30%	Acquired	3.4% (price as of 2026-08-20)
Sept. 15, 2006	PFE	A	33	$28.04	$925	2,531 Direct	+1.32%	Acquired	4.6% (price as of 2026-08-20)
Aug. 31, 2006	PFE	A	28	$27.56	$772	2,498 Direct	+1.13%	Acquired	6.4% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
May 9, 2022	TNXP	Stock Option	Common Stock (2,131,500)	$0.13	May 9, 2032	2,131,500	Acquired
May 10, 2021	TNXP	Stock Option	Common Stock (270,882)	$1.03	May 10, 2031	270,882	Acquired
June 9, 2020	TNXP	Stock Option	Common Stock (68,750)	$0.71	June 9, 2030	68,750	Acquired
Dec. 31, 2008	PFE	Phantom Stock Units SSP	Common Stock (55)	—	—	55	Acquired
Dec. 15, 2008	PFE	Phantom Stock Units SSP	Common Stock (59)	—	—	59	Acquired
Nov. 26, 2008	PFE	Phantom Stock Units SSP	Common Stock (64)	—	—	64	Acquired
Nov. 14, 2008	PFE	Phantom Stock Units SSP	Common Stock (163)	—	—	163	Acquired
Oct. 31, 2008	PFE	Phantom Stock Units SSP	Common Stock (56)	—	—	56	Acquired
Oct. 15, 2008	PFE	Phantom Stock Units SSP	Common Stock (61)	—	—	61	Acquired
Sept. 30, 2008	PFE	Phantom Stock Units SSP	Common Stock (54)	—	—	54	Acquired
Sept. 15, 2008	PFE	Phantom Stock Units SSP	Common Stock (52)	—	—	52	Acquired
Aug. 29, 2008	PFE	Phantom Stock Units SSP	Common Stock (56)	—	—	56	Acquired
Aug. 15, 2008	PFE	Phantom Stock Units SSP	Common Stock (125)	—	—	125	Acquired
July 31, 2008	PFE	Phantom Stock Units SSP	Common Stock (53)	—	—	53	Acquired
July 15, 2008	PFE	Phantom Stock Units SSP	Common Stock (55)	—	—	55	Acquired
June 30, 2008	PFE	Phantom Stock Units SSP	Common Stock (57)	—	—	57	Acquired
June 13, 2008	PFE	Phantom Stock Units SSP	Common Stock (55)	—	—	55	Acquired
May 30, 2008	PFE	Phantom Stock Units SSP	Common Stock (53)	—	—	53	Acquired
May 15, 2008	PFE	Phantom Stock Units SSP	Common Stock (119)	—	—	119	Acquired
April 30, 2008	PFE	Phantom Stock Units SSP	Common Stock (51)	—	—	51	Acquired
April 15, 2008	PFE	Phantom Stock Units SSP	Common Stock (48)	—	—	48	Acquired
March 31, 2008	PFE	Phantom Stock Units SSP	Common Stock (35)	—	—	35	Acquired
March 14, 2008	PFE	Phantom Stock Units SSP	Common Stock (252)	—	—	252	Acquired
Feb. 28, 2008	PFE	Stock Appreciation Rights	Common Stock (28,863)	$22.55	Feb. 28, 2013	28,863	Acquired
Dec. 31, 2007	PFE	Phantom Stock Units SSP	Common Stock (43)	—	—	43	Acquired
Dec. 14, 2007	PFE	Phantom Stock Units SSP	Common Stock (42)	—	—	42	Acquired
Nov. 30, 2007	PFE	Phantom Stock Units SSP	Common Stock (40)	—	—	40	Acquired
Nov. 15, 2007	PFE	Phantom Stock Units SSP	Common Stock (88)	—	—	88	Acquired
Oct. 31, 2007	PFE	Phantom Stock Units SSP	Common Stock (39)	—	—	39	Acquired
Oct. 15, 2007	PFE	Phantom Stock Units SSP	Common Stock (38)	—	—	38	Acquired
Sept. 28, 2007	PFE	Phantom Stock Units SSP	Common Stock (40)	—	—	40	Acquired
Sept. 14, 2007	PFE	Phantom Stock Units SSP	Common Stock (40)	—	—	40	Acquired
Aug. 31, 2007	PFE	Phantom Stock Units SSP	Common Stock (37)	—	—	37	Acquired
