Richard H Hawks JR
CIK 1255427 · View on SEC EDGAR ↗
First SEC filing: Dec. 27, 2013 · Latest: Dec. 27, 2013
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 19, 2013 | 759458 | S | 1,410 | $146.06 | $205,945 | 9,050 Direct | -13.48% | Disposed | |
| Dec. 12, 2012 | 759458 | S | 1,192 | $147.07 | $175,307 | 10,460 Direct | -10.23% | Disposed | |
| Dec. 20, 2010 | 759458 | S | 601 | $383.38 | $230,411 | 1,919 Direct | -23.85% | Disposed | |
| June 16, 2010 | 759458 | S | 375 | $341.46 | $128,048 | 2,591 Direct | -12.64% | Disposed | |
| Sept. 20, 2005 | 759458 | P | 3 | $365.00 | $1,095 | 1,560 Direct | +0.19% | Acquired |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 12, 2012 | 759458 | Options - Right to buy | Canandaigua National Corporation common (1,656) | $147.07 | Dec. 31, 2029 | 1,656 | Disposed |
| Dec. 12, 2012 | 759458 | Options - Right to buy | Canandaigua National Corporation common (1,728) | $147.07 | Dec. 31, 2029 | 1,728 | Disposed |
| Dec. 12, 2012 | 759458 | Options - Right to buy | Canandaigua National Corporation common (1,068) | $147.07 | Dec. 31, 2029 | 1,068 | Disposed |
| Feb. 9, 2011 | 759458 | Stock Appreciation Right | Canandaigua National Corporation common (390) | $383.38 | Jan. 1, 2021 | 390 | Acquired |
| Feb. 9, 2011 | 759458 | Stock Appreciation Right | Canandaigua National Corporation common (585) | $383.38 | June 19, 2016 | 585 | Acquired |
| June 16, 2010 | 759458 | Stock Appreiciation Rights | Canandaigua National Corporation common (1,596) | $120.17 | Jan. 1, 2030 | 1,596 | Disposed |
| Jan. 1, 2010 | 759458 | Stock Appreciation Right | Common (160) | $327.12 | Jan. 1, 2020 | 160 | Acquired |
| Jan. 1, 2010 | 759458 | Stock Appreciation Right | Common (241) | $327.12 | Jan. 1, 2020 | 241 | Acquired |
| April 23, 2004 | 759458 | Common Stock Options | Common Stock (455) | $293.85 | June 19, 2017 | 455 | Acquired |
| April 23, 2004 | 759458 | Common Stock Options | Common Stock (303) | $293.85 | June 19, 2017 | 303 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).