Richard Herrin

Insider

First SEC filing: Nov. 19, 2010 · Latest: Feb. 12, 2014

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

BANC selling Dec. 20, 2013

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 18 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

18 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Dec. 6, 2014	BANC	D	7,873	—	—	11,907 Direct	-39.80%	Disposed	(price as of 2026-08-20)
April 1, 2014	BANC	A	7,335	$12.27	$90,000	19,780 Direct	+58.94%	Acquired	54.0% (price as of 2026-08-20)
March 4, 2014	BANC	F	222	$12.73	$2,826	12,445 Direct	-1.75%	Disposed	48.5% (price as of 2026-08-20)
Dec. 29, 2013	BANC	F	510	$13.55	$6,910	12,276 Direct	-3.99%	Disposed	39.5% (price as of 2026-08-20)
Dec. 20, 2013	BANC	M	25,000	$11.60	$290,000	37,786 Direct	+195.53%	Acquired	62.9% (price as of 2026-08-20)
Dec. 20, 2013	BANC	F	21,184	$13.69	$290,009	16,602 Direct	-56.06%	Disposed	38.1% (price as of 2026-08-20)
Dec. 20, 2013	BANC	S	3,816	$13.69	$52,241	12,786 Direct	-22.99%	Disposed	38.1% (price as of 2026-08-20)
Dec. 20, 2013	BANC	M	25,000	$11.60	$290,000	40,000 Direct	-38.46%	Disposed	62.9% (price as of 2026-08-20)
Nov. 17, 2013	BANC	F	595	$12.83	$7,634	12,786 Direct	-4.45%	Disposed	47.3% (price as of 2026-08-20)
March 4, 2013	BANC	A	1,580	$10.44	$16,495	13,381 Direct	+13.39%	Acquired	81.0% (price as of 2026-08-20)
Dec. 29, 2012	BANC	F	510	$11.91	$6,074	11,663 Direct	-4.19%	Disposed	58.7% (price as of 2026-08-20)
Nov. 17, 2012	BANC	A	1,400	$11.56	$16,184	13,947 Direct	+11.16%	Acquired	63.5% (price as of 2026-08-20)
Nov. 17, 2012	BANC	F	595	$11.56	$6,878	13,352 Direct	-4.27%	Disposed	63.5% (price as of 2026-08-20)
Oct. 1, 2012	BANC	J	68	$12.23	$832	12,547 Direct	+0.54%	Acquired	54.5% (price as of 2026-08-20)
Sept. 25, 2012	BANC	A	10,000	$12.56	$125,600	16,729 Direct	+148.61%	Acquired	50.5% (price as of 2026-08-20)
Sept. 25, 2012	BANC	F	4,250	$12.56	$53,380	12,479 Direct	-25.40%	Disposed	50.5% (price as of 2026-08-20)
Dec. 29, 2011	BANC	A	3,602	—	—	7,324 Direct	+96.78%	Acquired	(price as of 2026-08-20)
Nov. 17, 2010	BANC	A	65,000	—	—	65,000 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 17, 2010	BANC	A	4,200	—	—	4,200 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 20, 2013	BANC	Stock Option (Right to Purchase)	Common Stock (65,000)	$11.60	Nov. 17, 2020	25,000	Disposed
Nov. 17, 2010	BANC	Stock Option (Right to Purchase)	Common Stock (65,000)	$11.60	Nov. 17, 2020	65,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Nov. 19, 2010	BANC	Common Stock	0	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

BANC

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2012	$265,000	$83,500	—	—	—	—	$13,415	$504,010

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.