Aug. 15, 2007	PFE	Phantom Stock Units SSP	Common Stock (83)	—	—	83	Acquired
July 31, 2007	PFE	Phantom Stock Units SSP	Common Stock (41)	—	—	41	Acquired
July 13, 2007	PFE	Phantom Stock Units SSP	Common Stock (37)	—	—	37	Acquired
June 29, 2007	PFE	Phantom Stock Units SSP	Common Stock (38)	—	—	38	Acquired
June 15, 2007	PFE	Phantom Stock Units SSP	Common Stock (36)	—	—	36	Acquired
May 31, 2007	PFE	Phantom Stock Units SSP	Common Stock (35)	—	—	35	Acquired
May 15, 2007	PFE	Phantom Stock Units SSP	Common Stock (69)	—	—	69	Acquired
April 30, 2007	PFE	Phantom Stock Units SSP	Common Stock (36)	—	—	36	Acquired
April 13, 2007	PFE	Phantom Stock Units SSP	Common Stock (36)	—	—	36	Acquired
March 30, 2007	PFE	Phantom Stock Units SSP	Common Stock (9)	—	—	9	Acquired
March 15, 2007	PFE	Phantom Stock Units SSP	Common Stock (284)	—	—	284	Acquired
Feb. 22, 2007	PFE	Employee Stock Option (right to buy)	Common Stock (63,000)	$25.87	Feb. 21, 2017	63,000	Acquired
Dec. 29, 2006	PFE	Phantom Stock Units SSP	Common Stock (36)	—	—	36	Acquired
Dec. 15, 2006	PFE	Phantom Stock Units SSP	Common Stock (40)	—	—	40	Acquired
Nov. 30, 2006	PFE	Phantom Stock Units SSP	Common Stock (33)	—	—	33	Acquired
Nov. 15, 2006	PFE	Phantom Stock Units SSP	Common Stock (59)	—	—	59	Acquired
Oct. 31, 2006	PFE	Phantom Stock Units SSP	Common Stock (35)	—	—	35	Acquired
Oct. 13, 2006	PFE	Phantom Stock Units SSP	Common Stock (35)	—	—	35	Acquired
Sept. 29, 2006	PFE	Phantom Stock Units SSP	Common Stock (33)	—	—	33	Acquired
Sept. 15, 2006	PFE	Phantom Stock Units SSP	Common Stock (33)	—	—	33	Acquired
Aug. 31, 2006	PFE	Phantom Stock Units SSP	Common Stock (28)	—	—	28	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 13 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
June 11, 2020	TNXP	Stock Option [F1]→ Common Stock (68,750)	68,750	Direct
Aug. 24, 2006	PFE	Common Stock	24,826	Direct
Aug. 24, 2006	PFE	Common Stock	4,621	Indirect
Aug. 24, 2006	PFE	Employee Stock Option (right to buy)→ Common Stock (18,000)	18,000	Direct
Aug. 24, 2006	PFE	Employee Stock Option (right to buy)→ Common Stock (19,650)	19,650	Direct
Aug. 24, 2006	PFE	Employee Stock Option (right to buy)→ Common Stock (16,000)	16,000	Direct
Aug. 24, 2006	PFE	Employee Stock Option (right to buy)→ Common Stock (34,000)	34,000	Direct
Aug. 24, 2006	PFE	Employee Stock Option (right to buy)→ Common Stock (19,000)	19,000	Direct
Aug. 24, 2006	PFE	Employee Stock Option (right to buy)→ Common Stock (40,000)	40,000	Direct
Aug. 24, 2006	PFE	Employee Stock Option (right to buy)→ Common Stock (60,000)	60,000	Direct
Aug. 24, 2006	PFE	Employee Stock Option (right to buy)→ Common Stock (60,000)	60,000	Direct
Aug. 24, 2006	PFE	Employee Stock Option (right to buy)→ Common Stock (100,000)	100,000	Direct
Aug. 24, 2006	PFE	Phantom Stock Units SSP→ Common Stock (2,470)	2,470	Direct