Richard Herrin — SEC Insider Profile, Roles & Companies

Insider at

04

BANC selling Dec. 20, 2013

Insider transactions

05

0 buys (P) 0 sells (S) Net: $0 + 18 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

18 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Dec. 6, 2014	BANC	D	7,873	·	·	11,907 Direct	-39.80%	Disposed	(price as of 2026-10-05)
April 1, 2014	BANC	A	7,335	$12.27	$90,000	19,780 Direct	+58.94%	Acquired	43.0% (price as of 2026-10-05)
March 4, 2014	BANC	F	222	$12.73	$2,826	12,445 Direct	-1.75%	Disposed	37.9% (price as of 2026-10-05)
Dec. 29, 2013	BANC	F	510	$13.55	$6,910	12,276 Direct	-3.99%	Disposed	29.5% (price as of 2026-10-05)
Dec. 20, 2013	BANC	M	25,000	$11.60	$290,000	37,786 Direct	+195.53%	Acquired	51.3% (price as of 2026-10-05)
Dec. 20, 2013	BANC	F	21,184	$13.69	$290,009	16,602 Direct	-56.06%	Disposed	28.2% (price as of 2026-10-05)
Dec. 20, 2013	BANC	S	3,816	$13.69	$52,241	12,786 Direct	-22.99%	Disposed	28.2% (price as of 2026-10-05)
Dec. 20, 2013	BANC	M	25,000	$11.60	$290,000	40,000 Direct	-38.46%	Disposed	51.3% (price as of 2026-10-05)
Nov. 17, 2013	BANC	F	595	$12.83	$7,634	12,786 Direct	-4.45%	Disposed	36.8% (price as of 2026-10-05)
March 4, 2013	BANC	A	1,580	$10.44	$16,495	13,381 Direct	+13.39%	Acquired	68.1% (price as of 2026-10-05)
Dec. 29, 2012	BANC	F	510	$11.91	$6,074	11,663 Direct	-4.19%	Disposed	47.4% (price as of 2026-10-05)
Nov. 17, 2012	BANC	A	1,400	$11.56	$16,184	13,947 Direct	+11.16%	Acquired	51.8% (price as of 2026-10-05)
Nov. 17, 2012	BANC	F	595	$11.56	$6,878	13,352 Direct	-4.27%	Disposed	51.8% (price as of 2026-10-05)
Oct. 1, 2012	BANC	J	68	$12.23	$832	12,547 Direct	+0.54%	Acquired	43.5% (price as of 2026-10-05)
Sept. 25, 2012	BANC	A	10,000	$12.56	$125,600	16,729 Direct	+148.61%	Acquired	39.7% (price as of 2026-10-05)
Sept. 25, 2012	BANC	F	4,250	$12.56	$53,380	12,479 Direct	-25.40%	Disposed	39.7% (price as of 2026-10-05)
Dec. 29, 2011	BANC	A	3,602	·	·	7,324 Direct	+96.78%	Acquired	(price as of 2026-10-05)
Nov. 17, 2010	BANC	A	65,000	·	·	65,000 Direct	·	Acquired	(price as of 2026-10-05)
Nov. 17, 2010	BANC	A	4,200	·	·	4,200 Direct	·	Acquired	(price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 20, 2013	BANC	Stock Option (Right to Purchase)	Common Stock (65,000)	$11.60	Nov. 17, 2020	25,000	Disposed
Nov. 17, 2010	BANC	Stock Option (Right to Purchase)	Common Stock (65,000)	$11.60	Nov. 17, 2020	65,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

07

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Nov. 19, 2010	BANC	Common Stock	0	Direct

Compensation (DEF 14A)

08

Matched by name from proxy statements (DEF 14A) — verify against the filing.

BANC

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2012	$265,000	$83,500	·	·	·	·	$13,415	$504,010

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.